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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.74%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.27B
AUM Growth
-$1.17B
Cap. Flow
-$1.7B
Cap. Flow %
-23.39%
Top 10 Hldgs %
25.72%
Holding
2,745
New
632
Increased
565
Reduced
769
Closed
686

Top Buys

Rank Stock Value
1
ALR
Alere Inc
ALR
+$36.1M
2
PRXL
Parexel International Corp
PRXL
+$24.3M
3
XRT icon
State Street SPDR S&P Retail ETF
XRT
+$14.8M
4
EQT icon
EQT Corp
EQT
+$13.7M
5
PBA icon
Pembina Pipeline
PBA
+$12.7M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$59M
2
IBB icon
iShares Biotechnology ETF
IBB
+$41M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$30.5M
4
AAPL icon
Apple
AAPL
+$24.4M
5
TRI icon
Thomson Reuters
TRI
+$20.6M

Sector Composition

Rank Sector Weight
1 Financials 4.49%
2 Industrials 4.34%
3 Technology 3.92%
4 Consumer Discretionary 3.71%
5 Healthcare 3.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIR
2626
DELISTED
SELECT INCOME REIT
SIR
– –
-28,813
Closed -$304K
GOV
2627
DELISTED
Government Properties Income Trust
GOV
– –
-20,600
Closed -$377K
FCB
2628
DELISTED
FCB Financial Holdings, Inc.
FCB
– –
-7,330
Closed -$350K
ECYT
2629
DELISTED
Endocyte, Inc. Common Stock
ECYT
– –
-138,900
Closed -$208K
AFSI
2630
DELISTED
AmTrust Financial Services, Inc.
AFSI
– –
-13,676
Closed -$207K
JONE
2631
DELISTED
Jones Energy, Inc.
JONE
– –
-3,070
Closed -$98K
ZOES
2632
DELISTED
Zoe's Kitchen, Inc.
ZOES
– –
-49,751
Closed -$593K
EVHC
2633
DELISTED
Envision Healthcare Holdings Inc
EVHC
– –
-25,452
Closed -$1.59M
KLXI
2634
DELISTED
KLX Inc.
KLXI
– –
-21,101
Closed -$890K
XCRA
2635
DELISTED
Xcerra Corporation
XCRA
– –
-15,491
Closed -$151K
EGLT
2636
DELISTED
Egalet Corporation
EGLT
– –
-80,100
Closed -$190K
ILG
2637
PUT
DELISTED
ILG, Inc Common Stock
ILG
– –
-50,000
Closed -$1.38M
NSM
2638
DELISTED
Nationstar Mortgage Holdings
NSM
– –
-19,936
Closed -$357K
RSPP
2639
DELISTED
RSP Permian, Inc.
RSPP
– –
-84,618
Closed -$2.73M
VR
2640
DELISTED
Validus Hold Ltd
VR
– –
-45,421
Closed -$2.36M
HCOM
2641
DELISTED
Hawaiian Telcom Holdco, Inc
HCOM
– –
-228,602
Closed -$5.71M
ANTH
2642
DELISTED
Anthera Pharmaceuticals, Inc.
ANTH
– –
-37,200
Closed -$60K
RPXC
2643
DELISTED
RPX Corporation
RPXC
– –
-20,141
Closed -$281K
FINL
2644
DELISTED
Finish Line
FINL
– –
-81,794
Closed -$1.16M
TWX
2645
CALL
DELISTED
Time Warner Inc
TWX
– –
-128,500
Closed -$12.9M
TWX
2646
PUT
DELISTED
Time Warner Inc
TWX
– –
-374,200
Closed -$37.6M
MON
2647
DELISTED
Monsanto Co
MON
– –
-2,186
Closed -$259K
OA
2648
DELISTED
Orbital ATK, Inc.
OA
– –
-13,179
Closed -$1.3M
ERN
2649
DELISTED
Erin Energy Corp
ERN
– –
-52,800
Closed -$77K
NVIV
2650
DELISTED
InVivo Therapeutics Holdings Corp
NVIV
– –
-4
Closed -$225K
104 105
106
107 108

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HIM
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MCA
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Paloma Partners's Q3 2017 Portfolio in Review

As of Q3 2017, Paloma Partners held 2,745 positions worth $7.27B, down 14% from $8.45B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Paloma Partners withdrew a net $1.7B in Q3 2017, closing 686 positions and reducing 769 holdings. Its most notable exit was Intel, an estimated $15.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.5% of assets, down from 5.5% a quarter earlier, followed by Industrials and Technology.

Against the trend, Paloma Partners opened a new position in State Street SPDR S&P Retail ETF worth $15.4M.

  • Paloma Partners's largest Q3 2017 buy was State Street SPDR S&P Retail ETF: 368,909 shares worth $15.4M.
  • Paloma Partners added most to Alere Inc in Q3 2017, an estimated $36.1M increase.
  • Paloma Partners's biggest Q3 2017 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $59M.
  • Paloma Partners fully exited Intel in Q3 2017, selling an estimated $15.7M.
  • Paloma Partners's ten largest holdings make up 26% of its $7.27B portfolio in Q3 2017.
  • Paloma Partners opened 632 new positions and closed 686 in Q3 2017.
  • Paloma Partners's portfolio value fell 14% quarter-over-quarter to $7.27B.

Based on Paloma Partners's 13F filing for Q3 2017, filed 14 Nov 2017.