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PP

Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+9.53%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$6.66B
AUM Growth
+$1.84B
Cap. Flow
+$1.39B
Cap. Flow %
20.91%
Top 10 Hldgs %
29.78%
Holding
2,697
New
806
Increased
729
Reduced
554
Closed
597

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$88.5M
2
HP icon
Helmerich & Payne
HP
+$43.1M
3
WFC icon
Wells Fargo
WFC
+$42.7M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$35.7M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$32.1M

Top Sells

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$245M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$70.1M
3
MET icon
MetLife
MET
+$43.5M
4
GD icon
General Dynamics
GD
+$43.2M
5
LHX icon
L3Harris
LHX
+$39.3M

Sector Composition

Rank Sector Weight
1 Financials 11.66%
2 Technology 9.01%
3 Consumer Discretionary 7.23%
4 Industrials 6.92%
5 Energy 5.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHTR icon
26
Charter Communications
CHTR
$14.7B
$23.9M 0.36%
49,250
-14,229
-22% -$6.55M
MA icon
27
Mastercard
MA
$477B
$22.8M 0.34%
76,452
+67,879
+792% +$19.1M
XLI icon
28
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$22.4M 0.34%
274,502
+269,198
+5,075% +$21.5M
ES icon
29
Eversource Energy
ES
$28.2B
$22M 0.33%
+258,914
New +$21.5M
XEC
30
DELISTED
CIMAREX ENERGY CO
XEC
$20.9M 0.31%
398,132
+223,588
+128% +$10.4M
PB icon
31
Prosperity Bancshares
PB
$8.77B
$20.4M 0.31%
+284,086
New +$20.1M
GE icon
32
PUT
GE Aerospace
GE
$367B
$19.5M 0.29%
351,114
-501,592
-59% -$25.9M
GDX icon
33
VanEck Gold Miners ETF
GDX
$23B
$19.5M 0.29%
665,242
-258,379
-28% -$7.06M
LYV icon
34
Live Nation Entertainment
LYV
$41.2B
$18.9M 0.28%
264,086
+218,506
+479% +$14.8M
EXPD icon
35
Expeditors International
EXPD
$22.9B
$18.6M 0.28%
238,419
+189,970
+392% +$14.2M
DIS icon
36
Walt Disney
DIS
$165B
$18M 0.27%
124,519
+116,516
+1,456% +$16.3M
GDX icon
37
PUT
VanEck Gold Miners ETF
GDX
$23B
$17.9M 0.27%
611,600
+131,000
+27% +$3.58M
ROST icon
38
Ross Stores
ROST
$76.6B
$17.7M 0.27%
151,728
+149,642
+7,174% +$16.8M
AMD icon
39
Advanced Micro Devices
AMD
$851B
$17.7M 0.27%
385,152
+364,564
+1,771% +$13.4M
CTRA
40
DELISTED
Coterra Energy
CTRA
$16.5M 0.25%
950,015
+918,897
+2,953% +$16M
GDXJ icon
41
VanEck Junior Gold Miners ETF
GDXJ
$7.06B
$16.5M 0.25%
+389,601
New +$14.9M
CVX icon
42
Chevron
CVX
$388B
$16.4M 0.25%
136,167
+116,557
+594% +$13.7M
SWT
43
DELISTED
Stanley Black & Decker, Inc.
SWT
$15.8M 0.24%
+145,000
New +$15.3M
HRB icon
44
H&R Block
HRB
$5.18B
$15.8M 0.24%
670,831
+657,331
+4,869% +$15.8M
UNP icon
45
Union Pacific
UNP
$183B
$15.7M 0.24%
86,702
+66,627
+332% +$11.4M
HON icon
46
Honeywell
HON
$77.1B
$15.5M 0.23%
93,136
+17,863
+24% +$2.92M
XLF icon
47
PUT
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$15.4M 0.23%
500,000
+400,000
+400% +$11.7M
BEN icon
48
Franklin Resources
BEN
$16.9B
$15M 0.23%
577,837
+530,229
+1,114% +$14.4M
PG icon
49
Procter & Gamble
PG
$343B
$15M 0.23%
120,002
+89,444
+293% +$10.9M
XOP icon
50
PUT
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.42B
$14.9M 0.22%
156,975
+44,875
+40% +$3.89M
1
2
3 4 5

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Paloma Partners's Q4 2019 Portfolio in Review

As of Q4 2019, Paloma Partners held 2,697 positions worth $6.66B, up 38% from $4.82B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Paloma Partners deployed $1.39B of net new capital in Q4 2019, opening 806 new positions and adding to 729 existing holdings. Its largest new stake was iShares iBoxx $ Investment Grade Corporate Bond ETF: 280,170 shares worth $35.9M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was State Street Financial Select Sector SPDR ETF, an estimated $245M trimmed.

  • Paloma Partners's largest Q4 2019 buy was iShares iBoxx $ Investment Grade Corporate Bond ETF: 280,170 shares worth $35.9M.
  • Paloma Partners added most to State Street Energy Select Sector SPDR ETF in Q4 2019, an estimated $88.5M increase.
  • Paloma Partners's biggest Q4 2019 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $245M.
  • Paloma Partners fully exited The Southern Company in Q4 2019, selling an estimated $12.4M.
  • Paloma Partners's ten largest holdings make up 30% of its $6.66B portfolio in Q4 2019.
  • Paloma Partners opened 806 new positions and closed 597 in Q4 2019.
  • Paloma Partners's portfolio value rose 38% quarter-over-quarter to $6.66B.

Based on Paloma Partners's 13F filing for Q4 2019, filed 14 Feb 2020.