Next Financial Group’s Firsthand Technology Value Fund, Inc. Common Stock SVVC Stock Holding History

Next Financial Group’s Portfolio SVVC Stock Details SVVC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-18	Closed	–	–	2132
2018 Q3	$0	Buy	+18	New	+$262	﹤0.01%	1533
2017 Q4	–	Sell	-18	Closed	–	–	1511
2017 Q3	$0	Hold	18	–	–	﹤0.01%	1986
2017 Q2	$0	Buy	+18	New	+$150	﹤0.01%	2001
2017 Q1	–	Sell	-18	Closed	–	–	2361
2016 Q4	$0	Hold	18	–	–	﹤0.01%	2505
2016 Q3	$0	Hold	18	–	–	﹤0.01%	2452
2016 Q2	$0	Hold	18	–	–	﹤0.01%	1870
2016 Q1	$0	Hold	18	–	–	﹤0.01%	1895
2015 Q4	$0	Buy	+18	New	+$143	﹤0.01%	1974

Other funds holding SVVC

GWM

Geneos Wealth Management Englewood, Colorado $4.31B AUM 18.36% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

StoneX Group New York $1.86B AUM 21.3% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Precept Management Dallas, Texas $126M AUM 36.77% 1-Year Est. Return

Wolverine Trading Chicago, Illinois $139B AUM 31.83% 1-Year Est. Return

Fifth Third Bancorp Cincinnati, Ohio $54.7B AUM 26.51% 1-Year Est. Return

Next Financial Group's SVVC Position: Q4 2018 in Review

Next Financial Group sold out of Firsthand Technology Value Fund, Inc. Common Stock (SVVC) in Q4 2018, closing a stake of 18 shares.

Next Financial Group first reported a position in SVVC in Q4 2015 and held it in 8 quarters. The position peaked at $0 in Q3 2018. 33 funds tracked by Wall St. Rank hold SVVC as of Q4 2018.

Next Financial Group reported no remaining Firsthand Technology Value Fund, Inc. Common Stock position as of Q4 2018 after selling out during the quarter.
Next Financial Group sold 18 Firsthand Technology Value Fund, Inc. Common Stock shares in Q4 2018.
Next Financial Group first reported a position in Firsthand Technology Value Fund, Inc. Common Stock in Q4 2015 and held it in 8 quarters.
Next Financial Group's Firsthand Technology Value Fund, Inc. Common Stock position peaked at $0 in Q3 2018.
33 funds tracked by Wall St. Rank held Firsthand Technology Value Fund, Inc. Common Stock as of Q4 2018.

Based on Next Financial Group's 13F filing for Q4 2018, filed 11 Feb 2019.