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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
-6.62%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$4.32B
AUM Growth
-$874M
Cap. Flow
-$483M
Cap. Flow %
-11.17%
Top 10 Hldgs %
33.23%
Holding
2,321
New
564
Increased
448
Reduced
519
Closed
747

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$59.6M
2
REGN icon
Regeneron Pharmaceuticals
REGN
+$48.6M
3
JPM icon
JPMorgan Chase
JPM
+$37.6M
4
TRAK
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
+$31.2M
5
KIM icon
Kimco Realty
KIM
+$24.5M

Top Sells

Rank Stock Value
1
DRC
DRESSER-RAND GROUP INC
DRC
+$86.5M
2
DTV
DIRECTV COM STK (DE)
DTV
+$46.6M
3
PFE icon
Pfizer
PFE
+$41.7M
4
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$38.7M
5
RKT
ROCK-TENN COMPANY CL-A
RKT
+$26.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.85%
2 Financials 5.81%
3 Industrials 5.1%
4 Consumer Discretionary 3.72%
5 Technology 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASH icon
301
PUT
Ashland
ASH
$3.11B
$2.17M 0.05%
44,150
– –
NRG icon
302
NRG Energy
NRG
$26.9B
$2.16M 0.05%
145,450
+76,264
+110% +$1.51M
KSS icon
303
Kohl's
KSS
$2.16B
$2.16M 0.05%
46,588
+30,041
+182% +$1.69M
ELV icon
304
Elevance Health
ELV
$83.7B
$2.15M 0.05%
15,385
-21,543
-58% -$3.24M
QCOM icon
305
Qualcomm
QCOM
$172B
$2.15M 0.05%
39,935
-178,864
-82% -$10.6M
SLB icon
306
SLB Ltd
SLB
$74.2B
$2.14M 0.05%
31,072
-64,731
-68% -$5.12M
CRL icon
307
Charles River Laboratories
CRL
$11.6B
$2.14M 0.05%
33,696
+21,978
+188% +$1.58M
TERP
308
DELISTED
TerraForm Power, Inc
TERP
$2.14M 0.05%
150,169
+60,819
+68% +$1.63M
ALB icon
309
Albemarle
ALB
$13.3B
$2.13M 0.05%
48,408
+17,200
+55% +$839K
AA icon
310
CALL
Alcoa
AA
$11.7B
$2.13M 0.05%
+91,552
New +$2.14M
CAT icon
311
Caterpillar
CAT
$387B
$2.11M 0.05%
32,263
-8,405
-21% -$643K
FBIN icon
312
Fortune Brands Innovations
FBIN
$6.09B
$2.09M 0.05%
51,482
+44,583
+646% +$1.84M
TAC icon
313
TransAlta
TAC
$4.03B
$2.08M 0.05%
+445,896
New +$2.54M
CCL icon
314
Carnival Corporation Ltd
CCL
$38.7B
$2.06M 0.05%
41,492
+37,203
+867% +$1.89M
LYB icon
315
LyondellBasell Industries
LYB
$18.8B
$2.06M 0.05%
24,663
-17,751
-42% -$1.58M
PCAR icon
316
PACCAR
PCAR
$72.7B
$2.06M 0.05%
+59,124
New +$2.4M
GD icon
317
General Dynamics
GD
$106B
$2.06M 0.05%
14,891
+1,671
+13% +$242K
DHR icon
318
Danaher
DHR
$140B
$2.05M 0.05%
+35,818
New +$2.12M
SBUX icon
319
CALL
Starbucks
SBUX
$118B
$2.05M 0.05%
36,000
+24,000
+200% +$1.34M
SBUX icon
320
PUT
Starbucks
SBUX
$118B
$2.05M 0.05%
36,000
+24,000
+200% +$1.34M
DISH
321
CALL
DELISTED
DISH Network Corp.
DISH
$2.04M 0.05%
+35,000
New +$2.22M
COF icon
322
Capital One
COF
$130B
$2.04M 0.05%
28,125
+3,125
+13% +$251K
APC
323
DELISTED
Anadarko Petroleum
APC
$2M 0.05%
33,150
+5,511
+20% +$392K
META icon
324
Meta Platforms (Facebook)
META
$1.51T
$1.99M 0.05%
22,132
+18,396
+492% +$1.69M
OXY icon
325
CALL
Occidental Petroleum
OXY
$53.6B
$1.99M 0.05%
30,051
+16,027
+114% +$1.12M
11 12
13
14 15

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MCA
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Paloma Partners's Q3 2015 Portfolio in Review

As of Q3 2015, Paloma Partners held 2,321 positions worth $4.32B, down 17% from $5.19B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Paloma Partners withdrew a net $483M in Q3 2015, closing 747 positions and reducing 519 holdings. Its most notable exit was DRESSER-RAND GROUP INC, an estimated $86.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.8% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

Against the trend, Paloma Partners opened a new position in DEALERTRACK TECHNOLOGIES, INC. COM STK worth $31.6M.

  • Paloma Partners's largest Q3 2015 buy was DEALERTRACK TECHNOLOGIES, INC. COM STK: 500,000 shares worth $31.6M.
  • Paloma Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $59.6M increase.
  • Paloma Partners's biggest Q3 2015 reduction was Pfizer, cutting an estimated $41.7M.
  • Paloma Partners fully exited DRESSER-RAND GROUP INC in Q3 2015, selling an estimated $86.5M.
  • Paloma Partners's ten largest holdings make up 33% of its $4.32B portfolio in Q3 2015.
  • Paloma Partners opened 564 new positions and closed 747 in Q3 2015.
  • Paloma Partners's portfolio value fell 17% quarter-over-quarter to $4.32B.

Based on Paloma Partners's 13F filing for Q3 2015, filed 16 Nov 2015.