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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.74%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.27B
AUM Growth
-$1.17B
Cap. Flow
-$1.7B
Cap. Flow %
-23.39%
Top 10 Hldgs %
25.72%
Holding
2,745
New
632
Increased
565
Reduced
769
Closed
686

Top Buys

Rank Stock Value
1
ALR
Alere Inc
ALR
+$36.1M
2
PRXL
Parexel International Corp
PRXL
+$24.3M
3
XRT icon
State Street SPDR S&P Retail ETF
XRT
+$14.8M
4
EQT icon
EQT Corp
EQT
+$13.7M
5
PBA icon
Pembina Pipeline
PBA
+$12.7M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$59M
2
IBB icon
iShares Biotechnology ETF
IBB
+$41M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$30.5M
4
AAPL icon
Apple
AAPL
+$24.4M
5
TRI icon
Thomson Reuters
TRI
+$20.6M

Sector Composition

Rank Sector Weight
1 Financials 4.49%
2 Industrials 4.34%
3 Technology 3.92%
4 Consumer Discretionary 3.71%
5 Healthcare 3.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CGI
2651
DELISTED
Celadon Group Inc
CGI
– –
-98,628
Closed -$311K
LVNTA
2652
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
– –
-116,986
Closed -$6.12M
BIVV
2653
CALL
DELISTED
Bioverativ Inc. Common Stock
BIVV
– –
-15,500
Closed -$933K
JUNO
2654
DELISTED
Juno Therapeutics, Inc.
JUNO
– –
-11,500
Closed -$344K
STRP
2655
DELISTED
Straight Path Communications Inc.
STRP
– –
-8,000
Closed -$1.44M
CUDA
2656
DELISTED
Barracuda Networks, Inc.
CUDA
– –
-47,610
Closed -$1.1M
WAC
2657
DELISTED
Walter Investment Mgt Corp
WAC
– –
-71,100
Closed -$67K
XBKS
2658
DELISTED
Xenith Bankshares, Inc. Common Stock
XBKS
– –
-8,900
Closed -$276K
GLBL
2659
DELISTED
TerraForm Global, Inc. Class A Common Stock
GLBL
– –
-38,332
Closed -$193K
SNAK
2660
DELISTED
Inventure Foods, Inc.
SNAK
– –
-69,900
Closed -$301K
CFCOW
2661
DELISTED
CF Corporation
CFCOW
– –
-75,000
Closed -$164K
PN
2662
DELISTED
Patriot National, Inc.
PN
– –
-25,800
Closed -$55K
FNFV
2663
DELISTED
Fidelity Natl Financial, Inc.
FNFV
– –
-14,100
Closed -$223K
TERP
2664
DELISTED
TerraForm Power, Inc
TERP
– –
-29,015
Closed -$349K
GPIAW
2665
DELISTED
GP Investments Acquisition Corp
GPIAW
– –
-385,179
Closed -$262K
CAB
2666
DELISTED
Cabela's Inc
CAB
– –
-13,300
Closed -$790K
SHOR
2667
DELISTED
ShoreTel, Inc.
SHOR
– –
-17,856
Closed -$104K
MORE
2668
DELISTED
Monogram Residential Trust, Inc.
MORE
– –
-12,100
Closed -$118K
DFT
2669
DELISTED
DuPont Fabros Technology Inc.
DFT
– –
-115,950
Closed -$7.09M
DD
2670
DELISTED
Du Pont De Nemours E I
DD
– –
-24,797
Closed -$2M
MBLY
2671
CALL
DELISTED
Mobileye N.V.
MBLY
– –
-247,000
Closed -$15.5M
MBLY
2672
DELISTED
Mobileye N.V.
MBLY
– –
-43,678
Closed -$2.74M
MBLY
2673
PUT
DELISTED
Mobileye N.V.
MBLY
– –
-87,500
Closed -$5.5M
WFM
2674
CALL
DELISTED
Whole Foods Market Inc
WFM
– –
-45,700
Closed -$1.92M
WFM
2675
PUT
DELISTED
Whole Foods Market Inc
WFM
– –
-38,700
Closed -$1.63M
105 106
107
108 109

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Paloma Partners's Q3 2017 Portfolio in Review

As of Q3 2017, Paloma Partners held 2,745 positions worth $7.27B, down 14% from $8.45B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Paloma Partners withdrew a net $1.7B in Q3 2017, closing 686 positions and reducing 769 holdings. Its most notable exit was Intel, an estimated $15.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.5% of assets, down from 5.5% a quarter earlier, followed by Industrials and Technology.

Against the trend, Paloma Partners opened a new position in State Street SPDR S&P Retail ETF worth $15.4M.

  • Paloma Partners's largest Q3 2017 buy was State Street SPDR S&P Retail ETF: 368,909 shares worth $15.4M.
  • Paloma Partners added most to Alere Inc in Q3 2017, an estimated $36.1M increase.
  • Paloma Partners's biggest Q3 2017 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $59M.
  • Paloma Partners fully exited Intel in Q3 2017, selling an estimated $15.7M.
  • Paloma Partners's ten largest holdings make up 26% of its $7.27B portfolio in Q3 2017.
  • Paloma Partners opened 632 new positions and closed 686 in Q3 2017.
  • Paloma Partners's portfolio value fell 14% quarter-over-quarter to $7.27B.

Based on Paloma Partners's 13F filing for Q3 2017, filed 14 Nov 2017.