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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+6.78%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.53B
AUM Growth
+$737M
Cap. Flow
+$530M
Cap. Flow %
20.93%
Top 10 Hldgs %
42.7%
Holding
1,485
New
368
Increased
255
Reduced
231
Closed
590

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$30.6M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.2M
4
FIRE
SOURCEFIRE INC COM STK
FIRE
+$12.9M
5
NYX
NYSE EURONEXT INC
NYX
+$11.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.4M
2
LUFK
LUFKIN IND INC
LUFK
+$29.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$15.2M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$12.9M
5
PCYC
PHARMACYCLICS INC
PCYC
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 7.68%
2 Technology 6.55%
3 Industrials 6.01%
4 Consumer Discretionary 4.25%
5 Healthcare 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLW icon
301
Corning
GLW
$104B
$1.09M 0.04%
74,888
+48,661
+186% +$720K
SJM icon
302
J.M. Smucker
SJM
$13.2B
$1.08M 0.04%
10,300
+2,876
+39% +$311K
MX icon
303
Magnachip Semiconductor
MX
$118M
$1.08M 0.04%
50,000
+9,000
+22% +$181K
URS
304
DELISTED
URS CORP
URS
$1.07M 0.04%
19,946
+15,522
+351% +$770K
ROST icon
305
Ross Stores
ROST
$80.5B
$1.07M 0.04%
29,334
-17,744
-38% -$606K
ODP
306
DELISTED
ODP
ODP
$1.06M 0.04%
22,020
-8,633
-28% -$372K
AGCO icon
307
AGCO
AGCO
$8.96B
$1.06M 0.04%
17,502
-3,258
-16% -$185K
BNY
308
Bank of New York Mellon
BNY
$106B
$1.04M 0.04%
34,600
-32,407
-48% -$994K
AGU
309
DELISTED
Agrium
AGU
$1.03M 0.04%
+12,300
New +$1.08M
LEN icon
310
Lennar Class A
LEN
$21.1B
$1.03M 0.04%
+30,622
New +$993K
WGL
311
DELISTED
Wgl Holdings
WGL
$1.03M 0.04%
+24,100
New +$1.05M
VXX
312
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$1.03M 0.04%
+1,094
New +$1.1M
VER
313
DELISTED
VEREIT, Inc.
VER
$1.02M 0.04%
+16,753
New +$1.14M
GPI icon
314
Group 1 Automotive
GPI
$4.12B
$1.02M 0.04%
13,086
+9,505
+265% +$709K
TUES
315
DELISTED
Tuesday Morning Corp
TUES
$1.02M 0.04%
+66,600
New +$823K
LUMN icon
316
Lumen
LUMN
$6.31B
$1.01M 0.04%
32,182
-29,517
-48% -$1M
LUV icon
317
Southwest Airlines
LUV
$22.8B
$1.01M 0.04%
69,431
-45,510
-40% -$619K
PKT
318
DELISTED
PROCERA NETWORKS INC NEW COM STK (DE)
PKT
$1.01M 0.04%
65,000
+5,000
+8% +$70.9K
USB icon
319
US Bancorp
USB
$99.8B
$988K 0.04%
27,000
+10,019
+59% +$371K
SITC icon
320
SITE Centers
SITC
$235M
$987K 0.04%
+48,739
New +$1.03M
TRX icon
321
TRX Gold Corp
TRX
$253M
$983K 0.04%
388,400
+357,933
+1,175% +$1.16M
MAC icon
322
Macerich
MAC
$7.52B
$981K 0.04%
+17,384
New +$1.04M
CFN
323
DELISTED
CAREFUSION CORPORATION
CFN
$981K 0.04%
26,600
+16,111
+154% +$601K
TFC icon
324
Truist Financial
TFC
$64.6B
$968K 0.04%
28,680
-1,278
-4% -$44.6K
GIL icon
325
Gildan
GIL
$9.5B
$961K 0.04%
41,448
+27,254
+192% +$610K
11 12
13
14 15

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HIM
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MCA
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OA
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MWAM
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Paloma Partners's Q3 2013 Portfolio in Review

As of Q3 2013, Paloma Partners held 1,485 positions worth $2.53B, up 41% from $1.79B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Paloma Partners deployed $530M of net new capital in Q3 2013, opening 368 new positions and adding to 255 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, down from 7.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.4M trimmed.

  • Paloma Partners's largest Q3 2013 buy was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.
  • Paloma Partners added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $24.2M increase.
  • Paloma Partners's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.4M.
  • Paloma Partners fully exited LUFKIN IND INC in Q3 2013, selling an estimated $29.4M.
  • Paloma Partners's ten largest holdings make up 43% of its $2.53B portfolio in Q3 2013.
  • Paloma Partners opened 368 new positions and closed 590 in Q3 2013.
  • Paloma Partners's portfolio value rose 41% quarter-over-quarter to $2.53B.

Based on Paloma Partners's 13F filing for Q3 2013, filed 14 Nov 2013.