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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.95%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.99B
AUM Growth
-$1.1B
Cap. Flow
-$1.57B
Cap. Flow %
-19.62%
Top 10 Hldgs %
31.15%
Holding
2,460
New
343
Increased
553
Reduced
804
Closed
667

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.7M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$16.3M
3
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$15.9M
4
LBRDK icon
Liberty Broadband Class C
LBRDK
+$11.9M
5
COTY icon
Coty
COTY
+$11.9M

Top Sells

Rank Stock Value
1
BIIB icon
Biogen
BIIB
+$61.3M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$55.4M
3
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$53.8M
4
EMC
EMC CORPORATION
EMC
+$34.8M
5
AAPL icon
Apple
AAPL
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 3.47%
2 Consumer Discretionary 3.38%
3 Financials 2.99%
4 Industrials 2.65%
5 Healthcare 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
META icon
26
PUT
Meta Platforms (Facebook)
META
$1.51T
$48.2M 0.6%
376,000
+344,000
+1,075% +$42.7M
SWKS icon
27
CALL
Skyworks Solutions
SWKS
$9.06B
$46.8M 0.59%
+615,200
New +$42.9M
IWM icon
28
CALL
iShares Russell 2000 ETF
IWM
$80.9B
$46.7M 0.58%
375,800
-168,900
-31% -$20.5M
META icon
29
CALL
Meta Platforms (Facebook)
META
$1.51T
$45M 0.56%
350,700
+318,700
+996% +$39.6M
HCA icon
30
CALL
HCA Healthcare
HCA
$84.8B
$44.8M 0.56%
592,100
+576,100
+3,601% +$44.1M
INTC icon
31
CALL
Intel
INTC
$466B
$43.9M 0.55%
1,163,000
-3,383,400
-74% -$120M
AMGN icon
32
PUT
Amgen
AMGN
$203B
$42.7M 0.53%
256,100
+96,600
+61% +$16.3M
AMGN icon
33
CALL
Amgen
AMGN
$203B
$42M 0.52%
251,500
+93,800
+59% +$15.9M
FXI icon
34
PUT
iShares China Large-Cap ETF
FXI
$4.31B
$41.2M 0.52%
1,083,800
-191,100
-15% -$7.01M
MSFT icon
35
PUT
Microsoft
MSFT
$2.84T
$40.1M 0.5%
696,400
+617,200
+779% +$34.8M
OXY icon
36
PUT
Occidental Petroleum
OXY
$57B
$40M 0.5%
548,600
-203,000
-27% -$15.2M
SWKS icon
37
PUT
Skyworks Solutions
SWKS
$9.06B
$39.6M 0.49%
+519,500
New +$36.2M
OXY icon
38
CALL
Occidental Petroleum
OXY
$57B
$38.6M 0.48%
528,900
-1,148,700
-68% -$86M
BIIB icon
39
CALL
Biogen
BIIB
$29.9B
$37.5M 0.47%
119,800
-1,051,600
-90% -$311M
XLF icon
40
PUT
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$37.5M 0.47%
1,942,600
-197,855
-9% -$4.08M
EMR icon
41
CALL
Emerson Electric
EMR
$82.9B
$35.1M 0.44%
643,900
+348,100
+118% +$18.7M
JPM icon
42
CALL
JPMorgan Chase
JPM
$939B
$34.9M 0.44%
523,800
+72,700
+16% +$4.74M
TLT icon
43
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$33.2M 0.42%
241,700
+193,700
+404% +$26.9M
REGN icon
44
CALL
Regeneron Pharmaceuticals
REGN
$68.8B
$32M 0.4%
79,600
+77,600
+3,880% +$31.1M
XME icon
45
PUT
State Street SPDR S&P Metals & Mining ETF
XME
$4.05B
$28.4M 0.36%
1,072,000
+787,300
+277% +$21.1M
EEM icon
46
PUT
iShares MSCI Emerging Markets ETF
EEM
$28B
$28.4M 0.36%
758,000
+343,700
+83% +$12.6M
KLAC icon
47
KLA
KLAC
$275B
$28.3M 0.35%
4,053,430
-1,228,660
-23% -$8.84M
GLD icon
48
CALL
SPDR Gold Trust
GLD
$131B
$27.9M 0.35%
222,200
-120,800
-35% -$15.4M
CMI icon
49
PUT
Cummins
CMI
$91.7B
$27.6M 0.35%
215,500
+195,500
+978% +$23.7M
TLT icon
50
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$26M 0.33%
189,300
+141,300
+294% +$19.6M
1
2
3 4 5

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MCA
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Paloma Partners's Q3 2016 Portfolio in Review

As of Q3 2016, Paloma Partners held 2,460 positions worth $7.99B, down 12% from $9.09B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $1.57B in Q3 2016, closing 667 positions and reducing 804 holdings. Its most notable exit was COLUMBIA PIPELINE GROUP IN COM STK (DE), an estimated $53.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.5% of assets, down from 5.4% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Paloma Partners opened a new position in Liberty Broadband Class C worth $12.8M.

  • Paloma Partners's largest Q3 2016 buy was Liberty Broadband Class C: 178,501 shares worth $12.8M.
  • Paloma Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2016, an estimated $50.7M increase.
  • Paloma Partners's biggest Q3 2016 reduction was Biogen, cutting an estimated $61.3M.
  • Paloma Partners fully exited COLUMBIA PIPELINE GROUP IN COM STK (DE) in Q3 2016, selling an estimated $53.8M.
  • Paloma Partners's ten largest holdings make up 31% of its $7.99B portfolio in Q3 2016.
  • Paloma Partners opened 343 new positions and closed 667 in Q3 2016.
  • Paloma Partners's portfolio value fell 12% quarter-over-quarter to $7.99B.

Based on Paloma Partners's 13F filing for Q3 2016, filed 14 Nov 2016.