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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.74%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.27B
AUM Growth
-$1.17B
Cap. Flow
-$1.7B
Cap. Flow %
-23.39%
Top 10 Hldgs %
25.72%
Holding
2,745
New
632
Increased
565
Reduced
769
Closed
686

Top Buys

Rank Stock Value
1
ALR
Alere Inc
ALR
+$36.1M
2
PRXL
Parexel International Corp
PRXL
+$24.3M
3
XRT icon
State Street SPDR S&P Retail ETF
XRT
+$14.8M
4
EQT icon
EQT Corp
EQT
+$13.7M
5
PBA icon
Pembina Pipeline
PBA
+$12.7M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$59M
2
IBB icon
iShares Biotechnology ETF
IBB
+$41M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$30.5M
4
AAPL icon
Apple
AAPL
+$24.4M
5
TRI icon
Thomson Reuters
TRI
+$20.6M

Sector Composition

Rank Sector Weight
1 Financials 4.49%
2 Industrials 4.34%
3 Technology 3.92%
4 Consumer Discretionary 3.71%
5 Healthcare 3.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TVIA
2676
DELISTED
TerraVia Holdings, Inc. Common Stock
TVIA
– –
-285,528
Closed -$67K
SPNC
2677
DELISTED
Spectranetics Corp
SPNC
– –
-5,612
Closed -$215K
NSR
2678
CALL
DELISTED
Neustar Inc
NSR
– –
-50,000
Closed -$1.67M
NSR
2679
DELISTED
Neustar Inc
NSR
– –
-32,622
Closed -$1.09M
SNOW
2680
DELISTED
Intrawest Resorts Holdings, Inc.
SNOW
– –
-12,300
Closed -$292K
RAI
2681
DELISTED
Reynolds American Inc
RAI
– –
-87,400
Closed -$5.68M
PNRA
2682
DELISTED
Panera Bread Co
PNRA
– –
-8,400
Closed -$2.64M
QPACW
2683
DELISTED
Quinpario Acquisition Corp. 2 Warrant
QPACW
– –
-750,000
Closed -$292K
CPAAW
2684
DELISTED
Conyers Park Acquisition Corp. Warrant
CPAAW
– –
-70,393
Closed -$183K
CIE
2685
DELISTED
Cobalt International Energy, Inc
CIE
– –
-98,200
Closed -$243K
XCO
2686
DELISTED
Exco Resources
XCO
– –
-32,898
Closed -$87K
NLSN
2687
DELISTED
Nielsen Holdings plc
NLSN
– –
-66,398
Closed -$2.57M
AOI
2688
DELISTED
Alliance One International
AOI
– –
-30,900
Closed -$445K
RELY
2689
DELISTED
Real Industry, Inc.
RELY
– –
-96,600
Closed -$280K
CYTR
2690
DELISTED
CytRx Corp
CYTR
– –
-72,108
Closed -$271K
AWH
2691
DELISTED
Allied World Assurance Co Hld Lt
AWH
– –
-40,155
Closed -$2.12M
ATVI
2692
CALL
DELISTED
Activision Blizzard
ATVI
– –
-10,000
Closed -$576K
ATVI
2693
PUT
DELISTED
Activision Blizzard
ATVI
– –
-10,000
Closed -$576K
HIBB
2694
DELISTED
Hibbett, Inc. Common Stock
HIBB
– –
-14,813
Closed -$308K
KNL
2695
DELISTED
Knoll, Inc.
KNL
– –
-47,210
Closed -$946K
EBIX
2696
DELISTED
Ebix Inc
EBIX
– –
-8,609
Closed -$463K
PFSW
2697
DELISTED
PFSweb, Inc.
PFSW
– –
-36,700
Closed -$303K
HSKA
2698
DELISTED
Heska Corp
HSKA
– –
-9,175
Closed -$936K
REV
2699
CALL
DELISTED
Revlon, Inc.
REV
– –
-25,000
Closed -$593K
MBT
2700
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
– –
-11,300
Closed -$94K
106 107
108
109 110

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Paloma Partners's Q3 2017 Portfolio in Review

As of Q3 2017, Paloma Partners held 2,745 positions worth $7.27B, down 14% from $8.45B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Paloma Partners withdrew a net $1.7B in Q3 2017, closing 686 positions and reducing 769 holdings. Its most notable exit was Intel, an estimated $15.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.5% of assets, down from 5.5% a quarter earlier, followed by Industrials and Technology.

Against the trend, Paloma Partners opened a new position in State Street SPDR S&P Retail ETF worth $15.4M.

  • Paloma Partners's largest Q3 2017 buy was State Street SPDR S&P Retail ETF: 368,909 shares worth $15.4M.
  • Paloma Partners added most to Alere Inc in Q3 2017, an estimated $36.1M increase.
  • Paloma Partners's biggest Q3 2017 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $59M.
  • Paloma Partners fully exited Intel in Q3 2017, selling an estimated $15.7M.
  • Paloma Partners's ten largest holdings make up 26% of its $7.27B portfolio in Q3 2017.
  • Paloma Partners opened 632 new positions and closed 686 in Q3 2017.
  • Paloma Partners's portfolio value fell 14% quarter-over-quarter to $7.27B.

Based on Paloma Partners's 13F filing for Q3 2017, filed 14 Nov 2017.