We are live on ! Find out more
PP

Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.95%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.99B
AUM Growth
-$1.1B
Cap. Flow
-$1.57B
Cap. Flow %
-19.62%
Top 10 Hldgs %
31.15%
Holding
2,460
New
343
Increased
553
Reduced
804
Closed
667

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.7M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$16.3M
3
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$15.9M
4
LBRDK icon
Liberty Broadband Class C
LBRDK
+$11.9M
5
COTY icon
Coty
COTY
+$11.9M

Top Sells

Rank Stock Value
1
BIIB icon
Biogen
BIIB
+$61.3M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$55.4M
3
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$53.8M
4
EMC
EMC CORPORATION
EMC
+$34.8M
5
AAPL icon
Apple
AAPL
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 3.47%
2 Consumer Discretionary 3.38%
3 Financials 2.99%
4 Industrials 2.65%
5 Healthcare 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GT icon
426
PUT
Goodyear
GT
$2.04B
$2.58M 0.03%
80,000
-28,000
-26% -$814K
TSE
427
DELISTED
Trinseo
TSE
$2.58M 0.03%
45,688
+27,098
+146% +$1.44M
WYNN icon
428
Wynn Resorts
WYNN
$10.3B
$2.57M 0.03%
26,418
-23,944
-48% -$2.34M
HIG icon
429
CALL
Hartford Financial Services
HIG
$38.4B
$2.57M 0.03%
60,000
-4,000
-6% -$167K
HIG icon
430
PUT
Hartford Financial Services
HIG
$38.4B
$2.57M 0.03%
60,000
-4,000
-6% -$167K
IRM icon
431
CALL
Iron Mountain
IRM
$37.8B
$2.55M 0.03%
68,000
+44,000
+183% +$1.7M
IRM icon
432
PUT
Iron Mountain
IRM
$37.8B
$2.55M 0.03%
68,000
+44,000
+183% +$1.7M
JBHT icon
433
JB Hunt Transport Services
JBHT
$26.4B
$2.55M 0.03%
31,433
+19,062
+154% +$1.56M
HP icon
434
Helmerich & Payne
HP
$3.36B
$2.54M 0.03%
37,822
+31,625
+510% +$1.98M
CSCO icon
435
CALL
Cisco
CSCO
$452B
$2.54M 0.03%
80,000
-60,000
-43% -$1.85M
SPLK
436
DELISTED
Splunk Inc
SPLK
$2.54M 0.03%
43,263
+5,917
+16% +$354K
VYX icon
437
NCR Voyix
VYX
$1.13B
$2.53M 0.03%
128,079
-49,902
-28% -$982K
MAR icon
438
Marriott International
MAR
$101B
$2.53M 0.03%
37,516
+10,339
+38% +$729K
PNC icon
439
CALL
PNC Financial Services
PNC
$99.6B
$2.52M 0.03%
28,000
– –
CELG
440
CALL
DELISTED
Celgene Corp
CELG
$2.51M 0.03%
24,000
– –
CELG
441
PUT
DELISTED
Celgene Corp
CELG
$2.51M 0.03%
24,000
– –
AAPL icon
442
Apple
AAPL
$4.95T
$2.5M 0.03%
88,468
-1,162,332
-93% -$30.8M
WHR icon
443
Whirlpool
WHR
$2.44B
$2.5M 0.03%
15,393
+3,663
+31% +$649K
DHI icon
444
CALL
D.R. Horton
DHI
$41.3B
$2.49M 0.03%
82,600
+46,600
+129% +$1.5M
DHI icon
445
PUT
D.R. Horton
DHI
$41.3B
$2.49M 0.03%
82,600
+46,600
+129% +$1.5M
XRT icon
446
State Street SPDR S&P Retail ETF
XRT
$448M
$2.49M 0.03%
+57,100
New +$2.53M
USB icon
447
PUT
US Bancorp
USB
$98.9B
$2.48M 0.03%
57,900
-800
-1% -$34K
MSCI icon
448
MSCI
MSCI
$41.5B
$2.48M 0.03%
29,551
-8,795
-23% -$748K
XLU icon
449
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$23.5B
$2.47M 0.03%
101,000
-129,000
-56% -$3.28M
AME icon
450
Ametek
AME
$55.7B
$2.47M 0.03%
51,664
+12,946
+33% +$617K
16 17
18
19 20

Similar funds

JF
JSF Financial Los Angeles, California $510M AUM 21.25% 1-Year Est. Return
PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return

Paloma Partners's Q3 2016 Portfolio in Review

As of Q3 2016, Paloma Partners held 2,460 positions worth $7.99B, down 12% from $9.09B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $1.57B in Q3 2016, closing 667 positions and reducing 804 holdings. Its most notable exit was COLUMBIA PIPELINE GROUP IN COM STK (DE), an estimated $53.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.5% of assets, down from 5.4% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Paloma Partners opened a new position in Liberty Broadband Class C worth $12.8M.

  • Paloma Partners's largest Q3 2016 buy was Liberty Broadband Class C: 178,501 shares worth $12.8M.
  • Paloma Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2016, an estimated $50.7M increase.
  • Paloma Partners's biggest Q3 2016 reduction was Biogen, cutting an estimated $61.3M.
  • Paloma Partners fully exited COLUMBIA PIPELINE GROUP IN COM STK (DE) in Q3 2016, selling an estimated $53.8M.
  • Paloma Partners's ten largest holdings make up 31% of its $7.99B portfolio in Q3 2016.
  • Paloma Partners opened 343 new positions and closed 667 in Q3 2016.
  • Paloma Partners's portfolio value fell 12% quarter-over-quarter to $7.99B.

Based on Paloma Partners's 13F filing for Q3 2016, filed 14 Nov 2016.