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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.59%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$10.2B
AUM Growth
+$2.21B
Cap. Flow
+$1.91B
Cap. Flow %
18.7%
Top 10 Hldgs %
42.15%
Holding
2,326
New
523
Increased
761
Reduced
552
Closed
381

Top Buys

Rank Stock Value
1
BIIB icon
Biogen
BIIB
+$88.6M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$55.2M
3
AMZN icon
Amazon
AMZN
+$50.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.4M
5
AAPL icon
Apple
AAPL
+$27.4M

Top Sells

Rank Stock Value
1
KLAC icon
KLA
KLAC
+$30.4M
2
WFC icon
Wells Fargo
WFC
+$18.1M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$13.9M
4
STJ
St Jude Medical
STJ
+$13.5M
5
LNKD
LinkedIn Corporation
LNKD
+$13.4M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 4.46%
2 Industrials 3.74%
3 Financials 3.69%
4 Healthcare 3.55%
5 Technology 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBUX icon
376
PUT
Starbucks
SBUX
$118B
$3.55M 0.03%
64,000
-66,400
-51% -$3.68M
AAN.A
377
DELISTED
The Aaron's Company Inc Class A
AAN.A
$3.55M 0.03%
111,017
+66,854
+151% +$2.14M
TT icon
378
CALL
Trane Technologies
TT
$107B
$3.55M 0.03%
+47,300
New +$3.41M
TT icon
379
PUT
Trane Technologies
TT
$107B
$3.55M 0.03%
+47,300
New +$3.41M
NAVI icon
380
Navient
NAVI
$809M
$3.54M 0.03%
215,793
+88,288
+69% +$1.37M
BAC icon
381
CALL
Bank of America
BAC
$436B
$3.54M 0.03%
160,000
+80,000
+100% +$1.54M
ROK icon
382
Rockwell Automation
ROK
$51.9B
$3.53M 0.03%
26,259
+16,045
+157% +$2.05M
URI icon
383
United Rentals
URI
$70.2B
$3.53M 0.03%
33,422
-45,317
-58% -$4.12M
VLO icon
384
Valero Energy
VLO
$90.5B
$3.51M 0.03%
51,339
-48,779
-49% -$3M
DFS
385
PUT
DELISTED
Discover Financial Services
DFS
$3.5M 0.03%
48,600
+9,200
+23% +$585K
K
386
DELISTED
Kellanova
K
$3.49M 0.03%
50,449
-3,961
-7% -$275K
PFE icon
387
CALL
Pfizer
PFE
$141B
$3.49M 0.03%
113,305
-76,415
-40% -$2.33M
PACE
388
DELISTED
Pace Holdings Corp. Class A Ordinary Shares
PACE
$3.49M 0.03%
345,000
+27,619
+9% +$275K
UNH icon
389
UnitedHealth
UNH
$379B
$3.49M 0.03%
21,796
+18,896
+652% +$2.82M
VXX
390
CALL
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$3.47M 0.03%
34,000
-94,000
-73% -$11.3M
VFC icon
391
VF Corp
VFC
$6.72B
$3.46M 0.03%
68,951
+54,260
+369% +$2.81M
NSC icon
392
CALL
Norfolk Southern
NSC
$77.1B
$3.46M 0.03%
32,000
+8,000
+33% +$808K
MJN
393
DELISTED
Mead Johnson Nutrition Company
MJN
$3.45M 0.03%
48,807
+25,046
+105% +$1.87M
UNP icon
394
Union Pacific
UNP
$178B
$3.45M 0.03%
33,283
+25,840
+347% +$2.54M
FCX icon
395
Freeport-McMoran
FCX
$90.2B
$3.45M 0.03%
261,329
+230,292
+742% +$2.95M
SIG icon
396
Signet Jewelers
SIG
$3.72B
$3.45M 0.03%
36,564
+12,431
+52% +$1.09M
ROST icon
397
PUT
Ross Stores
ROST
$78.1B
$3.44M 0.03%
+52,400
New +$3.43M
JNJ icon
398
PUT
Johnson & Johnson
JNJ
$641B
$3.43M 0.03%
29,800
-53,700
-64% -$6.2M
AOS icon
399
A.O. Smith
AOS
$8.61B
$3.43M 0.03%
72,372
+67,120
+1,278% +$3.24M
TTC icon
400
Toro Company
TTC
$9.01B
$3.42M 0.03%
61,126
+37,469
+158% +$1.91M
14 15
16
17 18

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Paloma Partners's Q4 2016 Portfolio in Review

As of Q4 2016, Paloma Partners held 2,326 positions worth $10.2B, up 28% from $7.99B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Paloma Partners deployed $1.91B of net new capital in Q4 2016, opening 523 new positions and adding to 761 existing holdings. Its largest new stake was NXP Semiconductors: 253,000 shares worth $24.8M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 4.5% of assets, up from 3.4% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was KLA, an estimated $30.4M trimmed.

  • Paloma Partners's largest Q4 2016 buy was NXP Semiconductors: 253,000 shares worth $24.8M.
  • Paloma Partners added most to Biogen in Q4 2016, an estimated $88.6M increase.
  • Paloma Partners's biggest Q4 2016 reduction was KLA, cutting an estimated $30.4M.
  • Paloma Partners fully exited St Jude Medical in Q4 2016, selling an estimated $13.5M.
  • Paloma Partners's ten largest holdings make up 42% of its $10.2B portfolio in Q4 2016.
  • Paloma Partners opened 523 new positions and closed 381 in Q4 2016.
  • Paloma Partners's portfolio value rose 28% quarter-over-quarter to $10.2B.

Based on Paloma Partners's 13F filing for Q4 2016, filed 14 Feb 2017.