We are live on ! Find out more
PP

Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.74%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.27B
AUM Growth
-$1.17B
Cap. Flow
-$1.7B
Cap. Flow %
-23.39%
Top 10 Hldgs %
25.72%
Holding
2,745
New
632
Increased
565
Reduced
769
Closed
686

Top Buys

Rank Stock Value
1
ALR
Alere Inc
ALR
+$36.1M
2
PRXL
Parexel International Corp
PRXL
+$24.3M
3
XRT icon
State Street SPDR S&P Retail ETF
XRT
+$14.8M
4
EQT icon
EQT Corp
EQT
+$13.7M
5
PBA icon
Pembina Pipeline
PBA
+$12.7M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$59M
2
IBB icon
iShares Biotechnology ETF
IBB
+$41M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$30.5M
4
AAPL icon
Apple
AAPL
+$24.4M
5
TRI icon
Thomson Reuters
TRI
+$20.6M

Sector Composition

Rank Sector Weight
1 Financials 4.49%
2 Industrials 4.34%
3 Technology 3.92%
4 Consumer Discretionary 3.71%
5 Healthcare 3.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIIB icon
26
CALL
Biogen
BIIB
$29.9B
$20.9M 0.29%
66,700
-110,600
-62% -$32.7M
GLD icon
27
PUT
SPDR Gold Trust
GLD
$131B
$20.5M 0.28%
168,700
+18,200
+12% +$2.21M
QQQ icon
28
Invesco QQQ Trust
QQQ
$455B
$20.4M 0.28%
140,194
-30,847
-18% -$4.42M
QQQ icon
29
CALL
Invesco QQQ Trust
QQQ
$455B
$20.4M 0.28%
140,000
+38,500
+38% +$5.52M
BAC icon
30
PUT
Bank of America
BAC
$435B
$20.3M 0.28%
801,500
+688,500
+609% +$16.7M
SRE icon
31
Sempra
SRE
$60.8B
$19.6M 0.27%
342,928
+141,646
+70% +$8.19M
OR icon
32
OR Royalties Inc
OR
$5.47B
$19.4M 0.27%
1,502,533
+194,913
+15% +$2.52M
SLV icon
33
iShares Silver Trust
SLV
$28.1B
$19.3M 0.26%
1,224,538
+131,463
+12% +$2.09M
C icon
34
CALL
Citigroup
C
$222B
$18.3M 0.25%
252,200
-2,700
-1% -$184K
TLT icon
35
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$18.2M 0.25%
146,000
-87,100
-37% -$10.9M
XOP icon
36
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.42B
$18.1M 0.25%
132,640
-243,269
-65% -$30.5M
META icon
37
PUT
Meta Platforms (Facebook)
META
$1.51T
$18.1M 0.25%
+105,700
New +$17.6M
EQT icon
38
EQT Corp
EQT
$33.2B
$17.9M 0.25%
502,965
+404,254
+410% +$13.7M
NFLX icon
39
PUT
Netflix
NFLX
$292B
$17.7M 0.24%
975,000
+625,000
+179% +$10.9M
CM icon
40
PUT
Canadian Imperial Bank of Commerce
CM
$107B
$17.5M 0.24%
400,000
– –
VXX
41
PUT
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$17.4M 0.24%
443,925
-153,975
-26% -$7.15M
EQIX icon
42
Equinix
EQIX
$107B
$16.6M 0.23%
37,116
+16,016
+76% +$7.17M
BKNG icon
43
PUT
Booking.com
BKNG
$138B
$16.5M 0.23%
225,000
+135,000
+150% +$10.2M
JPM icon
44
CALL
JPMorgan Chase
JPM
$939B
$16.4M 0.23%
171,400
+111,900
+188% +$10.3M
AA icon
45
Alcoa
AA
$11.7B
$16.2M 0.22%
346,683
+79,245
+30% +$3.17M
IBB icon
46
CALL
iShares Biotechnology ETF
IBB
$9.31B
$16M 0.22%
144,000
+126,000
+700% +$13.5M
BIIB icon
47
PUT
Biogen
BIIB
$29.9B
$15.8M 0.22%
50,600
-62,800
-55% -$18.6M
SBUX icon
48
PUT
Starbucks
SBUX
$118B
$15.8M 0.22%
294,800
+148,000
+101% +$8.2M
BAC icon
49
Bank of America
BAC
$435B
$15.8M 0.22%
622,189
-275,211
-31% -$6.68M
VXX
50
CALL
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$15.7M 0.22%
401,475
+213,875
+114% +$9.93M
1
2
3 4 5

Similar funds

JF
JSF Financial Los Angeles, California $510M AUM 21.25% 1-Year Est. Return
PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
BWP
Bernardo Wealth Planning Harleysville, Pennsylvania $511M AUM 13.04% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return

Paloma Partners's Q3 2017 Portfolio in Review

As of Q3 2017, Paloma Partners held 2,745 positions worth $7.27B, down 14% from $8.45B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Paloma Partners withdrew a net $1.7B in Q3 2017, closing 686 positions and reducing 769 holdings. Its most notable exit was Intel, an estimated $15.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.5% of assets, down from 5.5% a quarter earlier, followed by Industrials and Technology.

Against the trend, Paloma Partners opened a new position in State Street SPDR S&P Retail ETF worth $15.4M.

  • Paloma Partners's largest Q3 2017 buy was State Street SPDR S&P Retail ETF: 368,909 shares worth $15.4M.
  • Paloma Partners added most to Alere Inc in Q3 2017, an estimated $36.1M increase.
  • Paloma Partners's biggest Q3 2017 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $59M.
  • Paloma Partners fully exited Intel in Q3 2017, selling an estimated $15.7M.
  • Paloma Partners's ten largest holdings make up 26% of its $7.27B portfolio in Q3 2017.
  • Paloma Partners opened 632 new positions and closed 686 in Q3 2017.
  • Paloma Partners's portfolio value fell 14% quarter-over-quarter to $7.27B.

Based on Paloma Partners's 13F filing for Q3 2017, filed 14 Nov 2017.