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PP

Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.95%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.99B
AUM Growth
-$1.1B
Cap. Flow
-$1.57B
Cap. Flow %
-19.62%
Top 10 Hldgs %
31.15%
Holding
2,460
New
343
Increased
553
Reduced
804
Closed
667

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.7M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$16.3M
3
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$15.9M
4
LBRDK icon
Liberty Broadband Class C
LBRDK
+$11.9M
5
COTY icon
Coty
COTY
+$11.9M

Top Sells

Rank Stock Value
1
BIIB icon
Biogen
BIIB
+$61.3M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$55.4M
3
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$53.8M
4
EMC
EMC CORPORATION
EMC
+$34.8M
5
AAPL icon
Apple
AAPL
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 3.47%
2 Consumer Discretionary 3.38%
3 Financials 2.99%
4 Industrials 2.65%
5 Healthcare 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRSN icon
476
VeriSign
VRSN
$25.4B
$2.3M 0.03%
29,356
-25,166
-46% -$2.02M
YUM icon
477
Yum! Brands
YUM
$41.4B
$2.29M 0.03%
35,135
-30,015
-46% -$1.92M
KEYS icon
478
Keysight
KEYS
$52.2B
$2.28M 0.03%
72,069
+19,756
+38% +$588K
LKQ icon
479
LKQ Corp
LKQ
$6.77B
$2.28M 0.03%
64,187
+5,383
+9% +$187K
XLB icon
480
PUT
State Street Materials Select Sector SPDR ETF
XLB
$8.82B
$2.27M 0.03%
95,200
-5,800
-6% -$140K
DAL icon
481
Delta Air Lines
DAL
$58.8B
$2.24M 0.03%
56,999
-36,296
-39% -$1.37M
STT icon
482
State Street
STT
$50.2B
$2.24M 0.03%
32,164
-115,456
-78% -$7.55M
VAR
483
DELISTED
Varian Medical Systems, Inc.
VAR
$2.24M 0.03%
25,659
-11,995
-32% -$978K
OII icon
484
Oceaneering
OII
$4.78B
$2.24M 0.03%
81,336
-5,009
-6% -$139K
WM icon
485
Waste Management
WM
$96.1B
$2.23M 0.03%
35,018
+28,208
+414% +$1.84M
WKC icon
486
World Kinect Corp
WKC
$2.06B
$2.23M 0.03%
48,220
-1,406
-3% -$64.8K
DFS
487
PUT
DELISTED
Discover Financial Services
DFS
$2.23M 0.03%
39,400
-14,200
-26% -$813K
EXC icon
488
Exelon
EXC
$48.4B
$2.23M 0.03%
93,804
+33,779
+56% +$849K
O icon
489
Realty Income
O
$61.3B
$2.23M 0.03%
+34,343
New +$2.27M
EEM icon
490
CALL
iShares MSCI Emerging Markets ETF
EEM
$28B
$2.23M 0.03%
59,400
+34,400
+138% +$1.26M
KMT icon
491
Kennametal
KMT
$2.71B
$2.22M 0.03%
76,547
+7,088
+10% +$187K
KO icon
492
Coca-Cola
KO
$380B
$2.22M 0.03%
52,453
-33,327
-39% -$1.46M
SHW icon
493
CALL
Sherwin-Williams
SHW
$87.4B
$2.21M 0.03%
+24,000
New +$2.33M
SHW icon
494
PUT
Sherwin-Williams
SHW
$87.4B
$2.21M 0.03%
+24,000
New +$2.33M
ALGN icon
495
Align Technology
ALGN
$12.6B
$2.21M 0.03%
23,533
-14,195
-38% -$1.28M
HST icon
496
Host Hotels & Resorts
HST
$17.4B
$2.21M 0.03%
+141,689
New +$2.43M
VMW
497
CALL
DELISTED
VMware, Inc
VMW
$2.2M 0.03%
30,000
-60,000
-67% -$4.22M
SYT
498
CALL
DELISTED
Syngenta Ag
SYT
$2.19M 0.03%
+25,000
New +$2.06M
CI icon
499
Cigna
CI
$79.6B
$2.18M 0.03%
16,739
-9,534
-36% -$1.24M
INVX
500
Innovex International
INVX
$1.79B
$2.18M 0.03%
39,108
+9,817
+34% +$548K
18 19
20
21 22

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Paloma Partners's Q3 2016 Portfolio in Review

As of Q3 2016, Paloma Partners held 2,460 positions worth $7.99B, down 12% from $9.09B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $1.57B in Q3 2016, closing 667 positions and reducing 804 holdings. Its most notable exit was COLUMBIA PIPELINE GROUP IN COM STK (DE), an estimated $53.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.5% of assets, down from 5.4% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Paloma Partners opened a new position in Liberty Broadband Class C worth $12.8M.

  • Paloma Partners's largest Q3 2016 buy was Liberty Broadband Class C: 178,501 shares worth $12.8M.
  • Paloma Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2016, an estimated $50.7M increase.
  • Paloma Partners's biggest Q3 2016 reduction was Biogen, cutting an estimated $61.3M.
  • Paloma Partners fully exited COLUMBIA PIPELINE GROUP IN COM STK (DE) in Q3 2016, selling an estimated $53.8M.
  • Paloma Partners's ten largest holdings make up 31% of its $7.99B portfolio in Q3 2016.
  • Paloma Partners opened 343 new positions and closed 667 in Q3 2016.
  • Paloma Partners's portfolio value fell 12% quarter-over-quarter to $7.99B.

Based on Paloma Partners's 13F filing for Q3 2016, filed 14 Nov 2016.