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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+6.78%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.53B
AUM Growth
+$737M
Cap. Flow
+$530M
Cap. Flow %
20.93%
Top 10 Hldgs %
42.7%
Holding
1,485
New
368
Increased
255
Reduced
231
Closed
590

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$30.6M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.2M
4
FIRE
SOURCEFIRE INC COM STK
FIRE
+$12.9M
5
NYX
NYSE EURONEXT INC
NYX
+$11.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.4M
2
LUFK
LUFKIN IND INC
LUFK
+$29.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$15.2M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$12.9M
5
PCYC
PHARMACYCLICS INC
PCYC
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 7.68%
2 Technology 6.55%
3 Industrials 6.01%
4 Consumer Discretionary 4.25%
5 Healthcare 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RLJ icon
426
RLJ Lodging Trust
RLJ
$1.88B
$611K 0.02%
26,006
-10,831
-29% -$256K
KIM icon
427
Kimco Realty
KIM
$17.7B
$610K 0.02%
+30,214
New +$644K
BKNG icon
428
PUT
Booking.com
BKNG
$155B
$607K 0.02%
15,000
– –
VRTX icon
429
Vertex Pharmaceuticals
VRTX
$125B
$607K 0.02%
8,000
-4,591
-36% -$365K
MDRX
430
DELISTED
Veradigm Inc. Common Stock
MDRX
$603K 0.02%
+40,561
New +$612K
SRCL
431
DELISTED
Stericycle Inc
SRCL
$595K 0.02%
5,152
+1,619
+46% +$187K
IPG
432
DELISTED
Interpublic Group of Companies
IPG
$591K 0.02%
34,393
+2,984
+10% +$48.1K
VIPS icon
433
Vipshop
VIPS
$7.14B
$585K 0.02%
+103,000
New +$444K
TXT icon
434
Textron
TXT
$15.7B
$581K 0.02%
21,031
+11,420
+119% +$318K
JCI icon
435
Johnson Controls International
JCI
$85.8B
$573K 0.02%
13,192
-5,463
-29% -$232K
CVE icon
436
Cenovus Energy
CVE
$51.7B
$570K 0.02%
+19,100
New +$565K
TEVA icon
437
Teva Pharmaceuticals
TEVA
$37B
$569K 0.02%
15,050
-5,292
-26% -$206K
LGF
438
DELISTED
Lions Gate Entertainment
LGF
$564K 0.02%
16,096
-194,537
-92% -$6.6M
ALB icon
439
Albemarle
ALB
$13.4B
$562K 0.02%
8,927
+5,656
+173% +$356K
OMC icon
440
Omnicom Group
OMC
$24.6B
$556K 0.02%
8,758
+4,420
+102% +$282K
CLF icon
441
Cleveland-Cliffs
CLF
$6.83B
$552K 0.02%
26,900
+1,400
+5% +$28.8K
NVR icon
442
NVR
NVR
$17.3B
$552K 0.02%
600
-509
-46% -$460K
CYN
443
DELISTED
CITY NATIONAL CORPORATION
CYN
$552K 0.02%
8,271
-13,688
-62% -$925K
ODFL icon
444
Old Dominion Freight Line
ODFL
$47.3B
$542K 0.02%
35,307
-517,536
-94% -$7.69M
WCC
445
WESCO International
WCC
$16.1B
$542K 0.02%
+7,088
New +$526K
MBI icon
446
MBIA
MBI
$278M
$541K 0.02%
52,926
-160,348
-75% -$2.02M
LII icon
447
Lennox International
LII
$19B
$538K 0.02%
+7,146
New +$505K
RWT
448
Redwood Trust
RWT
$585M
$538K 0.02%
27,303
-57,715
-68% -$1.03M
RJF icon
449
Raymond James Financial
RJF
$34.1B
$531K 0.02%
+19,101
New +$552K
AEGN
450
DELISTED
Aegion Corp
AEGN
$529K 0.02%
+22,300
New +$516K
16 17
18
19 20

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HIM
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MCA
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OA
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MC
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CTAF
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MWAM
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Paloma Partners's Q3 2013 Portfolio in Review

As of Q3 2013, Paloma Partners held 1,485 positions worth $2.53B, up 41% from $1.79B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Paloma Partners deployed $530M of net new capital in Q3 2013, opening 368 new positions and adding to 255 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, down from 7.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.4M trimmed.

  • Paloma Partners's largest Q3 2013 buy was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.
  • Paloma Partners added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $24.2M increase.
  • Paloma Partners's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.4M.
  • Paloma Partners fully exited LUFKIN IND INC in Q3 2013, selling an estimated $29.4M.
  • Paloma Partners's ten largest holdings make up 43% of its $2.53B portfolio in Q3 2013.
  • Paloma Partners opened 368 new positions and closed 590 in Q3 2013.
  • Paloma Partners's portfolio value rose 41% quarter-over-quarter to $2.53B.

Based on Paloma Partners's 13F filing for Q3 2013, filed 14 Nov 2013.