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Paloma Partners Portfolio holdings
AUM
$510M
1-Year Est. Return
286.05%
This Fund
S&P 500
This Quarter
Est. Return
+7.76%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2B
AUM Growth
-$532M
(-21%)
Cap. Flow
-$697M
Cap. Flow
% of AUM
-34.84%
Top 10 Holdings %
Top 10 Hldgs %
21.69%
Holding
1,395
New
507
Increased
230
Reduced
207
Closed
416
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Consumer Staples Select Sector SPDR ETF
XLP
|
+$46M |
| 2 |
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
|
+$16.8M |
| 3 |
PBCT
People's United Financial Inc
PBCT
|
+$15M |
| 4 |
LO
LORILLARD INC COM STK
LO
|
+$14.6M |
| 5 |
Chubb
CB
|
+$11.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NYX
NYSE EURONEXT INC
NYX
|
+$44M |
| 2 |
NVE
NV ENERGY, INC
NVE
|
+$29.7M |
| 3 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$24.9M |
| 4 |
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
|
+$16.7M |
| 5 |
LPS
LENDER PROCESSING SERVICES INC
LPS
|
+$15M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 10.25% |
| 2 | Technology | 8.97% |
| 3 | Industrials | 8.87% |
| 4 | Consumer Discretionary | 7.77% |
| 5 | Healthcare | 5.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
426
CSX Corp
CSX
$94.2B
| $818K | 0.04% |
85,437
+52,134
| +157% | +$467K |
|
427
NRG Energy
NRG
$26.9B
| $818K | 0.04% |
+28,492
| New | +$797K |
|
428
Capri Holdings
CPRI
$1.88B
| $816K | 0.04% |
10,062
+6,639
| +194% | +$524K |
|
|
EOD
429
Allspring Global Dividend Opportunity Fund
EOD
$275M
| $803K | 0.04% |
+110,728
| New | +$819K |
|
|
GWR
430
DELISTED
Genesee & Wyoming Inc.
GWR
| $803K | 0.04% |
8,369
-6,852
| -45% | -$660K |
|
|
GGN
431
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$756M
| $802K | 0.04% |
+88,928
| New | +$880K |
|
|
TPLM
432
DELISTED
Triangle Petroleum Corporation
TPLM
| $801K | 0.04% |
+96,227
| New | +$977K |
|
433
TE Connectivity
TEL
$62.1B
| $800K | 0.04% |
+14,513
| New | +$763K |
|
434
Murphy Oil
MUR
$5.25B
| $799K | 0.04% |
12,326
-11,774
| -49% | -$738K |
|
|
LM
435
DELISTED
Legg Mason, Inc.
LM
| $799K | 0.04% |
18,398
-51,342
| -74% | -$1.99M |
|
|
TDF
436
Templeton Dragon Fund
TDF
$266M
| $797K | 0.04% |
+30,795
| New | +$822K |
|
|
WBMD
437
DELISTED
WebMD Health Corp.
WBMD
| $795K | 0.04% |
20,131
+8,331
| +71% | +$301K |
|
|
FMER
438
DELISTED
FIRSTMERIT CORP
FMER
| $795K | 0.04% |
35,781
+23,178
| +184% | +$521K |
|
439
Sensata Technologies
ST
$6.8B
| $794K | 0.04% |
+20,479
| New | +$784K |
|
|
ARDC
440
Are Dynamic Credit Allocation Fund
ARDC
$296M
| $792K | 0.04% |
+44,063
| New | +$793K |
|
441
AngloGold Ashanti
AU
$39.9B
| $790K | 0.04% |
+67,391
| New | +$918K |
|
442
Urban Outfitters
URBN
$6.44B
| $790K | 0.04% |
21,290
-4,373
| -17% | -$164K |
|
|
NGD
443
DELISTED
New Gold Inc
NGD
| $789K | 0.04% |
150,582
-414,718
| -73% | -$2.26M |
|
444
KBR
KBR
$4.74B
| $788K | 0.04% |
24,692
+5,525
| +29% | +$184K |
|
445
Fastenal
FAST
$55.2B
| $784K | 0.04% |
+65,964
| New | +$792K |
|
446
Edgewell Personal Care
EPC
$1.3B
| $781K | 0.04% |
+9,733
| New | +$741K |
|
|
CMA
447
DELISTED
Comerica
CMA
| $779K | 0.04% |
+16,403
| New | +$720K |
|
448
Franklin Resources
BEN
$17.3B
| $773K | 0.04% |
13,394
-13,768
| -51% | -$742K |
|
449
Bio-Rad Laboratories Class A
BIO
$8.86B
| $773K | 0.04% |
+6,259
| New | +$763K |
|
450
PRA Group
PRAA
$688M
| $771K | 0.04% |
+14,600
| New | +$830K |
|
Similar funds
PWMG
NIEF
HIM
MCA
OA
MC
CTAF
MWAM
Paloma Partners's Q4 2013 Portfolio in Review
As of Q4 2013, Paloma Partners held 1,395 positions worth $2B, down 21% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Paloma Partners withdrew a net $697M in Q4 2013, closing 416 positions and reducing 207 holdings. Its most notable exit was NYSE EURONEXT INC, an estimated $44M position sold in full.
By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 7.7% a quarter earlier, followed by Technology and Industrials.
Against the trend, Paloma Partners opened a new position in State Street Consumer Staples Select Sector SPDR ETF worth $46.9M.
- Paloma Partners's largest Q4 2013 buy was State Street Consumer Staples Select Sector SPDR ETF: 1,090,200 shares worth $46.9M.
- Paloma Partners added most to LORILLARD INC COM STK in Q4 2013, an estimated $14.6M increase.
- Paloma Partners's biggest Q4 2013 reduction was Apple, cutting an estimated $11.7M.
- Paloma Partners fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $44M.
- Paloma Partners's ten largest holdings make up 22% of its $2B portfolio in Q4 2013.
- Paloma Partners opened 507 new positions and closed 416 in Q4 2013.
- Paloma Partners's portfolio value fell 21% quarter-over-quarter to $2B.
Based on Paloma Partners's 13F filing for Q4 2013, filed 14 Feb 2014.