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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.59%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$10.2B
AUM Growth
+$2.21B
Cap. Flow
+$1.91B
Cap. Flow %
18.7%
Top 10 Hldgs %
42.15%
Holding
2,326
New
523
Increased
761
Reduced
552
Closed
381

Top Buys

Rank Stock Value
1
BIIB icon
Biogen
BIIB
+$88.6M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$55.2M
3
AMZN icon
Amazon
AMZN
+$50.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.4M
5
AAPL icon
Apple
AAPL
+$27.4M

Top Sells

Rank Stock Value
1
KLAC icon
KLA
KLAC
+$30.4M
2
WFC icon
Wells Fargo
WFC
+$18.1M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$13.9M
4
STJ
St Jude Medical
STJ
+$13.5M
5
LNKD
LinkedIn Corporation
LNKD
+$13.4M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 4.46%
2 Industrials 3.74%
3 Financials 3.69%
4 Healthcare 3.55%
5 Technology 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSX icon
251
CALL
Phillips 66
PSX
$83B
$4.84M 0.05%
56,000
– –
PSX icon
252
PUT
Phillips 66
PSX
$83B
$4.84M 0.05%
56,000
– –
HRL icon
253
Hormel Foods
HRL
$14.3B
$4.82M 0.05%
138,439
+93,663
+209% +$3.38M
KHC icon
254
PUT
Kraft Heinz
KHC
$31.1B
$4.8M 0.05%
+55,000
New +$4.71M
STT icon
255
State Street
STT
$50.2B
$4.8M 0.05%
61,767
+29,603
+92% +$2.23M
MKC icon
256
McCormick & Company Non-Voting
MKC
$13.7B
$4.77M 0.05%
102,278
+79,430
+348% +$3.71M
TAP icon
257
CALL
Molson Coors Class B
TAP
$7.7B
$4.77M 0.05%
49,000
+36,500
+292% +$3.72M
CELG
258
CALL
DELISTED
Celgene Corp
CELG
$4.76M 0.05%
41,100
+17,100
+71% +$1.9M
SLB icon
259
SLB Ltd
SLB
$77.7B
$4.75M 0.05%
56,635
-3,079
-5% -$252K
PYPL icon
260
CALL
PayPal
PYPL
$49.6B
$4.74M 0.05%
120,000
+80,000
+200% +$3.22M
HOUS
261
DELISTED
Anywhere Real Estate
HOUS
$4.73M 0.05%
183,755
+94,141
+105% +$2.33M
PSLV icon
262
Sprott Physical Silver Trust
PSLV
$12B
$4.71M 0.05%
775,000
+25,000
+3% +$164K
SRE icon
263
Sempra
SRE
$59.9B
$4.71M 0.05%
+93,622
New +$4.77M
COR icon
264
Cencora
COR
$60.7B
$4.7M 0.05%
60,148
+24,566
+69% +$1.92M
OKE icon
265
Oneok
OKE
$57.2B
$4.7M 0.05%
81,910
+70,130
+595% +$3.68M
CXO
266
DELISTED
CONCHO RESOURCES INC.
CXO
$4.66M 0.05%
35,112
+26,797
+322% +$3.64M
MDT icon
267
Medtronic
MDT
$109B
$4.63M 0.05%
+64,966
New +$5.1M
ED icon
268
Consolidated Edison
ED
$41.2B
$4.62M 0.05%
62,701
+24,078
+62% +$1.74M
HPQ icon
269
HP
HPQ
$24B
$4.6M 0.05%
309,798
+94,760
+44% +$1.43M
DKS icon
270
Dick's Sporting Goods
DKS
$18.3B
$4.59M 0.05%
86,390
+30,271
+54% +$1.74M
HUNTU
271
DELISTED
Hunter Maritime Acquisition Corp. Unit
HUNTU
$4.57M 0.04%
+450,000
New +$4.5M
HIG icon
272
Hartford Financial Services
HIG
$38.4B
$4.56M 0.04%
95,672
+84,537
+759% +$3.88M
OXY icon
273
CALL
Occidental Petroleum
OXY
$55.4B
$4.56M 0.04%
64,000
-464,900
-88% -$33M
OXY icon
274
PUT
Occidental Petroleum
OXY
$55.4B
$4.56M 0.04%
64,000
-484,600
-88% -$34.4M
XLU icon
275
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$23.5B
$4.56M 0.04%
187,600
+86,600
+86% +$2.07M
9 10
11
12 13

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MCA
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Paloma Partners's Q4 2016 Portfolio in Review

As of Q4 2016, Paloma Partners held 2,326 positions worth $10.2B, up 28% from $7.99B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Paloma Partners deployed $1.91B of net new capital in Q4 2016, opening 523 new positions and adding to 761 existing holdings. Its largest new stake was NXP Semiconductors: 253,000 shares worth $24.8M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 4.5% of assets, up from 3.4% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was KLA, an estimated $30.4M trimmed.

  • Paloma Partners's largest Q4 2016 buy was NXP Semiconductors: 253,000 shares worth $24.8M.
  • Paloma Partners added most to Biogen in Q4 2016, an estimated $88.6M increase.
  • Paloma Partners's biggest Q4 2016 reduction was KLA, cutting an estimated $30.4M.
  • Paloma Partners fully exited St Jude Medical in Q4 2016, selling an estimated $13.5M.
  • Paloma Partners's ten largest holdings make up 42% of its $10.2B portfolio in Q4 2016.
  • Paloma Partners opened 523 new positions and closed 381 in Q4 2016.
  • Paloma Partners's portfolio value rose 28% quarter-over-quarter to $10.2B.

Based on Paloma Partners's 13F filing for Q4 2016, filed 14 Feb 2017.