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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+0.73%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$4.82B
AUM Growth
-$1.08B
Cap. Flow
-$892M
Cap. Flow %
-18.51%
Top 10 Hldgs %
24.39%
Holding
2,488
New
830
Increased
522
Reduced
528
Closed
596

Top Buys

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$231M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$69.7M
3
MET icon
MetLife
MET
+$50.6M
4
GD icon
General Dynamics
GD
+$47.9M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$42.2M

Top Sells

Rank Stock Value
1
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$93.6M
2
JPM icon
JPMorgan Chase
JPM
+$74M
3
LLL
L3 Technologies, Inc.
LLL
+$68.8M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$63.2M
5
HD icon
Home Depot
HD
+$63M

Sector Composition

Rank Sector Weight
1 Financials 12.22%
2 Technology 9.56%
3 Industrials 9%
4 Consumer Discretionary 6.63%
5 Healthcare 5.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVGO icon
401
CALL
Broadcom
AVGO
$1.79T
$2.15M 0.04%
78,000
+55,000
+239% +$1.56M
DHT icon
402
CALL
DHT Holdings
DHT
$3.03B
$2.14M 0.04%
+348,200
New +$2M
LULU icon
403
lululemon athletica
LULU
$13.6B
$2.14M 0.04%
11,100
+7,056
+174% +$1.32M
AA icon
404
Alcoa
AA
$11.3B
$2.12M 0.04%
+105,538
New +$2.19M
KHC icon
405
CALL
Kraft Heinz
KHC
$32.9B
$2.12M 0.04%
75,800
-24,200
-24% -$696K
OLED icon
406
Universal Display
OLED
$3.77B
$2.11M 0.04%
12,577
+9,690
+336% +$1.94M
RF icon
407
Regions Financial
RF
$26.5B
$2.11M 0.04%
133,498
+47,572
+55% +$719K
SCI icon
408
Service Corp International
SCI
$11.7B
$2.1M 0.04%
43,994
+33,746
+329% +$1.58M
PLAN
409
DELISTED
Anaplan, Inc.
PLAN
$2.1M 0.04%
+44,633
New +$2.42M
AZO icon
410
AutoZone
AZO
$51.7B
$2.09M 0.04%
1,927
-2,159
-53% -$2.42M
GILD icon
411
PUT
Gilead Sciences
GILD
$167B
$2.08M 0.04%
+32,900
New +$2.15M
ALGN icon
412
CALL
Align Technology
ALGN
$12.9B
$2.08M 0.04%
+11,500
New +$2.39M
CL icon
413
Colgate-Palmolive
CL
$74.6B
$2.08M 0.04%
28,276
-133,544
-83% -$9.69M
APD icon
414
Air Products & Chemicals
APD
$65.5B
$2.08M 0.04%
+9,351
New +$2.1M
WBA
415
CALL
DELISTED
Walgreens Boots Alliance
WBA
$2.07M 0.04%
37,400
-3,000
-7% -$161K
CDK
416
DELISTED
CDK Global, Inc.
CDK
$2.06M 0.04%
42,764
-1,064
-2% -$50.9K
MKC icon
417
McCormick & Company Non-Voting
MKC
$14.1B
$2.05M 0.04%
+26,230
New +$2.11M
NKTR icon
418
Nektar Therapeutics
NKTR
$2.34B
$2.05M 0.04%
+7,500
New +$2.75M
KBE icon
419
State Street SPDR S&P Bank ETF
KBE
$1.65B
$2.05M 0.04%
+47,458
New +$2.02M
MCHP icon
420
Microchip Technology
MCHP
$39.7B
$2.03M 0.04%
43,730
+4,620
+12% +$210K
WBA
421
PUT
DELISTED
Walgreens Boots Alliance
WBA
$2.03M 0.04%
36,700
-7,800
-18% -$418K
RJF icon
422
Raymond James Financial
RJF
$33.7B
$2.03M 0.04%
36,848
+26,603
+260% +$1.45M
VIAB
423
DELISTED
Viacom Inc. Class B
VIAB
$2.02M 0.04%
84,117
+74,041
+735% +$2.07M
ENTG icon
424
Entegris
ENTG
$16.9B
$2.02M 0.04%
42,936
-322,141
-88% -$13.6M
WKC icon
425
World Kinect Corp
WKC
$2.05B
$2.01M 0.04%
+50,412
New +$1.92M
15 16
17
18 19

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Paloma Partners's Q3 2019 Portfolio in Review

As of Q3 2019, Paloma Partners held 2,488 positions worth $4.82B, down 18% from $5.9B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Paloma Partners withdrew a net $892M in Q3 2019, closing 596 positions and reducing 528 holdings. Its most notable exit was State Street Communication Services Select Sector SPDR ETF, an estimated $93.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 10% a quarter earlier, followed by Technology and Industrials.

Against the trend, Paloma Partners opened a new position in State Street Financial Select Sector SPDR ETF worth $235M.

  • Paloma Partners's largest Q3 2019 buy was State Street Financial Select Sector SPDR ETF: 8,375,441 shares worth $235M.
  • Paloma Partners added most to State Street Technology Select Sector SPDR ETF in Q3 2019, an estimated $69.7M increase.
  • Paloma Partners's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $74M.
  • Paloma Partners fully exited State Street Communication Services Select Sector SPDR ETF in Q3 2019, selling an estimated $93.6M.
  • Paloma Partners's ten largest holdings make up 24% of its $4.82B portfolio in Q3 2019.
  • Paloma Partners opened 830 new positions and closed 596 in Q3 2019.
  • Paloma Partners's portfolio value fell 18% quarter-over-quarter to $4.82B.

Based on Paloma Partners's 13F filing for Q3 2019, filed 14 Nov 2019.