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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.74%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.27B
AUM Growth
-$1.17B
Cap. Flow
-$1.7B
Cap. Flow %
-23.39%
Top 10 Hldgs %
25.72%
Holding
2,745
New
632
Increased
565
Reduced
769
Closed
686

Top Buys

Rank Stock Value
1
ALR
Alere Inc
ALR
+$36.1M
2
PRXL
Parexel International Corp
PRXL
+$24.3M
3
XRT icon
State Street SPDR S&P Retail ETF
XRT
+$14.8M
4
EQT icon
EQT Corp
EQT
+$13.7M
5
PBA icon
Pembina Pipeline
PBA
+$12.7M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$59M
2
IBB icon
iShares Biotechnology ETF
IBB
+$41M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$30.5M
4
AAPL icon
Apple
AAPL
+$24.4M
5
TRI icon
Thomson Reuters
TRI
+$20.6M

Sector Composition

Rank Sector Weight
1 Financials 4.49%
2 Industrials 4.34%
3 Technology 3.92%
4 Consumer Discretionary 3.71%
5 Healthcare 3.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WHR icon
251
PUT
Whirlpool
WHR
$2.42B
$5.42M 0.07%
29,400
+10,100
+52% +$1.81M
AVGO icon
252
PUT
Broadcom
AVGO
$1.82T
$5.36M 0.07%
221,000
+11,000
+5% +$272K
GOOGL icon
253
PUT
Alphabet (Google) Class A
GOOGL
$3.91T
$5.36M 0.07%
110,000
+40,000
+57% +$1.9M
MIC
254
PUT
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$5.23M 0.07%
72,500
+68,500
+1,713% +$5.11M
IBM icon
255
IBM
IBM
$202B
$5.21M 0.07%
37,592
-38,073
-50% -$5.3M
MSFT icon
256
CALL
Microsoft
MSFT
$2.84T
$5.21M 0.07%
70,000
-46,700
-40% -$3.41M
CAT icon
257
CALL
Caterpillar
CAT
$409B
$5.2M 0.07%
41,700
+14,000
+51% +$1.61M
CAT icon
258
PUT
Caterpillar
CAT
$409B
$5.2M 0.07%
41,700
-12,800
-23% -$1.47M
GE icon
259
CALL
GE Aerospace
GE
$367B
$5.19M 0.07%
44,800
+22,890
+104% +$2.77M
AMZN icon
260
Amazon
AMZN
$2.5T
$5.17M 0.07%
107,540
-36,360
-25% -$1.79M
CMG icon
261
CALL
Chipotle Mexican Grill
CMG
$40.8B
$5.11M 0.07%
830,000
+745,000
+876% +$5.02M
OXY icon
262
PUT
Occidental Petroleum
OXY
$57B
$5.09M 0.07%
+79,300
New +$4.83M
CMG icon
263
PUT
Chipotle Mexican Grill
CMG
$40.8B
$5.08M 0.07%
825,000
+615,000
+293% +$4.14M
CDK
264
DELISTED
CDK Global, Inc.
CDK
$5.05M 0.07%
80,127
+58,858
+277% +$3.71M
HRL icon
265
Hormel Foods
HRL
$13.9B
$5.05M 0.07%
157,100
+111,300
+243% +$3.64M
SCAC
266
DELISTED
Saban Capital Acquisition Corp. Class A Ordinary Share
SCAC
$5.03M 0.07%
499,998
– –
SSRM icon
267
SSR Mining
SSRM
$5.57B
$5.01M 0.07%
+472,089
New +$4.81M
SCHW
268
CALL
Charles Schwab
SCHW
$177B
$5M 0.07%
+114,300
New +$4.75M
ABBV icon
269
PUT
AbbVie
ABBV
$458B
$4.98M 0.07%
56,000
– –
BCO icon
270
Brink's
BCO
$5.02B
$4.95M 0.07%
58,800
+48,300
+460% +$3.68M
ALK icon
271
CALL
Alaska Air
ALK
$5.15B
$4.93M 0.07%
64,600
+27,200
+73% +$2.22M
GPC icon
272
CALL
Genuine Parts
GPC
$17.1B
$4.93M 0.07%
+51,500
New +$4.38M
SLB icon
273
CALL
SLB Ltd
SLB
$77.8B
$4.92M 0.07%
70,600
-1,400
-2% -$92.6K
EOG icon
274
PUT
EOG Resources
EOG
$78B
$4.92M 0.07%
50,800
+14,900
+42% +$1.35M
GD icon
275
General Dynamics
GD
$105B
$4.91M 0.07%
23,862
+10,421
+78% +$2.09M
9 10
11
12 13

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NIEF
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HIM
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MCA
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OA
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BWP
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MC
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Paloma Partners's Q3 2017 Portfolio in Review

As of Q3 2017, Paloma Partners held 2,745 positions worth $7.27B, down 14% from $8.45B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Paloma Partners withdrew a net $1.7B in Q3 2017, closing 686 positions and reducing 769 holdings. Its most notable exit was Intel, an estimated $15.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.5% of assets, down from 5.5% a quarter earlier, followed by Industrials and Technology.

Against the trend, Paloma Partners opened a new position in State Street SPDR S&P Retail ETF worth $15.4M.

  • Paloma Partners's largest Q3 2017 buy was State Street SPDR S&P Retail ETF: 368,909 shares worth $15.4M.
  • Paloma Partners added most to Alere Inc in Q3 2017, an estimated $36.1M increase.
  • Paloma Partners's biggest Q3 2017 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $59M.
  • Paloma Partners fully exited Intel in Q3 2017, selling an estimated $15.7M.
  • Paloma Partners's ten largest holdings make up 26% of its $7.27B portfolio in Q3 2017.
  • Paloma Partners opened 632 new positions and closed 686 in Q3 2017.
  • Paloma Partners's portfolio value fell 14% quarter-over-quarter to $7.27B.

Based on Paloma Partners's 13F filing for Q3 2017, filed 14 Nov 2017.