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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.74%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.27B
AUM Growth
-$1.17B
Cap. Flow
-$1.7B
Cap. Flow %
-23.39%
Top 10 Hldgs %
25.72%
Holding
2,745
New
632
Increased
565
Reduced
769
Closed
686

Top Buys

Rank Stock Value
1
ALR
Alere Inc
ALR
+$36.1M
2
PRXL
Parexel International Corp
PRXL
+$24.3M
3
XRT icon
State Street SPDR S&P Retail ETF
XRT
+$14.8M
4
EQT icon
EQT Corp
EQT
+$13.7M
5
PBA icon
Pembina Pipeline
PBA
+$12.7M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$59M
2
IBB icon
iShares Biotechnology ETF
IBB
+$41M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$30.5M
4
AAPL icon
Apple
AAPL
+$24.4M
5
TRI icon
Thomson Reuters
TRI
+$20.6M

Sector Composition

Rank Sector Weight
1 Financials 4.49%
2 Industrials 4.34%
3 Technology 3.92%
4 Consumer Discretionary 3.71%
5 Healthcare 3.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBM icon
401
PUT
IBM
IBM
$202B
$3.41M 0.05%
24,581
-50,940
-67% -$7.1M
MTB icon
402
M&T Bank
MTB
$36.2B
$3.41M 0.05%
21,162
-5,438
-20% -$854K
AEP icon
403
American Electric Power
AEP
$73.7B
$3.39M 0.05%
48,204
+24,962
+107% +$1.78M
ORCL icon
404
CALL
Oracle
ORCL
$331B
$3.38M 0.05%
70,000
-17,500
-20% -$871K
ORCL icon
405
PUT
Oracle
ORCL
$331B
$3.38M 0.05%
70,000
-17,500
-20% -$871K
DYNC
406
DELISTED
Vistra Energy Corp.
DYNC
$3.38M 0.05%
+50,000
New +$3.22M
LMT icon
407
CALL
Lockheed Martin
LMT
$134B
$3.38M 0.05%
+10,900
New +$3.25M
LMT icon
408
PUT
Lockheed Martin
LMT
$134B
$3.38M 0.05%
+10,900
New +$3.25M
GWW icon
409
PUT
W.W. Grainger
GWW
$65.3B
$3.38M 0.05%
18,800
-15,400
-45% -$2.6M
CHD icon
410
Church & Dwight Co
CHD
$23.1B
$3.37M 0.05%
69,632
+52,685
+311% +$2.67M
NDAQ icon
411
CALL
Nasdaq
NDAQ
$51.5B
$3.37M 0.05%
130,500
+46,500
+55% +$1.16M
NDAQ icon
412
PUT
Nasdaq
NDAQ
$51.5B
$3.37M 0.05%
130,500
+46,500
+55% +$1.16M
ADBE icon
413
PUT
Adobe
ADBE
$89.5B
$3.37M 0.05%
22,600
+12,700
+128% +$1.9M
FE icon
414
PUT
FirstEnergy
FE
$28.9B
$3.36M 0.05%
+109,000
New +$3.43M
DAL icon
415
PUT
Delta Air Lines
DAL
$55.9B
$3.36M 0.05%
69,600
+17,100
+33% +$852K
VRSN icon
416
CALL
VeriSign
VRSN
$25.3B
$3.35M 0.05%
+31,500
New +$3.17M
VRSN icon
417
PUT
VeriSign
VRSN
$25.3B
$3.35M 0.05%
+31,500
New +$3.17M
CNX icon
418
CNX Resources
CNX
$4.85B
$3.35M 0.05%
236,938
+67,374
+40% +$865K
GRMN
419
CALL
Garmin
GRMN
$46.9B
$3.33M 0.05%
+61,800
New +$3.2M
GRMN
420
PUT
Garmin
GRMN
$46.9B
$3.33M 0.05%
+61,800
New +$3.2M
BID
421
DELISTED
Sotheby's
BID
$3.33M 0.05%
72,201
+21,121
+41% +$1.04M
EMR icon
422
Emerson Electric
EMR
$82.9B
$3.32M 0.05%
52,777
+43,993
+501% +$2.65M
SU icon
423
CALL
Suncor Energy
SU
$77.7B
$3.31M 0.05%
94,500
+42,000
+80% +$1.34M
SU icon
424
PUT
Suncor Energy
SU
$77.7B
$3.31M 0.05%
94,500
+42,000
+80% +$1.34M
WHR icon
425
CALL
Whirlpool
WHR
$2.42B
$3.3M 0.05%
17,900
-1,400
-7% -$250K
15 16
17
18 19

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NIEF
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HIM
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MCA
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BWP
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Paloma Partners's Q3 2017 Portfolio in Review

As of Q3 2017, Paloma Partners held 2,745 positions worth $7.27B, down 14% from $8.45B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Paloma Partners withdrew a net $1.7B in Q3 2017, closing 686 positions and reducing 769 holdings. Its most notable exit was Intel, an estimated $15.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.5% of assets, down from 5.5% a quarter earlier, followed by Industrials and Technology.

Against the trend, Paloma Partners opened a new position in State Street SPDR S&P Retail ETF worth $15.4M.

  • Paloma Partners's largest Q3 2017 buy was State Street SPDR S&P Retail ETF: 368,909 shares worth $15.4M.
  • Paloma Partners added most to Alere Inc in Q3 2017, an estimated $36.1M increase.
  • Paloma Partners's biggest Q3 2017 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $59M.
  • Paloma Partners fully exited Intel in Q3 2017, selling an estimated $15.7M.
  • Paloma Partners's ten largest holdings make up 26% of its $7.27B portfolio in Q3 2017.
  • Paloma Partners opened 632 new positions and closed 686 in Q3 2017.
  • Paloma Partners's portfolio value fell 14% quarter-over-quarter to $7.27B.

Based on Paloma Partners's 13F filing for Q3 2017, filed 14 Nov 2017.