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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.74%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.27B
AUM Growth
-$1.17B
Cap. Flow
-$1.7B
Cap. Flow %
-23.39%
Top 10 Hldgs %
25.72%
Holding
2,745
New
632
Increased
565
Reduced
769
Closed
686

Top Buys

Rank Stock Value
1
ALR
Alere Inc
ALR
+$36.1M
2
PRXL
Parexel International Corp
PRXL
+$24.3M
3
XRT icon
State Street SPDR S&P Retail ETF
XRT
+$14.8M
4
EQT icon
EQT Corp
EQT
+$13.7M
5
PBA icon
Pembina Pipeline
PBA
+$12.7M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$59M
2
IBB icon
iShares Biotechnology ETF
IBB
+$41M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$30.5M
4
AAPL icon
Apple
AAPL
+$24.4M
5
TRI icon
Thomson Reuters
TRI
+$20.6M

Sector Composition

Rank Sector Weight
1 Financials 4.49%
2 Industrials 4.34%
3 Technology 3.92%
4 Consumer Discretionary 3.71%
5 Healthcare 3.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRGA
2551
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
– –
-350
Closed -$61K
EPAY
2552
DELISTED
Bottomline Technologies Inc
EPAY
– –
-15,357
Closed -$395K
HMHC
2553
DELISTED
Houghton Mifflin Harcourt Company
HMHC
– –
-86,169
Closed -$1.06M
VRS
2554
DELISTED
Verso Corporation
VRS
– –
-12,300
Closed -$58K
RRD
2555
DELISTED
RR Donnelley & Sons Co.
RRD
– –
-82,395
Closed -$1.03M
FMBI
2556
DELISTED
First Midwest Bancorp Inc/IL
FMBI
– –
-79,691
Closed -$1.86M
SC
2557
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
– –
-127,216
Closed -$1.62M
DRNA
2558
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
– –
-160,000
Closed -$507K
KSU
2559
DELISTED
Kansas City Southern
KSU
– –
-16,375
Closed -$1.72M
MDP
2560
DELISTED
Meredith Corporation
MDP
– –
-41,868
Closed -$2.49M
CVA
2561
DELISTED
Covanta Holding Corporation
CVA
– –
-27,366
Closed -$361K
KDMN
2562
DELISTED
Kadmon Holdings, Inc.
KDMN
– –
-30,000
Closed -$117K
CSOD
2563
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-13,064
Closed -$468K
SNR
2564
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
– –
-29,312
Closed -$295K
USCR
2565
DELISTED
U S Concrete, Inc.
USCR
– –
-9,278
Closed -$729K
WRI
2566
DELISTED
Weingarten Realty Investors
WRI
– –
-7,959
Closed -$240K
MSGN
2567
DELISTED
MSG Networks Inc.
MSGN
– –
-48,731
Closed -$1.09M
NAV
2568
DELISTED
Navistar International
NAV
– –
-8,895
Closed -$234K
GRUB
2569
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
– –
-3,396
Closed -$348K
TPCO
2570
DELISTED
Tribune Publishing Company Common Stock
TPCO
– –
-27,600
Closed -$356K
GWPH
2571
CALL
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-21,600
Closed -$2.17M
GWPH
2572
PUT
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-9,900
Closed -$992K
QEP
2573
CALL
DELISTED
QEP RESOURCES, INC.
QEP
– –
-50,000
Closed -$505K
QEP
2574
DELISTED
QEP RESOURCES, INC.
QEP
– –
-179,817
Closed -$1.82M
CZZ
2575
DELISTED
Cosan Limited
CZZ
– –
-11,060
Closed -$71K
101 102
103
104 105

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Paloma Partners's Q3 2017 Portfolio in Review

As of Q3 2017, Paloma Partners held 2,745 positions worth $7.27B, down 14% from $8.45B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Paloma Partners withdrew a net $1.7B in Q3 2017, closing 686 positions and reducing 769 holdings. Its most notable exit was Intel, an estimated $15.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.5% of assets, down from 5.5% a quarter earlier, followed by Industrials and Technology.

Against the trend, Paloma Partners opened a new position in State Street SPDR S&P Retail ETF worth $15.4M.

  • Paloma Partners's largest Q3 2017 buy was State Street SPDR S&P Retail ETF: 368,909 shares worth $15.4M.
  • Paloma Partners added most to Alere Inc in Q3 2017, an estimated $36.1M increase.
  • Paloma Partners's biggest Q3 2017 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $59M.
  • Paloma Partners fully exited Intel in Q3 2017, selling an estimated $15.7M.
  • Paloma Partners's ten largest holdings make up 26% of its $7.27B portfolio in Q3 2017.
  • Paloma Partners opened 632 new positions and closed 686 in Q3 2017.
  • Paloma Partners's portfolio value fell 14% quarter-over-quarter to $7.27B.

Based on Paloma Partners's 13F filing for Q3 2017, filed 14 Nov 2017.