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PP

Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+2.9%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.18B
AUM Growth
-$262M
Cap. Flow
-$307M
Cap. Flow %
-14.1%
Top 10 Hldgs %
22.31%
Holding
1,616
New
546
Increased
209
Reduced
189
Closed
640

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$49.9M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$23.8M
3
DTV
DIRECTV COM STK (DE)
DTV
+$23.4M
4
PL
PROTECTIVE LIFE CORP
PL
+$23.3M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$20.9M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$36.4M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$28.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$26.8M
4
HSH
HILLSHIRE BRANDS CO
HSH
+$23.9M
5
UNS
UNS ENERGY CORP COM
UNS
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 11.16%
2 Healthcare 9.72%
3 Consumer Discretionary 8.84%
4 Financials 7.26%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOM icon
26
ExxonMobil
XOM
$651B
$14.1M 0.65%
149,542
+2,285
+2% +$228K
WMB icon
27
Williams Companies
WMB
$90.5B
$14.1M 0.65%
253,883
+247,057
+3,619% +$14.2M
GILD icon
28
Gilead Sciences
GILD
$161B
$13.9M 0.64%
130,861
+121,161
+1,249% +$11.9M
DIS icon
29
Walt Disney
DIS
$165B
$13.7M 0.63%
153,382
+13,140
+9% +$1.16M
ORCL icon
30
Oracle
ORCL
$331B
$13.4M 0.62%
+350,668
New +$14.2M
AAPL icon
31
Apple
AAPL
$4.89T
$13.3M 0.61%
528,748
+149,392
+39% +$3.67M
DIA icon
32
PUT
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$12.8M 0.59%
+75,000
New +$12.7M
IBM icon
33
IBM
IBM
$202B
$12.7M 0.58%
69,711
+17,898
+35% +$3.26M
XLF icon
34
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$12.6M 0.58%
+620,019
New +$12.5M
ESRX
35
DELISTED
Express Scripts Holding Company
ESRX
$12.1M 0.56%
171,064
+167,164
+4,286% +$11.9M
M icon
36
Macy's
M
$6.15B
$11.6M 0.53%
198,527
+164,489
+483% +$9.75M
URS
37
DELISTED
URS CORP
URS
$11.5M 0.53%
200,010
+185,307
+1,260% +$10.8M
MRK icon
38
Merck
MRK
$324B
$11.4M 0.52%
201,520
+9,846
+5% +$553K
HD icon
39
Home Depot
HD
$332B
$11.3M 0.52%
123,485
-23,639
-16% -$2.03M
HCOM
40
DELISTED
Hawaiian Telcom Holdco, Inc
HCOM
$11.3M 0.52%
440,193
– –
WFC icon
41
Wells Fargo
WFC
$261B
$11M 0.5%
+211,170
New +$10.9M
V icon
42
Visa
V
$677B
$10.8M 0.49%
201,940
+51,456
+34% +$2.77M
FDX icon
43
FedEx
FDX
$74.5B
$10.7M 0.49%
66,435
+61,135
+1,153% +$9.29M
WMT icon
44
Walmart Inc
WMT
$871B
$10.6M 0.49%
415,680
+367,194
+757% +$9.27M
LUV icon
45
Southwest Airlines
LUV
$22.1B
$10.3M 0.47%
304,536
+282,009
+1,252% +$8.61M
TWX
46
DELISTED
Time Warner Inc
TWX
$10.2M 0.47%
+135,255
New +$10.5M
IYR icon
47
iShares US Real Estate ETF
IYR
$4.59B
$10.1M 0.47%
146,339
+71,339
+95% +$5.17M
AGN
48
DELISTED
Allergan Inc
AGN
$9.55M 0.44%
53,600
+34,333
+178% +$5.7M
EL icon
49
Estee Lauder
EL
$29B
$9.38M 0.43%
125,557
+108,550
+638% +$8.17M
FDO
50
DELISTED
FAMILY DOLLAR STORES
FDO
$9.27M 0.43%
120,000
+116,395
+3,229% +$8.58M
1
2
3 4 5

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Paloma Partners's Q3 2014 Portfolio in Review

As of Q3 2014, Paloma Partners held 1,616 positions worth $2.18B, down 11% from $2.44B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $307M in Q3 2014, closing 640 positions and reducing 189 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $36.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Paloma Partners opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $50.5M.

  • Paloma Partners's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 498,850 shares worth $50.5M.
  • Paloma Partners added most to DIRECTV COM STK (DE) in Q3 2014, an estimated $23.4M increase.
  • Paloma Partners's biggest Q3 2014 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $28.2M.
  • Paloma Partners fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $36.4M.
  • Paloma Partners's ten largest holdings make up 22% of its $2.18B portfolio in Q3 2014.
  • Paloma Partners opened 546 new positions and closed 640 in Q3 2014.
  • Paloma Partners's portfolio value fell 11% quarter-over-quarter to $2.18B.

Based on Paloma Partners's 13F filing for Q3 2014, filed 14 Nov 2014.