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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.95%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.99B
AUM Growth
-$1.1B
Cap. Flow
-$1.57B
Cap. Flow %
-19.62%
Top 10 Hldgs %
31.15%
Holding
2,460
New
343
Increased
553
Reduced
804
Closed
667

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.7M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$16.3M
3
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$15.9M
4
LBRDK icon
Liberty Broadband Class C
LBRDK
+$11.9M
5
COTY icon
Coty
COTY
+$11.9M

Top Sells

Rank Stock Value
1
BIIB icon
Biogen
BIIB
+$61.3M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$55.4M
3
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$53.8M
4
EMC
EMC CORPORATION
EMC
+$34.8M
5
AAPL icon
Apple
AAPL
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 3.47%
2 Consumer Discretionary 3.38%
3 Financials 2.99%
4 Industrials 2.65%
5 Healthcare 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPG icon
276
CALL
PPG Industries
PPG
$26.4B
$3.8M 0.05%
36,800
-3,200
-8% -$336K
PPG icon
277
PUT
PPG Industries
PPG
$26.4B
$3.8M 0.05%
36,800
-3,200
-8% -$336K
KR icon
278
Kroger
KR
$35.6B
$3.79M 0.05%
127,656
-117,985
-48% -$3.92M
VMC icon
279
CALL
Vulcan Materials
VMC
$36.9B
$3.79M 0.05%
33,300
+17,800
+115% +$2.1M
VMC icon
280
PUT
Vulcan Materials
VMC
$36.9B
$3.79M 0.05%
33,300
+17,800
+115% +$2.1M
LEG icon
281
Leggett & Platt
LEG
$1.5B
$3.78M 0.05%
82,889
+78,545
+1,808% +$4.04M
ORCL icon
282
CALL
Oracle
ORCL
$346B
$3.77M 0.05%
96,000
+16,000
+20% +$652K
ORCL icon
283
PUT
Oracle
ORCL
$346B
$3.77M 0.05%
96,000
+16,000
+20% +$652K
FLO icon
284
Flowers Foods
FLO
$1.64B
$3.75M 0.05%
+248,281
New +$4.12M
DHI icon
285
D.R. Horton
DHI
$41.3B
$3.75M 0.05%
124,013
+115,324
+1,327% +$3.7M
T icon
286
PUT
AT&T
T
$167B
$3.74M 0.05%
121,808
– –
TROW icon
287
CALL
T. Rowe Price
TROW
$25.4B
$3.72M 0.05%
56,000
+20,000
+56% +$1.39M
TROW icon
288
PUT
T. Rowe Price
TROW
$25.4B
$3.72M 0.05%
56,000
+20,000
+56% +$1.39M
BMY icon
289
Bristol-Myers Squibb
BMY
$128B
$3.72M 0.05%
68,924
+47,907
+228% +$3.08M
ROK icon
290
CALL
Rockwell Automation
ROK
$51.6B
$3.67M 0.05%
30,000
+14,000
+88% +$1.64M
ROK icon
291
PUT
Rockwell Automation
ROK
$51.6B
$3.67M 0.05%
30,000
+14,000
+88% +$1.64M
TGT icon
292
PUT
Target
TGT
$63.9B
$3.65M 0.05%
53,200
+29,200
+122% +$2.09M
JWN
293
DELISTED
Nordstrom
JWN
$3.64M 0.05%
70,232
+25,565
+57% +$1.2M
PNC icon
294
PUT
PNC Financial Services
PNC
$99.5B
$3.64M 0.05%
40,400
+7,100
+21% +$609K
SLV icon
295
CALL
iShares Silver Trust
SLV
$28.3B
$3.63M 0.05%
199,400
+141,400
+244% +$2.63M
MHK icon
296
CALL
Mohawk Industries
MHK
$7.05B
$3.61M 0.05%
18,000
+12,000
+200% +$2.47M
MHK icon
297
PUT
Mohawk Industries
MHK
$7.05B
$3.61M 0.05%
18,000
+12,000
+200% +$2.47M
TGT icon
298
CALL
Target
TGT
$63.9B
$3.57M 0.04%
52,000
+28,000
+117% +$2.01M
TJX icon
299
TJX Companies
TJX
$173B
$3.57M 0.04%
95,532
-103,560
-52% -$4.05M
RAD
300
CALL
DELISTED
Rite Aid Corporation
RAD
$3.53M 0.04%
22,965
+17,215
+299% +$2.57M
10 11
12
13 14

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HIM
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MCA
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Paloma Partners's Q3 2016 Portfolio in Review

As of Q3 2016, Paloma Partners held 2,460 positions worth $7.99B, down 12% from $9.09B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $1.57B in Q3 2016, closing 667 positions and reducing 804 holdings. Its most notable exit was COLUMBIA PIPELINE GROUP IN COM STK (DE), an estimated $53.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.5% of assets, down from 5.4% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Paloma Partners opened a new position in Liberty Broadband Class C worth $12.8M.

  • Paloma Partners's largest Q3 2016 buy was Liberty Broadband Class C: 178,501 shares worth $12.8M.
  • Paloma Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2016, an estimated $50.7M increase.
  • Paloma Partners's biggest Q3 2016 reduction was Biogen, cutting an estimated $61.3M.
  • Paloma Partners fully exited COLUMBIA PIPELINE GROUP IN COM STK (DE) in Q3 2016, selling an estimated $53.8M.
  • Paloma Partners's ten largest holdings make up 31% of its $7.99B portfolio in Q3 2016.
  • Paloma Partners opened 343 new positions and closed 667 in Q3 2016.
  • Paloma Partners's portfolio value fell 12% quarter-over-quarter to $7.99B.

Based on Paloma Partners's 13F filing for Q3 2016, filed 14 Nov 2016.