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Paloma Partners Portfolio holdings
AUM
$510M
1-Year Est. Return
286.05%
This Fund
S&P 500
This Quarter
Est. Return
+6.78%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.53B
AUM Growth
+$737M
(+41%)
Cap. Flow
+$530M
Cap. Flow
% of AUM
20.93%
Top 10 Holdings %
Top 10 Hldgs %
42.7%
Holding
1,485
New
368
Increased
255
Reduced
231
Closed
590
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$30.6M |
| 2 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$24.2M |
| 3 |
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
|
+$16.2M |
| 4 |
FIRE
SOURCEFIRE INC COM STK
FIRE
|
+$12.9M |
| 5 |
NYX
NYSE EURONEXT INC
NYX
|
+$11.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$44.4M |
| 2 |
LUFK
LUFKIN IND INC
LUFK
|
+$29.4M |
| 3 |
BMC
BMC SOFTWARE, INC
BMC
|
+$15.2M |
| 4 |
State Street Materials Select Sector SPDR ETF
XLB
|
+$12.9M |
| 5 |
PCYC
PHARMACYCLICS INC
PCYC
|
+$12.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.68% |
| 2 | Technology | 6.55% |
| 3 | Industrials | 6.01% |
| 4 | Consumer Discretionary | 4.25% |
| 5 | Healthcare | 3.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
American Express
AXP
$223B
| $10M | 0.4% |
133,036
+74,046
| +126% | +$5.57M |
|
27
ExxonMobil
XOM
$651B
| $9.96M | 0.39% |
115,700
+57,398
| +98% | +$5.17M |
|
|
LNKD
28
DELISTED
LinkedIn Corporation
LNKD
| $9.92M | 0.39% |
+40,334
| New | +$9.09M |
|
|
LSE
29
DELISTED
CAPLEASE, INC
LSE
| $9.78M | 0.39% |
1,151,428
+851,428
| +284% | +$7.23M |
|
30
Chevron
CVX
$388B
| $9.77M | 0.39% |
+80,400
| New | +$9.88M |
|
31
HP
HPQ
$23.5B
| $9.71M | 0.38% |
1,019,240
+999,992
| +5,195% | +$11M |
|
|
SWY
32
DELISTED
SAFEWAY INC
SWY
| $9.64M | 0.38% |
336,789
-8,040
| -2% | -$192K |
|
|
MOLXA
33
DELISTED
MOLEX INC CL-A
MOLXA
| $9.57M | 0.38% |
+250,000
| New | +$9.57M |
|
|
DELL
34
DELISTED
DELL INC
DELL
| $9.07M | 0.36% |
658,737
-567,999
| -46% | -$7.69M |
|
|
SHFL
35
DELISTED
SHFL ENTMT INC
SHFL
| $8.89M | 0.35% |
+386,671
| New | +$8.53M |
|
36
McDonald's
MCD
$188B
| $8.88M | 0.35% |
92,276
+88,745
| +2,513% | +$8.66M |
|
|
37
CALL
ExxonMobil
XOM
$651B
| $8.87M | 0.35% |
103,100
| – | – |
|
38
AT&T
T
$165B
| $8.78M | 0.35% |
343,615
+332,744
| +3,061% | +$8.74M |
|
39
NXP Semiconductors
NXPI
$68B
| $8.73M | 0.34% |
234,649
+27,649
| +13% | +$978K |
|
40
Walmart Inc
WMT
$871B
| $8.64M | 0.34% |
350,400
+149,691
| +75% | +$3.77M |
|
41
Sprott Physical Gold and Silver Trust
CEF
$7.43B
| $8.46M | 0.33% |
575,524
-174,836
| -23% | -$2.6M |
|
42
Travelers Companies
TRV
$80.8B
| $8.09M | 0.32% |
95,413
+76,705
| +410% | +$6.34M |
|
43
Bank of America
BAC
$435B
| $8.02M | 0.32% |
580,954
+502,107
| +637% | +$7.17M |
|
44
RTX Corp
RTX
$287B
| $7.71M | 0.3% |
113,569
+104,319
| +1,128% | +$6.83M |
|
45
Regeneron Pharmaceuticals
REGN
$68.8B
| $7.39M | 0.29% |
23,622
+10,220
| +76% | +$2.69M |
|
|
BKS
46
DELISTED
Barnes & Noble
BKS
| $7.22M | 0.29% |
851,712
+829,741
| +3,777% | +$8.65M |
|
47
Motorola Solutions
MSI
$69.4B
| $7.19M | 0.28% |
121,018
+107,708
| +809% | +$6.2M |
|
48
Vodafone
VOD
$34.9B
| $7.08M | 0.28% |
197,557
+188,133
| +1,996% | +$5.95M |
|
|
HTSI
49
DELISTED
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
| $7.04M | 0.28% |
+143,014
| New | +$7.03M |
|
50
Illumina
ILMN
$29.4B
| $6.98M | 0.28% |
+88,819
| New | +$6.79M |
|
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Paloma Partners's Q3 2013 Portfolio in Review
As of Q3 2013, Paloma Partners held 1,485 positions worth $2.53B, up 41% from $1.79B the previous quarter. Its ten largest holdings account for 43% of the portfolio.
Paloma Partners deployed $530M of net new capital in Q3 2013, opening 368 new positions and adding to 255 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.
By sector, the portfolio is most concentrated in Financials at 7.7% of assets, down from 7.9% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.4M trimmed.
- Paloma Partners's largest Q3 2013 buy was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.
- Paloma Partners added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $24.2M increase.
- Paloma Partners's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.4M.
- Paloma Partners fully exited LUFKIN IND INC in Q3 2013, selling an estimated $29.4M.
- Paloma Partners's ten largest holdings make up 43% of its $2.53B portfolio in Q3 2013.
- Paloma Partners opened 368 new positions and closed 590 in Q3 2013.
- Paloma Partners's portfolio value rose 41% quarter-over-quarter to $2.53B.
Based on Paloma Partners's 13F filing for Q3 2013, filed 14 Nov 2013.