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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.95%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.99B
AUM Growth
-$1.1B
Cap. Flow
-$1.57B
Cap. Flow %
-19.62%
Top 10 Hldgs %
31.15%
Holding
2,460
New
343
Increased
553
Reduced
804
Closed
667

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.7M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$16.3M
3
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$15.9M
4
LBRDK icon
Liberty Broadband Class C
LBRDK
+$11.9M
5
COTY icon
Coty
COTY
+$11.9M

Top Sells

Rank Stock Value
1
BIIB icon
Biogen
BIIB
+$61.3M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$55.4M
3
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$53.8M
4
EMC
EMC CORPORATION
EMC
+$34.8M
5
AAPL icon
Apple
AAPL
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 3.47%
2 Consumer Discretionary 3.38%
3 Financials 2.99%
4 Industrials 2.65%
5 Healthcare 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PVH icon
251
PVH
PVH
$3.82B
$4.12M 0.05%
37,302
+9,183
+33% +$949K
QQQ icon
252
Invesco QQQ Trust
QQQ
$446B
$4.09M 0.05%
34,461
-8,329
-19% -$961K
HAIN icon
253
Hain Celestial
HAIN
$46.1M
$4.09M 0.05%
114,843
-29,264
-20% -$1.28M
LRCX icon
254
CALL
Lam Research
LRCX
$354B
$4.08M 0.05%
431,000
-416,000
-49% -$3.79M
DD icon
255
DuPont de Nemours
DD
$18.6B
$4.08M 0.05%
31,057
+20,576
+196% +$2.74M
NUE icon
256
Nucor
NUE
$56B
$4.04M 0.05%
81,801
+30,311
+59% +$1.54M
LOW icon
257
CALL
Lowe's Companies
LOW
$119B
$4.04M 0.05%
56,000
+16,000
+40% +$1.24M
NNN icon
258
NNN REIT
NNN
$9.38B
$3.97M 0.05%
+78,000
New +$3.99M
K
259
DELISTED
Kellanova
K
$3.96M 0.05%
54,410
+16,780
+45% +$1.28M
VZ icon
260
PUT
Verizon
VZ
$198B
$3.95M 0.05%
76,000
– –
EBAY icon
261
CALL
eBay
EBAY
$50B
$3.95M 0.05%
120,000
+80,900
+207% +$2.44M
BIDU icon
262
CALL
Baidu
BIDU
$36.1B
$3.93M 0.05%
21,600
-7,900
-27% -$1.37M
PNRA
263
DELISTED
Panera Bread Co
PNRA
$3.93M 0.05%
20,194
-5,984
-23% -$1.26M
KMX icon
264
CarMax
KMX
$8.34B
$3.93M 0.05%
+73,659
New +$4.17M
BG icon
265
Bunge Global
BG
$22.8B
$3.92M 0.05%
66,237
-49,456
-43% -$3.07M
HLF icon
266
Herbalife
HLF
$1.26B
$3.91M 0.05%
+126,288
New +$3.99M
MET icon
267
PUT
MetLife
MET
$61.2B
$3.91M 0.05%
98,736
-35,904
-27% -$1.35M
SNPS icon
268
Synopsys
SNPS
$74.9B
$3.9M 0.05%
65,684
+48,006
+272% +$2.73M
MBI icon
269
MBIA
MBI
$289M
$3.89M 0.05%
215,330
+107,803
+100% +$848K
BBY icon
270
Best Buy
BBY
$18.7B
$3.88M 0.05%
101,478
+45,639
+82% +$1.6M
GS icon
271
CALL
Goldman Sachs
GS
$307B
$3.87M 0.05%
24,000
+16,000
+200% +$2.6M
COP icon
272
ConocoPhillips
COP
$143B
$3.86M 0.05%
88,902
-43,667
-33% -$1.81M
BLUE
273
PUT
DELISTED
bluebird bio
BLUE
$3.83M 0.05%
+4,362
New +$3.16M
RTN
274
DELISTED
Raytheon Company
RTN
$3.82M 0.05%
28,085
+2,679
+11% +$373K
AZO icon
275
AutoZone
AZO
$50.3B
$3.82M 0.05%
4,967
+1,861
+60% +$1.45M
9 10
11
12 13

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NIEF
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HIM
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MCA
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OA
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BWP
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MC
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Paloma Partners's Q3 2016 Portfolio in Review

As of Q3 2016, Paloma Partners held 2,460 positions worth $7.99B, down 12% from $9.09B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $1.57B in Q3 2016, closing 667 positions and reducing 804 holdings. Its most notable exit was COLUMBIA PIPELINE GROUP IN COM STK (DE), an estimated $53.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.5% of assets, down from 5.4% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Paloma Partners opened a new position in Liberty Broadband Class C worth $12.8M.

  • Paloma Partners's largest Q3 2016 buy was Liberty Broadband Class C: 178,501 shares worth $12.8M.
  • Paloma Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2016, an estimated $50.7M increase.
  • Paloma Partners's biggest Q3 2016 reduction was Biogen, cutting an estimated $61.3M.
  • Paloma Partners fully exited COLUMBIA PIPELINE GROUP IN COM STK (DE) in Q3 2016, selling an estimated $53.8M.
  • Paloma Partners's ten largest holdings make up 31% of its $7.99B portfolio in Q3 2016.
  • Paloma Partners opened 343 new positions and closed 667 in Q3 2016.
  • Paloma Partners's portfolio value fell 12% quarter-over-quarter to $7.99B.

Based on Paloma Partners's 13F filing for Q3 2016, filed 14 Nov 2016.