We are live on ! Find out more
PP

Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.95%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.99B
AUM Growth
-$1.1B
Cap. Flow
-$1.57B
Cap. Flow %
-19.62%
Top 10 Hldgs %
31.15%
Holding
2,460
New
343
Increased
553
Reduced
804
Closed
667

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.7M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$16.3M
3
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$15.9M
4
LBRDK icon
Liberty Broadband Class C
LBRDK
+$11.9M
5
COTY icon
Coty
COTY
+$11.9M

Top Sells

Rank Stock Value
1
BIIB icon
Biogen
BIIB
+$61.3M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$55.4M
3
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$53.8M
4
EMC
EMC CORPORATION
EMC
+$34.8M
5
AAPL icon
Apple
AAPL
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 3.47%
2 Consumer Discretionary 3.38%
3 Financials 2.99%
4 Industrials 2.65%
5 Healthcare 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSM icon
451
PUT
TSMC
TSM
$2.07T
$2.46M 0.03%
+80,300
New +$2.3M
CRI icon
452
Carter's
CRI
$1.43B
$2.45M 0.03%
28,229
+15,834
+128% +$1.59M
LHX icon
453
L3Harris
LHX
$56.5B
$2.42M 0.03%
26,457
+17,275
+188% +$1.53M
SBAC icon
454
SBA Communications
SBAC
$18.3B
$2.41M 0.03%
21,507
-1,261
-6% -$143K
TSCO icon
455
Tractor Supply
TSCO
$16.7B
$2.4M 0.03%
178,345
+160,885
+921% +$2.68M
RDC
456
DELISTED
Rowan Companies Plc
RDC
$2.4M 0.03%
158,130
+144,631
+1,071% +$2.12M
RAI
457
DELISTED
Reynolds American Inc
RAI
$2.4M 0.03%
50,832
+41,258
+431% +$2.07M
AXP icon
458
PUT
American Express
AXP
$229B
$2.39M 0.03%
37,300
-20,200
-35% -$1.3M
UBSI icon
459
United Bankshares
UBSI
$6.57B
$2.39M 0.03%
+63,341
New +$2.42M
TSN icon
460
Tyson Foods
TSN
$21.4B
$2.37M 0.03%
31,790
+14,268
+81% +$1.05M
MAT icon
461
Mattel
MAT
$4.3B
$2.37M 0.03%
78,370
+60,173
+331% +$1.97M
GE icon
462
CALL
GE Aerospace
GE
$375B
$2.37M 0.03%
16,693
-16,693
-50% -$2.49M
GE icon
463
PUT
GE Aerospace
GE
$375B
$2.37M 0.03%
16,693
-16,693
-50% -$2.49M
MNST icon
464
PUT
Monster Beverage
MNST
$93.2B
$2.35M 0.03%
+96,000
New +$2.49M
UNP icon
465
CALL
Union Pacific
UNP
$178B
$2.34M 0.03%
24,000
-20,000
-45% -$1.87M
TUP
466
DELISTED
Tupperware Brands Corporation
TUP
$2.34M 0.03%
35,771
+32,036
+858% +$2.02M
CLX icon
467
Clorox
CLX
$11.8B
$2.34M 0.03%
18,669
+679
+4% +$88.9K
NDAQ icon
468
Nasdaq
NDAQ
$52.5B
$2.33M 0.03%
103,503
-75,768
-42% -$1.75M
NSC icon
469
CALL
Norfolk Southern
NSC
$77.1B
$2.33M 0.03%
24,000
+16,000
+200% +$1.46M
NSC icon
470
PUT
Norfolk Southern
NSC
$77.1B
$2.33M 0.03%
24,000
+16,000
+200% +$1.46M
HOUS
471
DELISTED
Anywhere Real Estate
HOUS
$2.32M 0.03%
89,614
+15,343
+21% +$425K
CCN
472
DELISTED
CardConnect Corp.
CCN
$2.31M 0.03%
236,819
+91,819
+63% +$918K
BSX icon
473
Boston Scientific
BSX
$67.6B
$2.31M 0.03%
97,155
-164,236
-63% -$3.92M
LVS icon
474
CALL
Las Vegas Sands
LVS
$31.6B
$2.3M 0.03%
40,000
-16,000
-29% -$825K
LVS icon
475
PUT
Las Vegas Sands
LVS
$31.6B
$2.3M 0.03%
40,000
-16,000
-29% -$825K
17 18
19
20 21

Similar funds

JF
JSF Financial Los Angeles, California $510M AUM 21.25% 1-Year Est. Return
PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return

Paloma Partners's Q3 2016 Portfolio in Review

As of Q3 2016, Paloma Partners held 2,460 positions worth $7.99B, down 12% from $9.09B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $1.57B in Q3 2016, closing 667 positions and reducing 804 holdings. Its most notable exit was COLUMBIA PIPELINE GROUP IN COM STK (DE), an estimated $53.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.5% of assets, down from 5.4% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Paloma Partners opened a new position in Liberty Broadband Class C worth $12.8M.

  • Paloma Partners's largest Q3 2016 buy was Liberty Broadband Class C: 178,501 shares worth $12.8M.
  • Paloma Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2016, an estimated $50.7M increase.
  • Paloma Partners's biggest Q3 2016 reduction was Biogen, cutting an estimated $61.3M.
  • Paloma Partners fully exited COLUMBIA PIPELINE GROUP IN COM STK (DE) in Q3 2016, selling an estimated $53.8M.
  • Paloma Partners's ten largest holdings make up 31% of its $7.99B portfolio in Q3 2016.
  • Paloma Partners opened 343 new positions and closed 667 in Q3 2016.
  • Paloma Partners's portfolio value fell 12% quarter-over-quarter to $7.99B.

Based on Paloma Partners's 13F filing for Q3 2016, filed 14 Nov 2016.