We are live on ! Find out more
PP

Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.59%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$10.2B
AUM Growth
+$2.21B
Cap. Flow
+$1.91B
Cap. Flow %
18.7%
Top 10 Hldgs %
42.15%
Holding
2,326
New
523
Increased
761
Reduced
552
Closed
381

Top Buys

Rank Stock Value
1
BIIB icon
Biogen
BIIB
+$88.6M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$55.2M
3
AMZN icon
Amazon
AMZN
+$50.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.4M
5
AAPL icon
Apple
AAPL
+$27.4M

Top Sells

Rank Stock Value
1
KLAC icon
KLA
KLAC
+$30.4M
2
WFC icon
Wells Fargo
WFC
+$18.1M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$13.9M
4
STJ
St Jude Medical
STJ
+$13.5M
5
LNKD
LinkedIn Corporation
LNKD
+$13.4M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 4.46%
2 Industrials 3.74%
3 Financials 3.69%
4 Healthcare 3.55%
5 Technology 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FFIV icon
351
F5
FFIV
$23B
$3.73M 0.04%
25,745
+20,734
+414% +$2.81M
SRCL
352
DELISTED
Stericycle Inc
SRCL
$3.72M 0.04%
48,327
+41,527
+611% +$3.14M
HCA icon
353
CALL
HCA Healthcare
HCA
$86.4B
$3.7M 0.04%
50,000
-542,100
-92% -$40.6M
HCA icon
354
PUT
HCA Healthcare
HCA
$86.4B
$3.7M 0.04%
50,000
-718,100
-93% -$53.8M
NKE icon
355
Nike
NKE
$62.5B
$3.7M 0.04%
72,796
-87,323
-55% -$4.48M
RTN
356
DELISTED
Raytheon Company
RTN
$3.69M 0.04%
25,980
-2,105
-7% -$299K
AXP icon
357
American Express
AXP
$229B
$3.67M 0.04%
49,500
-86,649
-64% -$6M
HPE icon
358
Hewlett Packard
HPE
$63.8B
$3.66M 0.04%
272,318
+39,239
+17% +$524K
QCOM icon
359
CALL
Qualcomm
QCOM
$179B
$3.65M 0.04%
56,000
-55,400
-50% -$3.72M
A icon
360
Agilent Technologies
A
$38.9B
$3.65M 0.04%
80,039
+43,691
+120% +$1.98M
AIZ icon
361
Assurant
AIZ
$13.7B
$3.63M 0.04%
39,139
+24,849
+174% +$2.17M
SJM icon
362
J.M. Smucker
SJM
$12.9B
$3.63M 0.04%
28,387
-7,702
-21% -$998K
WHR icon
363
CALL
Whirlpool
WHR
$2.44B
$3.63M 0.04%
20,000
+12,000
+150% +$1.99M
WHR icon
364
PUT
Whirlpool
WHR
$2.44B
$3.63M 0.04%
20,000
+12,000
+150% +$1.99M
CELG
365
DELISTED
Celgene Corp
CELG
$3.63M 0.04%
31,345
+6,540
+26% +$728K
AAL icon
366
American Airlines Group
AAL
$9.9B
$3.62M 0.04%
77,618
+65,239
+527% +$2.84M
WFM
367
DELISTED
Whole Foods Market Inc
WFM
$3.62M 0.04%
117,824
+23,783
+25% +$715K
AAP icon
368
Advance Auto Parts
AAP
$3.48B
$3.61M 0.04%
21,358
+19,081
+838% +$3M
YUM icon
369
PUT
Yum! Brands
YUM
$40.7B
$3.6M 0.04%
+56,900
New +$3.57M
TNL icon
370
Travel + Leisure Co
TNL
$4.68B
$3.6M 0.04%
104,468
+38,102
+57% +$1.23M
PXD
371
DELISTED
Pioneer Natural Resource Co.
PXD
$3.59M 0.04%
19,957
-2,268
-10% -$416K
RHT
372
DELISTED
Red Hat Inc
RHT
$3.58M 0.04%
51,405
-28,434
-36% -$2.19M
F icon
373
Ford
F
$58.5B
$3.58M 0.04%
295,197
-279,338
-49% -$3.39M
SYT
374
DELISTED
Syngenta Ag
SYT
$3.56M 0.03%
45,000
-12,200
-21% -$983K
SBUX icon
375
CALL
Starbucks
SBUX
$118B
$3.55M 0.03%
64,000
-40,000
-38% -$2.22M
13 14
15
16 17

Similar funds

JF
JSF Financial Los Angeles, California $510M AUM 21.25% 1-Year Est. Return
PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return

Paloma Partners's Q4 2016 Portfolio in Review

As of Q4 2016, Paloma Partners held 2,326 positions worth $10.2B, up 28% from $7.99B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Paloma Partners deployed $1.91B of net new capital in Q4 2016, opening 523 new positions and adding to 761 existing holdings. Its largest new stake was NXP Semiconductors: 253,000 shares worth $24.8M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 4.5% of assets, up from 3.4% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was KLA, an estimated $30.4M trimmed.

  • Paloma Partners's largest Q4 2016 buy was NXP Semiconductors: 253,000 shares worth $24.8M.
  • Paloma Partners added most to Biogen in Q4 2016, an estimated $88.6M increase.
  • Paloma Partners's biggest Q4 2016 reduction was KLA, cutting an estimated $30.4M.
  • Paloma Partners fully exited St Jude Medical in Q4 2016, selling an estimated $13.5M.
  • Paloma Partners's ten largest holdings make up 42% of its $10.2B portfolio in Q4 2016.
  • Paloma Partners opened 523 new positions and closed 381 in Q4 2016.
  • Paloma Partners's portfolio value rose 28% quarter-over-quarter to $10.2B.

Based on Paloma Partners's 13F filing for Q4 2016, filed 14 Feb 2017.