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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+6.78%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.53B
AUM Growth
+$737M
Cap. Flow
+$530M
Cap. Flow %
20.93%
Top 10 Hldgs %
42.7%
Holding
1,485
New
368
Increased
255
Reduced
231
Closed
590

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$30.6M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.2M
4
FIRE
SOURCEFIRE INC COM STK
FIRE
+$12.9M
5
NYX
NYSE EURONEXT INC
NYX
+$11.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.4M
2
LUFK
LUFKIN IND INC
LUFK
+$29.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$15.2M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$12.9M
5
PCYC
PHARMACYCLICS INC
PCYC
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 7.68%
2 Technology 6.55%
3 Industrials 6.01%
4 Consumer Discretionary 4.25%
5 Healthcare 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNST icon
351
Monster Beverage
MNST
$95.6B
$857K 0.03%
98,400
+28,794
+41% +$284K
BALL icon
352
Ball Corp
BALL
$17.8B
$853K 0.03%
+38,000
New +$853K
MUSA icon
353
Murphy USA
MUSA
$11.1B
$852K 0.03%
+21,100
New +$844K
JWN
354
DELISTED
Nordstrom
JWN
$849K 0.03%
15,100
-4,974
-25% -$294K
DNB
355
DELISTED
Dun & Bradstreet
DNB
$846K 0.03%
+8,149
New +$847K
CYT
356
DELISTED
CYTEC INDS INC
CYT
$845K 0.03%
+20,792
New +$807K
TJX icon
357
TJX Companies
TJX
$178B
$833K 0.03%
29,524
-35,528
-55% -$946K
HWC icon
358
Hancock Whitney
HWC
$6.19B
$827K 0.03%
+26,352
New +$853K
ADP icon
359
Automatic Data Processing
ADP
$106B
$825K 0.03%
12,986
-11,063
-46% -$703K
PVH icon
360
PVH
PVH
$4.01B
$822K 0.03%
6,925
+5,274
+319% +$677K
EXPE icon
361
Expedia Group
EXPE
$35.5B
$820K 0.03%
15,828
+11,262
+247% +$602K
APTV icon
362
Aptiv
APTV
$12.6B
$814K 0.03%
+13,933
New +$774K
CM icon
363
Canadian Imperial Bank of Commerce
CM
$109B
$812K 0.03%
20,824
-37,464
-64% -$1.4M
SLCA
364
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$812K 0.03%
32,600
+22,936
+237% +$535K
ADI icon
365
Analog Devices
ADI
$178B
$805K 0.03%
17,093
+10,206
+148% +$488K
AIV
366
Aimco
AIV
$375M
$805K 0.03%
216,166
+69,010
+47% +$268K
AGQ icon
367
ProShares Ultra Silver
AGQ
$1.12B
$802K 0.03%
+10,000
New +$804K
TPGI
368
DELISTED
THOMAS PROPERTIES GROUP INC
TPGI
$799K 0.03%
+118,835
New +$687K
REG icon
369
Regency Centers
REG
$14.8B
$795K 0.03%
+16,446
New +$829K
JOYY
370
JOYY Inc
JOYY
$3.77B
$795K 0.03%
+17,000
New +$685K
QVCGA
371
DELISTED
QVC Group Inc Series A
QVCGA
$792K 0.03%
+822
New +$799K
TRP icon
372
TC Energy
TRP
$70.5B
$790K 0.03%
+18,000
New +$802K
PSA icon
373
Public Storage
PSA
$61.7B
$788K 0.03%
+4,903
New +$777K
SNDK
374
DELISTED
SANDISK CORP
SNDK
$787K 0.03%
13,219
+8,679
+191% +$510K
PPLI
375
People Inc
PPLI
$3.13B
$782K 0.03%
79,958
+35,234
+79% +$322K
13 14
15
16 17

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HIM
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MCA
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OA
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CTAF
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MWAM
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Paloma Partners's Q3 2013 Portfolio in Review

As of Q3 2013, Paloma Partners held 1,485 positions worth $2.53B, up 41% from $1.79B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Paloma Partners deployed $530M of net new capital in Q3 2013, opening 368 new positions and adding to 255 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, down from 7.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.4M trimmed.

  • Paloma Partners's largest Q3 2013 buy was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.
  • Paloma Partners added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $24.2M increase.
  • Paloma Partners's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.4M.
  • Paloma Partners fully exited LUFKIN IND INC in Q3 2013, selling an estimated $29.4M.
  • Paloma Partners's ten largest holdings make up 43% of its $2.53B portfolio in Q3 2013.
  • Paloma Partners opened 368 new positions and closed 590 in Q3 2013.
  • Paloma Partners's portfolio value rose 41% quarter-over-quarter to $2.53B.

Based on Paloma Partners's 13F filing for Q3 2013, filed 14 Nov 2013.