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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+6.78%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.53B
AUM Growth
+$737M
Cap. Flow
+$530M
Cap. Flow %
20.93%
Top 10 Hldgs %
42.7%
Holding
1,485
New
368
Increased
255
Reduced
231
Closed
590

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$30.6M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.2M
4
FIRE
SOURCEFIRE INC COM STK
FIRE
+$12.9M
5
NYX
NYSE EURONEXT INC
NYX
+$11.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.4M
2
LUFK
LUFKIN IND INC
LUFK
+$29.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$15.2M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$12.9M
5
PCYC
PHARMACYCLICS INC
PCYC
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 7.68%
2 Technology 6.55%
3 Industrials 6.01%
4 Consumer Discretionary 4.25%
5 Healthcare 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INFN
326
DELISTED
Infinera Corporation Common Stock
INFN
$961K 0.04%
85,000
– –
GCVRZ
327
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$960K 0.04%
475,000
+60,000
+14% +$114K
WERN icon
328
Werner Enterprises
WERN
$2.33B
$959K 0.04%
+41,109
New +$983K
SPXC icon
329
SPX Corp
SPXC
$10.4B
$946K 0.04%
+44,372
New +$862K
URBN icon
330
Urban Outfitters
URBN
$6.41B
$944K 0.04%
25,663
+15,029
+141% +$617K
ENS icon
331
EnerSys
ENS
$6.64B
$940K 0.04%
+15,500
New +$833K
OA
332
DELISTED
Orbital ATK, Inc.
OA
$935K 0.04%
9,592
+6,291
+191% +$597K
HRB icon
333
H&R Block
HRB
$5.66B
$931K 0.04%
34,948
+9,784
+39% +$285K
BRSL
334
Brightstar Lottery PLC
BRSL
$1.94B
$928K 0.04%
+49,013
New +$934K
CVC
335
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$920K 0.04%
54,607
+42,188
+340% +$773K
KSS icon
336
Kohl's
KSS
$2.17B
$902K 0.04%
17,427
+7,446
+75% +$389K
IMOS
337
ChipMOS TECHNOLOGIES
IMOS
$1.73B
$899K 0.04%
45,377
+18,151
+67% +$343K
CSC
338
DELISTED
Computer Sciences
CSC
$892K 0.04%
40,911
+9,250
+29% +$195K
BWA icon
339
BorgWarner
BWA
$12.9B
$891K 0.04%
+19,966
New +$839K
SLM icon
340
SLM Corp
SLM
$4.75B
$891K 0.04%
+100,031
New +$873K
SLV icon
341
iShares Silver Trust
SLV
$27.6B
$891K 0.04%
+42,634
New +$881K
DGI
342
DELISTED
DigitalGlobe Inc.
DGI
$888K 0.04%
+28,098
New +$900K
NDSN icon
343
Nordson
NDSN
$16.8B
$887K 0.04%
+12,041
New +$866K
EG icon
344
Everest Group
EG
$15.8B
$886K 0.04%
6,087
+530
+10% +$71.8K
VET icon
345
Vermilion Energy
VET
$1.58B
$878K 0.03%
+16,000
New +$858K
CHK
346
DELISTED
Chesapeake Energy Corporation
CHK
$877K 0.03%
179
-185
-51% -$858K
AHL
347
DELISTED
ASPEN Insurance Holding Limited
AHL
$865K 0.03%
+23,834
New +$876K
PDM
348
Piedmont Realty Trust
PDM
$1.2B
$864K 0.03%
49,752
+32,817
+194% +$587K
MRC
349
DELISTED
MRC Global
MRC
$863K 0.03%
+32,226
New +$858K
CPAY icon
350
Corpay
CPAY
$25.3B
$863K 0.03%
7,843
+4,661
+146% +$455K
12 13
14
15 16

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NIEF
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HIM
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MCA
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OA
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MC
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CTAF
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MWAM
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Paloma Partners's Q3 2013 Portfolio in Review

As of Q3 2013, Paloma Partners held 1,485 positions worth $2.53B, up 41% from $1.79B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Paloma Partners deployed $530M of net new capital in Q3 2013, opening 368 new positions and adding to 255 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, down from 7.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.4M trimmed.

  • Paloma Partners's largest Q3 2013 buy was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.
  • Paloma Partners added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $24.2M increase.
  • Paloma Partners's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.4M.
  • Paloma Partners fully exited LUFKIN IND INC in Q3 2013, selling an estimated $29.4M.
  • Paloma Partners's ten largest holdings make up 43% of its $2.53B portfolio in Q3 2013.
  • Paloma Partners opened 368 new positions and closed 590 in Q3 2013.
  • Paloma Partners's portfolio value rose 41% quarter-over-quarter to $2.53B.

Based on Paloma Partners's 13F filing for Q3 2013, filed 14 Nov 2013.