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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+2.9%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.18B
AUM Growth
-$262M
Cap. Flow
-$307M
Cap. Flow %
-14.1%
Top 10 Hldgs %
22.31%
Holding
1,616
New
546
Increased
209
Reduced
189
Closed
640

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$49.9M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$23.8M
3
DTV
DIRECTV COM STK (DE)
DTV
+$23.4M
4
PL
PROTECTIVE LIFE CORP
PL
+$23.3M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$20.9M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$36.4M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$28.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$26.8M
4
HSH
HILLSHIRE BRANDS CO
HSH
+$23.9M
5
UNS
UNS ENERGY CORP COM
UNS
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 11.16%
2 Healthcare 9.72%
3 Consumer Discretionary 8.84%
4 Financials 7.26%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UPS icon
451
United Parcel Service
UPS
$96B
$602K 0.03%
6,120
-21,319
-78% -$2.12M
JAH
452
DELISTED
JARDEN CORPORATION
JAH
$601K 0.03%
15,000
+7,851
+110% +$307K
BNY
453
Bank of New York Mellon
BNY
$107B
$600K 0.03%
15,496
-27,657
-64% -$1.08M
TMO icon
454
Thermo Fisher Scientific
TMO
$208B
$600K 0.03%
+4,936
New +$600K
AET
455
DELISTED
Aetna Inc
AET
$598K 0.03%
+7,380
New +$601K
KO icon
456
CALL
Coca-Cola
KO
$362B
$597K 0.03%
+14,000
New +$579K
LH icon
457
Labcorp
LH
$24.7B
$595K 0.03%
6,811
+4,483
+193% +$405K
GL icon
458
Globe Life
GL
$13.5B
$594K 0.03%
11,330
+7,550
+200% +$407K
QVCGA
459
DELISTED
QVC Group Inc Series A
QVCGA
$591K 0.03%
+504
New +$596K
SCI icon
460
Service Corp International
SCI
$11.4B
$590K 0.03%
+27,900
New +$595K
WAT icon
461
Waters Corp
WAT
$36.4B
$590K 0.03%
+5,951
New +$613K
WOOF
462
DELISTED
VCA Inc.
WOOF
$590K 0.03%
+15,022
New +$580K
EMN icon
463
PUT
Eastman Chemical
EMN
$7.74B
$582K 0.03%
+7,200
New +$601K
WRES
464
DELISTED
WARREN RESOURCES INC
WRES
$578K 0.03%
+109,018
New +$667K
OXY icon
465
PUT
Occidental Petroleum
OXY
$54.6B
$577K 0.03%
6,263
+2,088
+50% +$200K
RFMD
466
DELISTED
RF MICRO DEVICES INC
RFMD
$577K 0.03%
+50,000
New +$563K
NUAN
467
DELISTED
Nuance Communications, Inc.
NUAN
$575K 0.03%
43,082
+28,644
+198% +$425K
WY icon
468
Weyerhaeuser
WY
$17.2B
$574K 0.03%
18,000
-2,800
-13% -$91.8K
SNDK
469
DELISTED
SANDISK CORP
SNDK
$573K 0.03%
5,843
-71,012
-92% -$6.95M
LNT icon
470
Alliant Energy
LNT
$19.1B
$571K 0.03%
+20,612
New +$594K
A icon
471
Agilent Technologies
A
$38.9B
$570K 0.03%
13,980
-40,272
-74% -$1.64M
ACOR
472
DELISTED
Acorda Therapeutics
ACOR
$568K 0.03%
+140
New +$525K
TGI
473
DELISTED
Triumph Group
TGI
$566K 0.03%
+8,700
New +$582K
JCI icon
474
Johnson Controls International
JCI
$87.5B
$565K 0.03%
12,257
-28,160
-70% -$1.42M
UNM icon
475
Unum
UNM
$13.8B
$565K 0.03%
16,430
-3,972
-19% -$140K
17 18
19
20 21

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HIM
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MCA
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CTAF
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Paloma Partners's Q3 2014 Portfolio in Review

As of Q3 2014, Paloma Partners held 1,616 positions worth $2.18B, down 11% from $2.44B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $307M in Q3 2014, closing 640 positions and reducing 189 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $36.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Paloma Partners opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $50.5M.

  • Paloma Partners's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 498,850 shares worth $50.5M.
  • Paloma Partners added most to DIRECTV COM STK (DE) in Q3 2014, an estimated $23.4M increase.
  • Paloma Partners's biggest Q3 2014 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $28.2M.
  • Paloma Partners fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $36.4M.
  • Paloma Partners's ten largest holdings make up 22% of its $2.18B portfolio in Q3 2014.
  • Paloma Partners opened 546 new positions and closed 640 in Q3 2014.
  • Paloma Partners's portfolio value fell 11% quarter-over-quarter to $2.18B.

Based on Paloma Partners's 13F filing for Q3 2014, filed 14 Nov 2014.