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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.59%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$10.2B
AUM Growth
+$2.21B
Cap. Flow
+$1.91B
Cap. Flow %
18.7%
Top 10 Hldgs %
42.15%
Holding
2,326
New
523
Increased
761
Reduced
552
Closed
381

Top Buys

Rank Stock Value
1
BIIB icon
Biogen
BIIB
+$88.6M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$55.2M
3
AMZN icon
Amazon
AMZN
+$50.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.4M
5
AAPL icon
Apple
AAPL
+$27.4M

Top Sells

Rank Stock Value
1
KLAC icon
KLA
KLAC
+$30.4M
2
WFC icon
Wells Fargo
WFC
+$18.1M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$13.9M
4
STJ
St Jude Medical
STJ
+$13.5M
5
LNKD
LinkedIn Corporation
LNKD
+$13.4M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 4.46%
2 Industrials 3.74%
3 Financials 3.69%
4 Healthcare 3.55%
5 Technology 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REGN icon
26
CALL
Regeneron Pharmaceuticals
REGN
$68.8B
$37.2M 0.36%
101,300
+21,700
+27% +$8.25M
ABBV icon
27
PUT
AbbVie
ABBV
$458B
$36.5M 0.36%
582,600
+566,600
+3,541% +$34.6M
QQQ icon
28
CALL
Invesco QQQ Trust
QQQ
$455B
$36.4M 0.36%
306,900
-599,600
-66% -$70.8M
BA icon
29
PUT
Boeing
BA
$165B
$35.9M 0.35%
230,900
+198,900
+622% +$29M
COST icon
30
CALL
Costco
COST
$415B
$34.9M 0.34%
218,100
+207,700
+1,997% +$31.7M
BA icon
31
CALL
Boeing
BA
$165B
$34.2M 0.34%
219,900
+187,900
+587% +$27.4M
EEM icon
32
PUT
iShares MSCI Emerging Markets ETF
EEM
$28B
$32.6M 0.32%
932,500
+174,500
+23% +$6.29M
XLF icon
33
PUT
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$32.5M 0.32%
1,399,000
-543,600
-28% -$11.7M
AAPL icon
34
Apple
AAPL
$4.89T
$30.5M 0.3%
1,053,704
+965,236
+1,091% +$27.4M
TLT icon
35
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$30.1M 0.29%
252,600
+10,900
+5% +$1.37M
WFC icon
36
PUT
Wells Fargo
WFC
$261B
$28.8M 0.28%
522,400
+69,600
+15% +$3.5M
ABBV icon
37
CALL
AbbVie
ABBV
$458B
$28.6M 0.28%
456,400
+440,400
+2,753% +$26.9M
NXPI icon
38
PUT
NXP Semiconductors
NXPI
$68B
$28.5M 0.28%
291,100
-852,100
-75% -$84.7M
GOOGL icon
39
CALL
Alphabet (Google) Class A
GOOGL
$3.91T
$28.2M 0.28%
712,000
-1,552,000
-69% -$62.1M
AMZN icon
40
CALL
Amazon
AMZN
$2.5T
$27.4M 0.27%
730,000
-804,000
-52% -$31.5M
HLT icon
41
Hilton Worldwide
HLT
$74B
$26.1M 0.26%
319,681
+305,343
+2,130% +$22.4M
XME icon
42
PUT
State Street SPDR S&P Metals & Mining ETF
XME
$4.05B
$25.5M 0.25%
839,600
-232,400
-22% -$6.7M
NXPI icon
43
NXP Semiconductors
NXPI
$68B
$24.8M 0.24%
+253,000
New +$25.1M
XLI icon
44
PUT
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$23.6M 0.23%
378,800
+42,600
+13% +$2.57M
TLT icon
45
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$23.3M 0.23%
195,300
+6,000
+3% +$751K
WMT icon
46
PUT
Walmart Inc
WMT
$871B
$22.9M 0.22%
992,400
+920,400
+1,278% +$21.5M
GDX icon
47
PUT
VanEck Gold Miners ETF
GDX
$23B
$22.7M 0.22%
1,086,800
+308,100
+40% +$6.84M
AMGN icon
48
CALL
Amgen
AMGN
$203B
$22.3M 0.22%
152,300
-99,200
-39% -$14.9M
XME icon
49
CALL
State Street SPDR S&P Metals & Mining ETF
XME
$4.05B
$22M 0.22%
723,700
+10,800
+2% +$311K
GILD icon
50
Gilead Sciences
GILD
$161B
$21.2M 0.21%
296,250
+262,727
+784% +$19.5M
1
2
3 4 5

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Paloma Partners's Q4 2016 Portfolio in Review

As of Q4 2016, Paloma Partners held 2,326 positions worth $10.2B, up 28% from $7.99B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Paloma Partners deployed $1.91B of net new capital in Q4 2016, opening 523 new positions and adding to 761 existing holdings. Its largest new stake was NXP Semiconductors: 253,000 shares worth $24.8M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 4.5% of assets, up from 3.4% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was KLA, an estimated $30.4M trimmed.

  • Paloma Partners's largest Q4 2016 buy was NXP Semiconductors: 253,000 shares worth $24.8M.
  • Paloma Partners added most to Biogen in Q4 2016, an estimated $88.6M increase.
  • Paloma Partners's biggest Q4 2016 reduction was KLA, cutting an estimated $30.4M.
  • Paloma Partners fully exited St Jude Medical in Q4 2016, selling an estimated $13.5M.
  • Paloma Partners's ten largest holdings make up 42% of its $10.2B portfolio in Q4 2016.
  • Paloma Partners opened 523 new positions and closed 381 in Q4 2016.
  • Paloma Partners's portfolio value rose 28% quarter-over-quarter to $10.2B.

Based on Paloma Partners's 13F filing for Q4 2016, filed 14 Feb 2017.