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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.95%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.99B
AUM Growth
-$1.1B
Cap. Flow
-$1.57B
Cap. Flow %
-19.62%
Top 10 Hldgs %
31.15%
Holding
2,460
New
343
Increased
553
Reduced
804
Closed
667

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.7M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$16.3M
3
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$15.9M
4
LBRDK icon
Liberty Broadband Class C
LBRDK
+$11.9M
5
COTY icon
Coty
COTY
+$11.9M

Top Sells

Rank Stock Value
1
BIIB icon
Biogen
BIIB
+$61.3M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$55.4M
3
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$53.8M
4
EMC
EMC CORPORATION
EMC
+$34.8M
5
AAPL icon
Apple
AAPL
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 3.47%
2 Consumer Discretionary 3.38%
3 Financials 2.99%
4 Industrials 2.65%
5 Healthcare 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIG icon
301
CALL
American International
AIG
$42.3B
$3.53M 0.04%
59,500
-186,900
-76% -$10.7M
BAC icon
302
Bank of America
BAC
$435B
$3.53M 0.04%
225,628
-14,773
-6% -$220K
TFCFA
303
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$3.52M 0.04%
145,576
-14,326
-9% -$366K
NOV icon
304
NOV
NOV
$7.46B
$3.52M 0.04%
95,671
+55,548
+138% +$1.87M
GDXJ icon
305
VanEck Junior Gold Miners ETF
GDXJ
$7.08B
$3.5M 0.04%
78,963
+62,012
+366% +$2.94M
MRK icon
306
PUT
Merck
MRK
$325B
$3.5M 0.04%
58,688
+838
+1% +$49K
CVT
307
CALL
DELISTED
CVENT, INC.
CVT
$3.49M 0.04%
+110,000
New +$3.59M
ATO icon
308
Atmos Energy
ATO
$29.8B
$3.48M 0.04%
46,717
+38,828
+492% +$2.99M
LOW icon
309
PUT
Lowe's Companies
LOW
$118B
$3.47M 0.04%
48,000
+8,000
+20% +$622K
CKEC
310
DELISTED
Carmike Cinemas Inc
CKEC
$3.46M 0.04%
105,900
+92,154
+670% +$2.9M
ETFC
311
DELISTED
E*Trade Financial Corporation
ETFC
$3.45M 0.04%
118,471
+35,818
+43% +$926K
COF icon
312
CALL
Capital One
COF
$126B
$3.45M 0.04%
48,000
+24,000
+100% +$1.65M
EA icon
313
PUT
Electronic Arts
EA
$52.4B
$3.42M 0.04%
40,000
+6,600
+20% +$528K
DE icon
314
PUT
Deere & Co
DE
$167B
$3.41M 0.04%
40,000
– –
EAT icon
315
Brinker International
EAT
$8.37B
$3.41M 0.04%
67,579
+44,724
+196% +$2.25M
PM icon
316
CALL
Philip Morris
PM
$306B
$3.4M 0.04%
35,000
-1,000
-3% -$100K
PM icon
317
PUT
Philip Morris
PM
$306B
$3.4M 0.04%
35,000
-1,000
-3% -$100K
FISV
318
Fiserv Inc
FISV
$27.9B
$3.4M 0.04%
68,280
-10,898
-14% -$572K
CTSH icon
319
Cognizant
CTSH
$22.6B
$3.38M 0.04%
70,842
-128
-0.2% -$7.28K
QCOM icon
320
Qualcomm
QCOM
$178B
$3.38M 0.04%
49,264
-51,567
-51% -$3.14M
DAL icon
321
PUT
Delta Air Lines
DAL
$56.7B
$3.37M 0.04%
85,500
+25,500
+43% +$965K
ESRX
322
DELISTED
Express Scripts Holding Company
ESRX
$3.36M 0.04%
47,668
-55,361
-54% -$4.14M
OXY icon
323
Occidental Petroleum
OXY
$55.3B
$3.35M 0.04%
45,879
+21,637
+89% +$1.62M
SHW icon
324
Sherwin-Williams
SHW
$80.8B
$3.34M 0.04%
36,261
-33,372
-48% -$3.24M
ALK icon
325
Alaska Air
ALK
$5.18B
$3.34M 0.04%
50,744
-10,677
-17% -$702K
11 12
13
14 15

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NIEF
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HIM
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MCA
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OA
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BWP
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MC
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Paloma Partners's Q3 2016 Portfolio in Review

As of Q3 2016, Paloma Partners held 2,460 positions worth $7.99B, down 12% from $9.09B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $1.57B in Q3 2016, closing 667 positions and reducing 804 holdings. Its most notable exit was COLUMBIA PIPELINE GROUP IN COM STK (DE), an estimated $53.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.5% of assets, down from 5.4% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Paloma Partners opened a new position in Liberty Broadband Class C worth $12.8M.

  • Paloma Partners's largest Q3 2016 buy was Liberty Broadband Class C: 178,501 shares worth $12.8M.
  • Paloma Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2016, an estimated $50.7M increase.
  • Paloma Partners's biggest Q3 2016 reduction was Biogen, cutting an estimated $61.3M.
  • Paloma Partners fully exited COLUMBIA PIPELINE GROUP IN COM STK (DE) in Q3 2016, selling an estimated $53.8M.
  • Paloma Partners's ten largest holdings make up 31% of its $7.99B portfolio in Q3 2016.
  • Paloma Partners opened 343 new positions and closed 667 in Q3 2016.
  • Paloma Partners's portfolio value fell 12% quarter-over-quarter to $7.99B.

Based on Paloma Partners's 13F filing for Q3 2016, filed 14 Nov 2016.