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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.59%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$10.2B
AUM Growth
+$2.21B
Cap. Flow
+$1.91B
Cap. Flow %
18.7%
Top 10 Hldgs %
42.15%
Holding
2,326
New
523
Increased
761
Reduced
552
Closed
381

Top Buys

Rank Stock Value
1
BIIB icon
Biogen
BIIB
+$88.6M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$55.2M
3
AMZN icon
Amazon
AMZN
+$50.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.4M
5
AAPL icon
Apple
AAPL
+$27.4M

Top Sells

Rank Stock Value
1
KLAC icon
KLA
KLAC
+$30.4M
2
WFC icon
Wells Fargo
WFC
+$18.1M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$13.9M
4
STJ
St Jude Medical
STJ
+$13.5M
5
LNKD
LinkedIn Corporation
LNKD
+$13.4M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 4.46%
2 Industrials 3.74%
3 Financials 3.69%
4 Healthcare 3.55%
5 Technology 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMW
426
PUT
DELISTED
VMware, Inc
VMW
$3.15M 0.03%
+40,000
New +$3.11M
CERN
427
DELISTED
Cerner Corp
CERN
$3.14M 0.03%
66,205
+31,679
+92% +$1.68M
GE icon
428
CALL
GE Aerospace
GE
$375B
$3.13M 0.03%
20,658
+3,965
+24% +$576K
GE icon
429
PUT
GE Aerospace
GE
$375B
$3.13M 0.03%
20,658
+3,965
+24% +$576K
PFE icon
430
Pfizer
PFE
$141B
$3.13M 0.03%
101,423
-256,685
-72% -$7.84M
NI icon
431
NiSource
NI
$22B
$3.12M 0.03%
140,852
+50,781
+56% +$1.13M
SPR
432
DELISTED
Spirit AeroSystems
SPR
$3.12M 0.03%
53,417
+36,064
+208% +$1.96M
HUM icon
433
Humana
HUM
$45.8B
$3.11M 0.03%
15,258
+6,344
+71% +$1.21M
EA icon
434
Electronic Arts
EA
$52.4B
$3.11M 0.03%
39,484
+21,125
+115% +$1.7M
CRM icon
435
CALL
Salesforce
CRM
$142B
$3.11M 0.03%
45,400
+17,000
+60% +$1.23M
MNK
436
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$3.1M 0.03%
62,196
+54,023
+661% +$3.18M
DLTR icon
437
CALL
Dollar Tree
DLTR
$24.1B
$3.09M 0.03%
40,000
– –
DLTR icon
438
PUT
Dollar Tree
DLTR
$24.1B
$3.09M 0.03%
40,000
– –
NKE icon
439
PUT
Nike
NKE
$62.5B
$3.08M 0.03%
60,600
+42,400
+233% +$2.17M
NWL icon
440
Newell Brands
NWL
$2.2B
$3.07M 0.03%
+68,748
New +$3.33M
GPN icon
441
Global Payments
GPN
$23B
$3.07M 0.03%
44,211
+27,817
+170% +$2M
ACN icon
442
Accenture
ACN
$94.3B
$3.07M 0.03%
26,181
+18,285
+232% +$2.17M
GM icon
443
PUT
General Motors
GM
$78.7B
$3.07M 0.03%
88,000
-107,100
-55% -$3.6M
OC icon
444
CALL
Owens Corning
OC
$11.6B
$3.06M 0.03%
59,400
+3,400
+6% +$176K
OC icon
445
PUT
Owens Corning
OC
$11.6B
$3.06M 0.03%
59,400
+3,400
+6% +$176K
BMS
446
DELISTED
Bemis
BMS
$3.06M 0.03%
+64,044
New +$3.16M
SPG icon
447
Simon Property Group
SPG
$75.1B
$3.06M 0.03%
17,208
+6,874
+67% +$1.28M
LKSD
448
DELISTED
LSC Communications, Inc.
LKSD
$3.05M 0.03%
+102,706
New +$2.44M
DHI icon
449
D.R. Horton
DHI
$41.3B
$3.04M 0.03%
111,416
-12,597
-10% -$360K
PVH icon
450
PVH
PVH
$3.87B
$3.03M 0.03%
33,626
-3,676
-10% -$387K
16 17
18
19 20

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Paloma Partners's Q4 2016 Portfolio in Review

As of Q4 2016, Paloma Partners held 2,326 positions worth $10.2B, up 28% from $7.99B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Paloma Partners deployed $1.91B of net new capital in Q4 2016, opening 523 new positions and adding to 761 existing holdings. Its largest new stake was NXP Semiconductors: 253,000 shares worth $24.8M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 4.5% of assets, up from 3.4% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was KLA, an estimated $30.4M trimmed.

  • Paloma Partners's largest Q4 2016 buy was NXP Semiconductors: 253,000 shares worth $24.8M.
  • Paloma Partners added most to Biogen in Q4 2016, an estimated $88.6M increase.
  • Paloma Partners's biggest Q4 2016 reduction was KLA, cutting an estimated $30.4M.
  • Paloma Partners fully exited St Jude Medical in Q4 2016, selling an estimated $13.5M.
  • Paloma Partners's ten largest holdings make up 42% of its $10.2B portfolio in Q4 2016.
  • Paloma Partners opened 523 new positions and closed 381 in Q4 2016.
  • Paloma Partners's portfolio value rose 28% quarter-over-quarter to $10.2B.

Based on Paloma Partners's 13F filing for Q4 2016, filed 14 Feb 2017.