We are live on ! Find out more
PP

Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+6.78%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.53B
AUM Growth
+$737M
Cap. Flow
+$530M
Cap. Flow %
20.93%
Top 10 Hldgs %
42.7%
Holding
1,485
New
368
Increased
255
Reduced
231
Closed
590

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$30.6M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.2M
4
FIRE
SOURCEFIRE INC COM STK
FIRE
+$12.9M
5
NYX
NYSE EURONEXT INC
NYX
+$11.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.4M
2
LUFK
LUFKIN IND INC
LUFK
+$29.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$15.2M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$12.9M
5
PCYC
PHARMACYCLICS INC
PCYC
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 7.68%
2 Technology 6.55%
3 Industrials 6.01%
4 Consumer Discretionary 4.25%
5 Healthcare 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
F icon
401
Ford
F
$59.6B
$692K 0.03%
41,033
+23,409
+133% +$395K
RITM icon
402
Rithm Capital
RITM
$5.46B
$685K 0.03%
51,700
+36,000
+229% +$471K
ARW icon
403
Arrow Electronics
ARW
$10.8B
$684K 0.03%
+14,099
New +$646K
MFC icon
404
Manulife Financial
MFC
$74.2B
$683K 0.03%
+41,346
New +$706K
QCOR
405
DELISTED
QUESTCOR PHARMA INC
QCOR
$683K 0.03%
11,787
+7,310
+163% +$434K
KOG
406
DELISTED
KODIAK OIL & GAS CORP
KOG
$681K 0.03%
+56,500
New +$567K
ISRG icon
407
Intuitive Surgical
ISRG
$130B
$677K 0.03%
+16,200
New +$715K
CI icon
408
Cigna
CI
$79.6B
$676K 0.03%
8,800
+5,023
+133% +$392K
SWK icon
409
Stanley Black & Decker
SWK
$14.6B
$674K 0.03%
+7,437
New +$637K
MFA
410
MFA Financial
MFA
$935M
$673K 0.03%
+22,574
New +$692K
HL icon
411
Hecla Mining
HL
$9.76B
$671K 0.03%
+213,668
New +$697K
FIVE icon
412
Five Below
FIVE
$11.5B
$670K 0.03%
15,300
+9,500
+164% +$381K
HBAN icon
413
Huntington Bancshares
HBAN
$35B
$663K 0.03%
80,289
-77,925
-49% -$658K
AXS icon
414
AXIS Capital
AXS
$8.79B
$662K 0.03%
+15,280
New +$674K
RF icon
415
Regions Financial
RF
$26.7B
$644K 0.03%
69,600
+40,990
+143% +$401K
CST
416
DELISTED
CST Brands, Inc.
CST
$644K 0.03%
21,600
-4,007
-16% -$126K
CPA icon
417
Copa Holdings
CPA
$5.71B
$636K 0.03%
4,586
-309
-6% -$42.4K
EAT icon
418
Brinker International
EAT
$8.5B
$632K 0.03%
15,597
+7,108
+84% +$291K
BGC
419
DELISTED
General Cable Corporation
BGC
$632K 0.03%
19,917
-4,697
-19% -$147K
BG icon
420
Bunge Global
BG
$22.8B
$630K 0.02%
+8,300
New +$629K
KBR icon
421
KBR
KBR
$4.74B
$626K 0.02%
+19,167
New +$608K
WSO icon
422
Watsco Inc
WSO
$15.1B
$622K 0.02%
6,600
-3,265
-33% -$299K
SSYS icon
423
Stratasys
SSYS
$690M
$613K 0.02%
+6,055
New +$586K
TKR icon
424
Timken Company
TKR
$9.72B
$613K 0.02%
+14,174
New +$607K
UTIW
425
DELISTED
UTI WORLDWIDE INC
UTIW
$612K 0.02%
+40,500
New +$656K
15 16
17
18 19

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Paloma Partners's Q3 2013 Portfolio in Review

As of Q3 2013, Paloma Partners held 1,485 positions worth $2.53B, up 41% from $1.79B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Paloma Partners deployed $530M of net new capital in Q3 2013, opening 368 new positions and adding to 255 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, down from 7.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.4M trimmed.

  • Paloma Partners's largest Q3 2013 buy was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.
  • Paloma Partners added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $24.2M increase.
  • Paloma Partners's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.4M.
  • Paloma Partners fully exited LUFKIN IND INC in Q3 2013, selling an estimated $29.4M.
  • Paloma Partners's ten largest holdings make up 43% of its $2.53B portfolio in Q3 2013.
  • Paloma Partners opened 368 new positions and closed 590 in Q3 2013.
  • Paloma Partners's portfolio value rose 41% quarter-over-quarter to $2.53B.

Based on Paloma Partners's 13F filing for Q3 2013, filed 14 Nov 2013.