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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+0.73%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$4.82B
AUM Growth
-$1.08B
Cap. Flow
-$892M
Cap. Flow %
-18.51%
Top 10 Hldgs %
24.39%
Holding
2,488
New
830
Increased
522
Reduced
528
Closed
596

Top Buys

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$231M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$69.7M
3
MET icon
MetLife
MET
+$50.6M
4
GD icon
General Dynamics
GD
+$47.9M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$42.2M

Top Sells

Rank Stock Value
1
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$93.6M
2
JPM icon
JPMorgan Chase
JPM
+$74M
3
LLL
L3 Technologies, Inc.
LLL
+$68.8M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$63.2M
5
HD icon
Home Depot
HD
+$63M

Sector Composition

Rank Sector Weight
1 Financials 12.22%
2 Technology 9.56%
3 Industrials 9%
4 Consumer Discretionary 6.63%
5 Healthcare 5.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUM icon
426
Humana
HUM
$43.8B
$2.01M 0.04%
7,871
+6,237
+382% +$1.75M
MDT icon
427
Medtronic
MDT
$113B
$2.01M 0.04%
18,500
-23,033
-55% -$2.4M
DAL icon
428
CALL
Delta Air Lines
DAL
$57.3B
$2M 0.04%
34,800
+1,600
+5% +$94.8K
HPQ icon
429
PUT
HP
HPQ
$26.1B
$2M 0.04%
105,900
-89,700
-46% -$1.76M
NVDA icon
430
CALL
NVIDIA
NVDA
$4.67T
$2M 0.04%
460,000
-164,000
-26% -$690K
TNDM icon
431
Tandem Diabetes Care
TNDM
$1.24B
$2M 0.04%
33,834
+20,432
+152% +$1.3M
CNH
432
CNH Industrial
CNH
$13.5B
$2M 0.04%
+225,934
New +$1.99M
LKQ icon
433
LKQ Corp
LKQ
$6.73B
$1.99M 0.04%
63,357
+18,707
+42% +$512K
IBM icon
434
PUT
IBM
IBM
$214B
$1.98M 0.04%
+14,226
New +$1.92M
NOW icon
435
ServiceNow
NOW
$120B
$1.97M 0.04%
38,815
-87,915
-69% -$4.78M
NSC icon
436
Norfolk Southern
NSC
$75.8B
$1.96M 0.04%
10,923
+4,210
+63% +$774K
CVS icon
437
PUT
CVS Health
CVS
$137B
$1.96M 0.04%
31,100
-66,200
-68% -$3.92M
AMGN icon
438
PUT
Amgen
AMGN
$210B
$1.95M 0.04%
+10,100
New +$1.94M
CLR
439
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$1.95M 0.04%
+63,285
New +$2.14M
DFS
440
CALL
DELISTED
Discover Financial Services
DFS
$1.95M 0.04%
+24,000
New +$1.98M
SWKS icon
441
PUT
Skyworks Solutions
SWKS
$9.35B
$1.94M 0.04%
+24,500
New +$1.95M
HAE icon
442
Haemonetics
HAE
$3.83B
$1.94M 0.04%
+15,371
New +$1.95M
AER icon
443
AerCap
AER
$23.8B
$1.94M 0.04%
35,379
+13,137
+59% +$694K
HPQ icon
444
CALL
HP
HPQ
$26.1B
$1.94M 0.04%
102,400
-50,600
-33% -$994K
ALKS icon
445
Alkermes
ALKS
$8.11B
$1.93M 0.04%
+99,019
New +$2.15M
APTV icon
446
Aptiv
APTV
$12.4B
$1.92M 0.04%
21,995
-7,115
-24% -$594K
AMD icon
447
PUT
Advanced Micro Devices
AMD
$712B
$1.92M 0.04%
+66,300
New +$2.08M
OSK icon
448
Oshkosh
OSK
$8.9B
$1.91M 0.04%
25,255
+6,844
+37% +$524K
TXRH icon
449
Texas Roadhouse
TXRH
$13.7B
$1.91M 0.04%
+36,400
New +$1.93M
MUB icon
450
iShares National Muni Bond ETF
MUB
$45.3B
$1.91M 0.04%
16,737
+6,703
+67% +$765K
16 17
18
19 20

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HIM
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MCA
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OA
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CTAF
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MWAM
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Paloma Partners's Q3 2019 Portfolio in Review

As of Q3 2019, Paloma Partners held 2,488 positions worth $4.82B, down 18% from $5.9B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Paloma Partners withdrew a net $892M in Q3 2019, closing 596 positions and reducing 528 holdings. Its most notable exit was State Street Communication Services Select Sector SPDR ETF, an estimated $93.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 10% a quarter earlier, followed by Technology and Industrials.

Against the trend, Paloma Partners opened a new position in State Street Financial Select Sector SPDR ETF worth $235M.

  • Paloma Partners's largest Q3 2019 buy was State Street Financial Select Sector SPDR ETF: 8,375,441 shares worth $235M.
  • Paloma Partners added most to State Street Technology Select Sector SPDR ETF in Q3 2019, an estimated $69.7M increase.
  • Paloma Partners's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $74M.
  • Paloma Partners fully exited State Street Communication Services Select Sector SPDR ETF in Q3 2019, selling an estimated $93.6M.
  • Paloma Partners's ten largest holdings make up 24% of its $4.82B portfolio in Q3 2019.
  • Paloma Partners opened 830 new positions and closed 596 in Q3 2019.
  • Paloma Partners's portfolio value fell 18% quarter-over-quarter to $4.82B.

Based on Paloma Partners's 13F filing for Q3 2019, filed 14 Nov 2019.