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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
-6.62%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$4.32B
AUM Growth
-$874M
Cap. Flow
-$483M
Cap. Flow %
-11.17%
Top 10 Hldgs %
33.23%
Holding
2,321
New
564
Increased
448
Reduced
519
Closed
747

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$59.6M
2
REGN icon
Regeneron Pharmaceuticals
REGN
+$48.6M
3
JPM icon
JPMorgan Chase
JPM
+$37.6M
4
TRAK
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
+$31.2M
5
KIM icon
Kimco Realty
KIM
+$24.5M

Top Sells

Rank Stock Value
1
DRC
DRESSER-RAND GROUP INC
DRC
+$86.5M
2
DTV
DIRECTV COM STK (DE)
DTV
+$46.6M
3
PFE icon
Pfizer
PFE
+$41.7M
4
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$38.7M
5
RKT
ROCK-TENN COMPANY CL-A
RKT
+$26.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.85%
2 Financials 5.81%
3 Industrials 5.1%
4 Consumer Discretionary 3.72%
5 Technology 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAS icon
376
Hasbro
HAS
$13.6B
$1.72M 0.04%
23,891
-2,826
-11% -$218K
MLM icon
377
Martin Marietta Materials
MLM
$35B
$1.72M 0.04%
11,296
+3,851
+52% +$624K
NVDA icon
378
CALL
NVIDIA
NVDA
$4.77T
$1.72M 0.04%
2,784,000
-33,656,000
-92% -$18.2M
NVDA icon
379
PUT
NVIDIA
NVDA
$4.77T
$1.72M 0.04%
2,784,000
+564,000
+25% +$305K
MRSH
380
Marsh
MRSH
$91.7B
$1.7M 0.04%
32,602
-3,763
-10% -$210K
CST
381
DELISTED
CST Brands, Inc.
CST
$1.7M 0.04%
50,366
+5,214
+12% +$189K
LECO icon
382
Lincoln Electric
LECO
$14.6B
$1.69M 0.04%
32,216
+1,380
+4% +$80.9K
MHK icon
383
Mohawk Industries
MHK
$7.14B
$1.68M 0.04%
9,242
-4,908
-35% -$972K
HON icon
384
PUT
Honeywell
HON
$78.3B
$1.68M 0.04%
+19,698
New +$1.79M
AVGO icon
385
Broadcom
AVGO
$1.81T
$1.68M 0.04%
134,000
-42,840
-24% -$541K
VFC icon
386
VF Corp
VFC
$7.16B
$1.68M 0.04%
26,080
-38,662
-60% -$2.65M
LVS icon
387
CALL
Las Vegas Sands
LVS
$32B
$1.67M 0.04%
44,000
-16,000
-27% -$807K
WOOF
388
DELISTED
VCA Inc.
WOOF
$1.67M 0.04%
31,673
-68,314
-68% -$3.82M
ESL
389
DELISTED
Esterline Technologies
ESL
$1.66M 0.04%
23,060
+8,962
+64% +$763K
AMT icon
390
American Tower
AMT
$79.9B
$1.65M 0.04%
18,777
+14,642
+354% +$1.38M
AWH
391
DELISTED
Allied World Assurance Co Hld Lt
AWH
$1.65M 0.04%
43,250
+34,572
+398% +$1.43M
AXP icon
392
CALL
American Express
AXP
$227B
$1.63M 0.04%
22,000
+12,000
+120% +$923K
CSCO icon
393
PUT
Cisco
CSCO
$456B
$1.63M 0.04%
62,000
-8,000
-11% -$216K
JWN
394
DELISTED
Nordstrom
JWN
$1.63M 0.04%
22,685
+18,967
+510% +$1.43M
KRNY icon
395
Kearny Financial
KRNY
$607M
$1.62M 0.04%
+141,487
New +$1.62M
BAC icon
396
CALL
Bank of America
BAC
$439B
$1.62M 0.04%
104,000
-151,700
-59% -$2.55M
STX icon
397
CALL
Seagate
STX
$169B
$1.61M 0.04%
36,000
+16,000
+80% +$774K
STX icon
398
PUT
Seagate
STX
$169B
$1.61M 0.04%
36,000
+16,000
+80% +$774K
SU icon
399
CALL
Suncor Energy
SU
$75.4B
$1.6M 0.04%
+60,000
New +$1.61M
ORCL icon
400
CALL
Oracle
ORCL
$346B
$1.59M 0.04%
+44,000
New +$1.69M
14 15
16
17 18

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MCA
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Paloma Partners's Q3 2015 Portfolio in Review

As of Q3 2015, Paloma Partners held 2,321 positions worth $4.32B, down 17% from $5.19B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Paloma Partners withdrew a net $483M in Q3 2015, closing 747 positions and reducing 519 holdings. Its most notable exit was DRESSER-RAND GROUP INC, an estimated $86.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.8% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

Against the trend, Paloma Partners opened a new position in DEALERTRACK TECHNOLOGIES, INC. COM STK worth $31.6M.

  • Paloma Partners's largest Q3 2015 buy was DEALERTRACK TECHNOLOGIES, INC. COM STK: 500,000 shares worth $31.6M.
  • Paloma Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $59.6M increase.
  • Paloma Partners's biggest Q3 2015 reduction was Pfizer, cutting an estimated $41.7M.
  • Paloma Partners fully exited DRESSER-RAND GROUP INC in Q3 2015, selling an estimated $86.5M.
  • Paloma Partners's ten largest holdings make up 33% of its $4.32B portfolio in Q3 2015.
  • Paloma Partners opened 564 new positions and closed 747 in Q3 2015.
  • Paloma Partners's portfolio value fell 17% quarter-over-quarter to $4.32B.

Based on Paloma Partners's 13F filing for Q3 2015, filed 16 Nov 2015.