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PP

Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+2.9%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.18B
AUM Growth
-$262M
Cap. Flow
-$307M
Cap. Flow %
-14.1%
Top 10 Hldgs %
22.31%
Holding
1,616
New
546
Increased
209
Reduced
189
Closed
640

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$49.9M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$23.8M
3
DTV
DIRECTV COM STK (DE)
DTV
+$23.4M
4
PL
PROTECTIVE LIFE CORP
PL
+$23.3M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$20.9M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$36.4M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$28.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$26.8M
4
HSH
HILLSHIRE BRANDS CO
HSH
+$23.9M
5
UNS
UNS ENERGY CORP COM
UNS
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 11.16%
2 Healthcare 9.72%
3 Consumer Discretionary 8.84%
4 Financials 7.26%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRBT
301
DELISTED
iRobot
IRBT
$1.15M 0.05%
+37,910
New +$1.3M
KSU
302
DELISTED
Kansas City Southern
KSU
$1.15M 0.05%
+9,455
New +$1.08M
LAMR icon
303
Lamar Advertising Co
LAMR
$16.4B
$1.14M 0.05%
23,100
+8,100
+54% +$417K
EGN
304
DELISTED
Energen
EGN
$1.14M 0.05%
15,714
+12,978
+474% +$1.04M
VZ icon
305
Verizon
VZ
$201B
$1.13M 0.05%
22,500
+9,196
+69% +$457K
APH icon
306
PUT
Amphenol
APH
$177B
$1.12M 0.05%
+89,600
New +$1.12M
WGL
307
DELISTED
Wgl Holdings
WGL
$1.11M 0.05%
+26,482
New +$1.11M
CMI icon
308
CALL
Cummins
CMI
$87.8B
$1.11M 0.05%
+8,400
New +$1.21M
DBRG icon
309
DigitalBridge
DBRG
$2.93B
$1.1M 0.05%
+15,000
New +$1.13M
RY icon
310
PUT
Royal Bank of Canada
RY
$294B
$1.1M 0.05%
15,400
-8,800
-36% -$648K
ASH icon
311
Ashland
ASH
$3.14B
$1.09M 0.05%
+21,399
New +$1.11M
LHX icon
312
L3Harris
LHX
$56.8B
$1.09M 0.05%
+16,390
New +$1.16M
JWN
313
DELISTED
Nordstrom
JWN
$1.08M 0.05%
15,869
+10,239
+182% +$705K
AZN icon
314
AstraZeneca
AZN
$267B
$1.07M 0.05%
15,000
-35,000
-70% -$2.56M
CRM icon
315
Salesforce
CRM
$150B
$1.07M 0.05%
+18,631
New +$1.05M
TIME
316
DELISTED
Time Inc.
TIME
$1.07M 0.05%
+45,645
New +$1.1M
COO icon
317
Cooper Companies
COO
$14B
$1.06M 0.05%
27,224
+4,468
+20% +$176K
FLR icon
318
Fluor
FLR
$6.91B
$1.05M 0.05%
+15,683
New +$1.15M
SNP
319
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
$1.05M 0.05%
+11,985
New +$1.16M
MIDD icon
320
Middleby
MIDD
$6.2B
$1.04M 0.05%
11,756
-126,915
-92% -$10.5M
LNC icon
321
Lincoln National
LNC
$8.11B
$1.03M 0.05%
+19,325
New +$1.03M
MDU icon
322
MDU Resources
MDU
$4.35B
$1.02M 0.05%
96,498
+35,706
+59% +$425K
APC
323
PUT
DELISTED
Anadarko Petroleum
APC
$1.01M 0.05%
+10,000
New +$1.08M
ESI icon
324
Element Solutions
ESI
$8.73B
$1M 0.05%
+40,130
New +$1.06M
T icon
325
AT&T
T
$169B
$1M 0.05%
37,759
-410,800
-92% -$10.9M
11 12
13
14 15

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Paloma Partners's Q3 2014 Portfolio in Review

As of Q3 2014, Paloma Partners held 1,616 positions worth $2.18B, down 11% from $2.44B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $307M in Q3 2014, closing 640 positions and reducing 189 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $36.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Paloma Partners opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $50.5M.

  • Paloma Partners's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 498,850 shares worth $50.5M.
  • Paloma Partners added most to DIRECTV COM STK (DE) in Q3 2014, an estimated $23.4M increase.
  • Paloma Partners's biggest Q3 2014 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $28.2M.
  • Paloma Partners fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $36.4M.
  • Paloma Partners's ten largest holdings make up 22% of its $2.18B portfolio in Q3 2014.
  • Paloma Partners opened 546 new positions and closed 640 in Q3 2014.
  • Paloma Partners's portfolio value fell 11% quarter-over-quarter to $2.18B.

Based on Paloma Partners's 13F filing for Q3 2014, filed 14 Nov 2014.