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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
-2.26%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.89B
AUM Growth
+$100M
Cap. Flow
+$31M
Cap. Flow %
1.07%
Top 10 Hldgs %
40.4%
Holding
971
New
256
Increased
180
Reduced
151
Closed
270

Top Buys

Rank Stock Value
1
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$10.8M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$9.38M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$9.2M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.08M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$7.81M

Top Sells

Rank Stock Value
1
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$7.9M
2
DG icon
Dollar General
DG
+$7.36M
3
DLTR icon
Dollar Tree
DLTR
+$6.52M
4
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$6.43M
5
F icon
Ford
F
+$6.07M

Sector Composition

Rank Sector Weight
1 Financials 0.87%
2 Healthcare 0.64%
3 Industrials 0.5%
4 Consumer Discretionary 0.48%
5 Utilities 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLK icon
26
CALL
State Street Technology Select Sector SPDR ETF
XLK
$112B
$14.8M 0.51%
180,800
-142,600
-44% -$12.2M
SBUX icon
27
CALL
Starbucks
SBUX
$118B
$13.3M 0.46%
145,300
+88,400
+155% +$8.68M
XLB icon
28
PUT
State Street Materials Select Sector SPDR ETF
XLB
$8.82B
$12.4M 0.43%
316,200
-221,400
-41% -$9.09M
XLP icon
29
PUT
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$12.1M 0.42%
176,300
+169,900
+2,655% +$12.4M
XLU icon
30
State Street Utilities Select Sector SPDR ETF
XLU
$23.4B
$11.6M 0.4%
394,682
+102,360
+35% +$3.3M
CNF
31
CNFinance Holdings
CNF
$41M
$11.5M 0.4%
305,338
– –
FXI icon
32
CALL
iShares China Large-Cap ETF
FXI
$4.27B
$11.5M 0.4%
432,100
+347,400
+410% +$9.59M
XOP icon
33
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.42B
$11.4M 0.4%
77,216
+75,700
+4,993% +$10.8M
XLB icon
34
CALL
State Street Materials Select Sector SPDR ETF
XLB
$8.82B
$11.2M 0.39%
285,800
-64,400
-18% -$2.64M
FXI icon
35
PUT
iShares China Large-Cap ETF
FXI
$4.27B
$11.1M 0.38%
+419,400
New +$11.6M
XLP icon
36
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$10.9M 0.38%
157,834
+125,758
+392% +$9.2M
PFE icon
37
CALL
Pfizer
PFE
$144B
$10.4M 0.36%
313,700
+120,400
+62% +$4.26M
SBUX icon
38
PUT
Starbucks
SBUX
$118B
$10.1M 0.35%
110,400
+44,900
+69% +$4.41M
ARKK icon
39
PUT
ARK Innovation ETF
ARKK
$5.74B
$9.92M 0.34%
+250,000
New +$11M
ABT icon
40
PUT
Abbott
ABT
$187B
$9.92M 0.34%
102,400
+64,000
+167% +$6.72M
UPS icon
41
CALL
United Parcel Service
UPS
$89.7B
$9.91M 0.34%
63,600
+30,500
+92% +$5.26M
XLK icon
42
State Street Technology Select Sector SPDR ETF
XLK
$112B
$9.91M 0.34%
120,920
+109,408
+950% +$9.38M
XLP icon
43
CALL
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$9.87M 0.34%
143,400
+138,900
+3,087% +$10.2M
IYR icon
44
iShares US Real Estate ETF
IYR
$4.76B
$9.64M 0.33%
123,403
+36,987
+43% +$3.15M
NOC icon
45
PUT
Northrop Grumman
NOC
$78B
$9.42M 0.33%
21,400
+16,200
+312% +$7.11M
UPS icon
46
PUT
United Parcel Service
UPS
$89.7B
$9.4M 0.33%
60,300
+14,400
+31% +$2.49M
QQQ icon
47
CALL
Invesco QQQ Trust
QQQ
$445B
$9.17M 0.32%
25,600
-29,500
-54% -$10.9M
BAC icon
48
CALL
Bank of America
BAC
$439B
$9.13M 0.32%
333,500
+111,000
+50% +$3.28M
LHX icon
49
CALL
L3Harris
LHX
$56.9B
$8.85M 0.31%
50,800
+25,900
+104% +$4.76M
COIN icon
50
CALL
Coinbase
COIN
$44.2B
$8.75M 0.3%
+116,500
New +$9.82M
1
2
3 4 5

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Paloma Partners's Q3 2023 Portfolio in Review

As of Q3 2023, Paloma Partners held 971 positions worth $2.89B, up 3.6% from $2.79B the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Paloma Partners's Q3 2023 filing shows 256 new, 180 increased, 151 reduced and 270 closed positions. Its largest new stake was State Street Consumer Discretionary Select Sector SPDR ETF: 92,398 shares worth $7.44M. The largest sale was State Street Industrial Select Sector SPDR ETF, an estimated $7.9M.

By sector, the portfolio is most concentrated in Financials at 0.87% of assets, up from 0.73% a quarter earlier, followed by Healthcare and Industrials.

  • Paloma Partners's largest Q3 2023 buy was State Street Consumer Discretionary Select Sector SPDR ETF: 92,398 shares worth $7.44M.
  • Paloma Partners added most to State Street SPDR S&P Oil & Gas Exploration & Production ETF in Q3 2023, an estimated $10.8M increase.
  • Paloma Partners's biggest Q3 2023 reduction was State Street Industrial Select Sector SPDR ETF, cutting an estimated $7.9M.
  • Paloma Partners fully exited Dollar General in Q3 2023, selling an estimated $7.36M.
  • Paloma Partners's ten largest holdings make up 40% of its $2.89B portfolio in Q3 2023.
  • Paloma Partners opened 256 new positions and closed 270 in Q3 2023.
  • Paloma Partners's portfolio value rose 3.6% quarter-over-quarter to $2.89B.

Based on Paloma Partners's 13F filing for Q3 2023, filed 14 Nov 2023.