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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
-6.62%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$4.32B
AUM Growth
-$874M
Cap. Flow
-$483M
Cap. Flow %
-11.17%
Top 10 Hldgs %
33.23%
Holding
2,321
New
564
Increased
448
Reduced
519
Closed
747

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$59.6M
2
REGN icon
Regeneron Pharmaceuticals
REGN
+$48.6M
3
JPM icon
JPMorgan Chase
JPM
+$37.6M
4
TRAK
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
+$31.2M
5
KIM icon
Kimco Realty
KIM
+$24.5M

Top Sells

Rank Stock Value
1
DRC
DRESSER-RAND GROUP INC
DRC
+$86.5M
2
DTV
DIRECTV COM STK (DE)
DTV
+$46.6M
3
PFE icon
Pfizer
PFE
+$41.7M
4
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$38.7M
5
RKT
ROCK-TENN COMPANY CL-A
RKT
+$26.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.85%
2 Financials 5.81%
3 Industrials 5.1%
4 Consumer Discretionary 3.72%
5 Technology 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSCI icon
226
MSCI
MSCI
$42.1B
$2.77M 0.06%
46,562
+34,669
+292% +$2.18M
PSX icon
227
PUT
Phillips 66
PSX
$82.5B
$2.77M 0.06%
36,000
+12,000
+50% +$954K
STBZ
228
DELISTED
State Bank Financial Corporation. Common Stock
STBZ
$2.77M 0.06%
133,670
+970
+0.7% +$20K
EWW icon
229
iShares MSCI Mexico ETF
EWW
$1.92B
$2.76M 0.06%
+53,507
New +$2.9M
NSC icon
230
PUT
Norfolk Southern
NSC
$76.1B
$2.75M 0.06%
36,000
+6,000
+20% +$488K
CAT icon
231
PUT
Caterpillar
CAT
$387B
$2.75M 0.06%
42,000
+12,000
+40% +$918K
PRU icon
232
CALL
Prudential Financial
PRU
$43B
$2.74M 0.06%
+36,000
New +$3.02M
PRU icon
233
PUT
Prudential Financial
PRU
$43B
$2.74M 0.06%
+36,000
New +$3.02M
ETN icon
234
Eaton
ETN
$150B
$2.74M 0.06%
53,409
+5,563
+12% +$328K
WSM icon
235
PUT
Williams-Sonoma
WSM
$27.8B
$2.73M 0.06%
+71,400
New +$2.91M
BKNG icon
236
Booking.com
BKNG
$154B
$2.72M 0.06%
55,000
+9,525
+21% +$473K
PEP icon
237
PepsiCo
PEP
$195B
$2.72M 0.06%
28,833
-44,123
-60% -$4.2M
IBM icon
238
IBM
IBM
$214B
$2.69M 0.06%
19,384
-44,224
-70% -$6.53M
HOLX
239
DELISTED
Hologic
HOLX
$2.67M 0.06%
+68,320
New +$2.71M
SPLS
240
CALL
DELISTED
Staples Inc
SPLS
$2.67M 0.06%
+227,200
New +$3.2M
FDX icon
241
PUT
FedEx
FDX
$74B
$2.66M 0.06%
18,500
+8,500
+85% +$1.36M
DAL icon
242
Delta Air Lines
DAL
$58.8B
$2.65M 0.06%
+59,126
New +$2.65M
MCD icon
243
McDonald's
MCD
$194B
$2.65M 0.06%
26,871
-31,015
-54% -$3.02M
AAPL icon
244
CALL
Apple
AAPL
$4.99T
$2.65M 0.06%
96,000
-694,800
-88% -$20.4M
AAPL icon
245
PUT
Apple
AAPL
$4.99T
$2.65M 0.06%
96,000
-1,202,800
-93% -$35.3M
WAB icon
246
Wabtec
WAB
$51.7B
$2.64M 0.06%
30,036
+12,844
+75% +$1.22M
BALL icon
247
Ball Corp
BALL
$17.8B
$2.64M 0.06%
+84,954
New +$2.88M
BAC icon
248
Bank of America
BAC
$439B
$2.64M 0.06%
169,422
+159,275
+1,570% +$2.68M
UHAL icon
249
U-Haul Holding Co
UHAL
$14.3B
$2.64M 0.06%
+67,000
New +$2.43M
TIF
250
DELISTED
Tiffany & Co.
TIF
$2.6M 0.06%
+33,715
New +$2.95M
8 9
10
11 12

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Paloma Partners's Q3 2015 Portfolio in Review

As of Q3 2015, Paloma Partners held 2,321 positions worth $4.32B, down 17% from $5.19B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Paloma Partners withdrew a net $483M in Q3 2015, closing 747 positions and reducing 519 holdings. Its most notable exit was DRESSER-RAND GROUP INC, an estimated $86.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.8% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

Against the trend, Paloma Partners opened a new position in DEALERTRACK TECHNOLOGIES, INC. COM STK worth $31.6M.

  • Paloma Partners's largest Q3 2015 buy was DEALERTRACK TECHNOLOGIES, INC. COM STK: 500,000 shares worth $31.6M.
  • Paloma Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $59.6M increase.
  • Paloma Partners's biggest Q3 2015 reduction was Pfizer, cutting an estimated $41.7M.
  • Paloma Partners fully exited DRESSER-RAND GROUP INC in Q3 2015, selling an estimated $86.5M.
  • Paloma Partners's ten largest holdings make up 33% of its $4.32B portfolio in Q3 2015.
  • Paloma Partners opened 564 new positions and closed 747 in Q3 2015.
  • Paloma Partners's portfolio value fell 17% quarter-over-quarter to $4.32B.

Based on Paloma Partners's 13F filing for Q3 2015, filed 16 Nov 2015.