We are live on ! Find out more
PP

Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.74%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.27B
AUM Growth
-$1.17B
Cap. Flow
-$1.7B
Cap. Flow %
-23.39%
Top 10 Hldgs %
25.72%
Holding
2,745
New
632
Increased
565
Reduced
769
Closed
686

Top Buys

Rank Stock Value
1
ALR
Alere Inc
ALR
+$36.1M
2
PRXL
Parexel International Corp
PRXL
+$24.3M
3
XRT icon
State Street SPDR S&P Retail ETF
XRT
+$14.8M
4
EQT icon
EQT Corp
EQT
+$13.7M
5
PBA icon
Pembina Pipeline
PBA
+$12.7M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$59M
2
IBB icon
iShares Biotechnology ETF
IBB
+$41M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$30.5M
4
AAPL icon
Apple
AAPL
+$24.4M
5
TRI icon
Thomson Reuters
TRI
+$20.6M

Sector Composition

Rank Sector Weight
1 Financials 4.49%
2 Industrials 4.34%
3 Technology 3.92%
4 Consumer Discretionary 3.71%
5 Healthcare 3.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMG icon
326
Chipotle Mexican Grill
CMG
$40.8B
$4.19M 0.06%
681,400
+272,650
+67% +$1.84M
LLY icon
327
CALL
Eli Lilly
LLY
$1.07T
$4.19M 0.06%
49,000
– –
LLY icon
328
PUT
Eli Lilly
LLY
$1.07T
$4.19M 0.06%
49,000
– –
KITE
329
DELISTED
Kite Pharma, Inc.
KITE
$4.17M 0.06%
23,199
+15,500
+201% +$2.16M
PSX icon
330
CALL
Phillips 66
PSX
$82.9B
$4.17M 0.06%
45,500
– –
PSX icon
331
PUT
Phillips 66
PSX
$82.9B
$4.17M 0.06%
45,500
– –
JNJ icon
332
CALL
Johnson & Johnson
JNJ
$635B
$4.15M 0.06%
+31,900
New +$4.23M
MRK icon
333
Merck
MRK
$324B
$4.13M 0.06%
67,682
-31,572
-32% -$1.91M
AON icon
334
Aon
AON
$77.3B
$4.13M 0.06%
28,278
+6,668
+31% +$931K
HSIC icon
335
PUT
Henry Schein
HSIC
$9.74B
$4.1M 0.06%
+63,750
New +$4.35M
DCI icon
336
Donaldson
DCI
$10.8B
$4.03M 0.06%
87,830
+82,975
+1,709% +$3.84M
PXD
337
PUT
DELISTED
Pioneer Natural Resource Co.
PXD
$4.03M 0.06%
27,300
+9,800
+56% +$1.41M
WDAY icon
338
Workday
WDAY
$33.4B
$4.03M 0.06%
38,209
+32,520
+572% +$3.36M
ANDV
339
DELISTED
Andeavor
ANDV
$4.02M 0.06%
38,991
-8,530
-18% -$839K
MHK icon
340
CALL
Mohawk Industries
MHK
$6.9B
$4.01M 0.06%
16,200
+5,100
+46% +$1.27M
MHK icon
341
PUT
Mohawk Industries
MHK
$6.9B
$4.01M 0.06%
16,200
+5,100
+46% +$1.27M
UNH icon
342
CALL
UnitedHealth
UNH
$382B
$4M 0.05%
20,400
-24,200
-54% -$4.68M
CEF icon
343
Sprott Physical Gold and Silver Trust
CEF
$7.43B
$3.96M 0.05%
312,425
-2,575
-0.8% -$32.5K
FRT icon
344
Federal Realty Investment Trust
FRT
$10.9B
$3.95M 0.05%
31,831
+16,512
+108% +$2.12M
MCD icon
345
McDonald's
MCD
$188B
$3.95M 0.05%
25,202
+16,948
+205% +$2.66M
BLK icon
346
CALL
Blackrock
BLK
$164B
$3.93M 0.05%
8,800
– –
BLK icon
347
PUT
Blackrock
BLK
$164B
$3.93M 0.05%
8,800
– –
CI icon
348
CALL
Cigna
CI
$76.6B
$3.93M 0.05%
21,000
– –
CI icon
349
PUT
Cigna
CI
$76.6B
$3.93M 0.05%
21,000
– –
HLT icon
350
Hilton Worldwide
HLT
$74B
$3.92M 0.05%
56,493
-44,681
-44% -$2.85M
12 13
14
15 16

Similar funds

JF
JSF Financial Los Angeles, California $510M AUM 21.25% 1-Year Est. Return
PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
BWP
Bernardo Wealth Planning Harleysville, Pennsylvania $511M AUM 13.04% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return

Paloma Partners's Q3 2017 Portfolio in Review

As of Q3 2017, Paloma Partners held 2,745 positions worth $7.27B, down 14% from $8.45B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Paloma Partners withdrew a net $1.7B in Q3 2017, closing 686 positions and reducing 769 holdings. Its most notable exit was Intel, an estimated $15.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.5% of assets, down from 5.5% a quarter earlier, followed by Industrials and Technology.

Against the trend, Paloma Partners opened a new position in State Street SPDR S&P Retail ETF worth $15.4M.

  • Paloma Partners's largest Q3 2017 buy was State Street SPDR S&P Retail ETF: 368,909 shares worth $15.4M.
  • Paloma Partners added most to Alere Inc in Q3 2017, an estimated $36.1M increase.
  • Paloma Partners's biggest Q3 2017 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $59M.
  • Paloma Partners fully exited Intel in Q3 2017, selling an estimated $15.7M.
  • Paloma Partners's ten largest holdings make up 26% of its $7.27B portfolio in Q3 2017.
  • Paloma Partners opened 632 new positions and closed 686 in Q3 2017.
  • Paloma Partners's portfolio value fell 14% quarter-over-quarter to $7.27B.

Based on Paloma Partners's 13F filing for Q3 2017, filed 14 Nov 2017.