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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.95%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.99B
AUM Growth
-$1.1B
Cap. Flow
-$1.57B
Cap. Flow %
-19.62%
Top 10 Hldgs %
31.15%
Holding
2,460
New
343
Increased
553
Reduced
804
Closed
667

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.7M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$16.3M
3
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$15.9M
4
LBRDK icon
Liberty Broadband Class C
LBRDK
+$11.9M
5
COTY icon
Coty
COTY
+$11.9M

Top Sells

Rank Stock Value
1
BIIB icon
Biogen
BIIB
+$61.3M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$55.4M
3
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$53.8M
4
EMC
EMC CORPORATION
EMC
+$34.8M
5
AAPL icon
Apple
AAPL
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 3.47%
2 Consumer Discretionary 3.38%
3 Financials 2.99%
4 Industrials 2.65%
5 Healthcare 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPQ icon
326
HP
HPQ
$24.1B
$3.34M 0.04%
215,038
-20,695
-9% -$295K
MS icon
327
CALL
Morgan Stanley
MS
$334B
$3.33M 0.04%
104,000
+24,000
+30% +$716K
MOS icon
328
The Mosaic Company
MOS
$7.08B
$3.33M 0.04%
135,968
+112,119
+470% +$3.06M
CAG icon
329
Conagra Brands
CAG
$7.29B
$3.32M 0.04%
90,676
+22,462
+33% +$806K
XLNX
330
DELISTED
Xilinx Inc
XLNX
$3.31M 0.04%
60,821
+37,707
+163% +$1.94M
EXPD icon
331
CALL
Expeditors International
EXPD
$22.4B
$3.3M 0.04%
64,000
+24,000
+60% +$1.22M
QCOM icon
332
PUT
Qualcomm
QCOM
$179B
$3.29M 0.04%
48,000
+24,000
+100% +$1.46M
JNJ icon
333
Johnson & Johnson
JNJ
$647B
$3.28M 0.04%
27,738
+13,766
+99% +$1.67M
GGP
334
DELISTED
GGP Inc.
GGP
$3.26M 0.04%
+118,237
New +$3.53M
BATRK icon
335
Atlanta Braves Holdings Series B
BATRK
$3.25B
$3.24M 0.04%
186,680
– –
XLB icon
336
CALL
State Street Materials Select Sector SPDR ETF
XLB
$8.65B
$3.23M 0.04%
+135,400
New +$3.26M
MAR icon
337
CALL
Marriott International
MAR
$101B
$3.23M 0.04%
48,000
– –
MAR icon
338
PUT
Marriott International
MAR
$101B
$3.23M 0.04%
48,000
– –
PG icon
339
PUT
Procter & Gamble
PG
$347B
$3.23M 0.04%
36,000
– –
DPZ icon
340
Domino's
DPZ
$11.4B
$3.23M 0.04%
+21,264
New +$3.11M
AMAT icon
341
Applied Materials
AMAT
$407B
$3.23M 0.04%
107,050
-273,976
-72% -$7.64M
PG icon
342
Procter & Gamble
PG
$347B
$3.23M 0.04%
35,953
-699
-2% -$60.7K
LRCX icon
343
PUT
Lam Research
LRCX
$360B
$3.22M 0.04%
340,000
-507,000
-60% -$4.61M
AAL icon
344
CALL
American Airlines Group
AAL
$9.68B
$3.21M 0.04%
87,700
+600
+0.7% +$21.2K
AAL icon
345
PUT
American Airlines Group
AAL
$9.68B
$3.21M 0.04%
87,700
+600
+0.7% +$21.2K
MU icon
346
Micron Technology
MU
$1.01T
$3.2M 0.04%
180,135
-107,333
-37% -$1.64M
ALB icon
347
Albemarle
ALB
$13.6B
$3.19M 0.04%
37,364
-3,192
-8% -$263K
DKS icon
348
Dick's Sporting Goods
DKS
$18.3B
$3.18M 0.04%
56,119
+24,966
+80% +$1.37M
TT icon
349
Trane Technologies
TT
$106B
$3.18M 0.04%
46,845
-8,039
-15% -$536K
AEP icon
350
American Electric Power
AEP
$72.8B
$3.18M 0.04%
49,541
+12,780
+35% +$859K
12 13
14
15 16

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NIEF
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HIM
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MCA
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OA
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BWP
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MC
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Paloma Partners's Q3 2016 Portfolio in Review

As of Q3 2016, Paloma Partners held 2,460 positions worth $7.99B, down 12% from $9.09B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $1.57B in Q3 2016, closing 667 positions and reducing 804 holdings. Its most notable exit was COLUMBIA PIPELINE GROUP IN COM STK (DE), an estimated $53.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.5% of assets, down from 5.4% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Paloma Partners opened a new position in Liberty Broadband Class C worth $12.8M.

  • Paloma Partners's largest Q3 2016 buy was Liberty Broadband Class C: 178,501 shares worth $12.8M.
  • Paloma Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2016, an estimated $50.7M increase.
  • Paloma Partners's biggest Q3 2016 reduction was Biogen, cutting an estimated $61.3M.
  • Paloma Partners fully exited COLUMBIA PIPELINE GROUP IN COM STK (DE) in Q3 2016, selling an estimated $53.8M.
  • Paloma Partners's ten largest holdings make up 31% of its $7.99B portfolio in Q3 2016.
  • Paloma Partners opened 343 new positions and closed 667 in Q3 2016.
  • Paloma Partners's portfolio value fell 12% quarter-over-quarter to $7.99B.

Based on Paloma Partners's 13F filing for Q3 2016, filed 14 Nov 2016.