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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+6.78%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.53B
AUM Growth
+$737M
Cap. Flow
+$530M
Cap. Flow %
20.93%
Top 10 Hldgs %
42.7%
Holding
1,485
New
368
Increased
255
Reduced
231
Closed
590

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$30.6M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.2M
4
FIRE
SOURCEFIRE INC COM STK
FIRE
+$12.9M
5
NYX
NYSE EURONEXT INC
NYX
+$11.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.4M
2
LUFK
LUFKIN IND INC
LUFK
+$29.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$15.2M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$12.9M
5
PCYC
PHARMACYCLICS INC
PCYC
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 7.68%
2 Technology 6.55%
3 Industrials 6.01%
4 Consumer Discretionary 4.25%
5 Healthcare 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RCL icon
376
Royal Caribbean
RCL
$86.5B
$781K 0.03%
20,412
+10,079
+98% +$378K
ANF icon
377
Abercrombie & Fitch
ANF
$4.65B
$773K 0.03%
21,847
+6,207
+40% +$274K
H icon
378
Hyatt Hotels
H
$17.7B
$765K 0.03%
+17,818
New +$782K
MSCI icon
379
MSCI
MSCI
$42.1B
$765K 0.03%
18,982
-42,159
-69% -$1.57M
SPRD
380
DELISTED
SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS)
SPRD
$762K 0.03%
+25,000
New +$740K
TGI
381
DELISTED
Triumph Group
TGI
$759K 0.03%
10,803
+3,163
+41% +$244K
TWTC
382
DELISTED
TW TELECOM INC CL A COM
TWTC
$751K 0.03%
+25,126
New +$740K
TTC icon
383
Toro Company
TTC
$9.09B
$747K 0.03%
27,506
+13,378
+95% +$340K
SHOO icon
384
Steven Madden
SHOO
$3.23B
$746K 0.03%
+31,174
New +$733K
SYT
385
DELISTED
Syngenta Ag
SYT
$746K 0.03%
+9,180
New +$736K
FLS icon
386
Flowserve
FLS
$9.34B
$742K 0.03%
11,881
+7,152
+151% +$414K
HBI
387
DELISTED
Hanesbrands
HBI
$739K 0.03%
+47,420
New +$705K
LHX icon
388
L3Harris
LHX
$56.5B
$731K 0.03%
12,321
+8,169
+197% +$455K
LXP icon
389
LXP Industrial Trust
LXP
$3.53B
$730K 0.03%
+12,993
New +$784K
CPB icon
390
Campbell Soup
CPB
$6.85B
$725K 0.03%
17,800
+13,183
+286% +$591K
ENOV icon
391
Enovis
ENOV
$1.67B
$722K 0.03%
+7,418
New +$684K
FDO
392
DELISTED
FAMILY DOLLAR STORES
FDO
$719K 0.03%
+9,988
New +$702K
LO
393
DELISTED
LORILLARD INC COM STK
LO
$712K 0.03%
15,887
-14,922
-48% -$657K
CP icon
394
Canadian Pacific Kansas City
CP
$81.4B
$710K 0.03%
+28,805
New +$712K
PLD icon
395
Prologis
PLD
$138B
$710K 0.03%
18,860
-60,453
-76% -$2.28M
GDP
396
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
$709K 0.03%
+29,183
New +$587K
AAN.A
397
DELISTED
The Aaron's Company Inc Class A
AAN.A
$707K 0.03%
25,512
-7,062
-22% -$196K
ETN icon
398
Eaton
ETN
$149B
$699K 0.03%
10,148
-26,946
-73% -$1.81M
CPN
399
DELISTED
Calpine Corporation
CPN
$696K 0.03%
+35,800
New +$710K
NSR
400
DELISTED
Neustar Inc
NSR
$696K 0.03%
+14,057
New +$732K
14 15
16
17 18

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HIM
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MCA
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OA
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CTAF
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MWAM
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Paloma Partners's Q3 2013 Portfolio in Review

As of Q3 2013, Paloma Partners held 1,485 positions worth $2.53B, up 41% from $1.79B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Paloma Partners deployed $530M of net new capital in Q3 2013, opening 368 new positions and adding to 255 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, down from 7.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.4M trimmed.

  • Paloma Partners's largest Q3 2013 buy was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.
  • Paloma Partners added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $24.2M increase.
  • Paloma Partners's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.4M.
  • Paloma Partners fully exited LUFKIN IND INC in Q3 2013, selling an estimated $29.4M.
  • Paloma Partners's ten largest holdings make up 43% of its $2.53B portfolio in Q3 2013.
  • Paloma Partners opened 368 new positions and closed 590 in Q3 2013.
  • Paloma Partners's portfolio value rose 41% quarter-over-quarter to $2.53B.

Based on Paloma Partners's 13F filing for Q3 2013, filed 14 Nov 2013.