We are live on ! Find out more
MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+6.12%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$1.2B
AUM Growth
+$571M
Cap. Flow
+$1.67B
Cap. Flow %
139.05%
Top 10 Hldgs %
61.65%
Holding
276
New
81
Increased
75
Reduced
29
Closed
81

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$153M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$100M
3
AMZN icon
Amazon
AMZN
+$95.7M
4
BIIB icon
Biogen
BIIB
+$34.1M
5
PXD
Pioneer Natural Resource Co.
PXD
+$25.8M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$34.7M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$24.9M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$22M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.6M
5
RAI
Reynolds American Inc
RAI
+$12.6M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 13.11%
2 Energy 6.02%
3 Technology 5.84%
4 Healthcare 5.11%
5 Financials 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCRT icon
201
Alaunos Therapeutics
TCRT
$4.59M
– –
-364
Closed -$300K
TCRT icon
202
PUT
Alaunos Therapeutics
TCRT
$4.59M
– –
-364
Closed -$328K
TIP icon
203
iShares TIPS Bond ETF
TIP
$14.5B
– –
-31,600
Closed -$3.69M
TPR icon
204
Tapestry
TPR
$31.6B
– –
-55,600
Closed -$2.27M
TRUP icon
205
Trupanion
TRUP
$1.1B
– –
-18,000
Closed -$238K
TRUP icon
206
PUT
Trupanion
TRUP
$1.1B
– –
-18,000
Closed -$178K
USO icon
207
United States Oil Fund
USO
$1.88B
– –
-18,750
Closed -$1.74M
WOLF icon
208
Wolfspeed
WOLF
$1.22B
– –
-29,100
Closed -$711K
WOLF icon
209
PUT
Wolfspeed
WOLF
$1.22B
– –
-29,100
Closed -$162K
XLK icon
210
State Street Technology Select Sector SPDR ETF
XLK
$115B
– –
-1,012,400
Closed -$22M
XLV icon
211
State Street Health Care Select Sector SPDR ETF
XLV
$41.7B
– –
-346,600
Closed -$24.9M
CONN
212
DELISTED
Conn's Inc.
CONN
– –
-45,800
Closed -$344K
CONN
213
PUT
DELISTED
Conn's Inc.
CONN
– –
-45,800
Closed -$314K
ICPT
214
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-6,900
Closed -$984K
QUOT
215
DELISTED
Quotient Technology Inc
QUOT
– –
-23,900
Closed -$320K
QUOT
216
PUT
DELISTED
Quotient Technology Inc
QUOT
– –
-23,900
Closed -$58K
ECOM
217
DELISTED
CHANNELADVISOR CORPORATION
ECOM
– –
-10,000
Closed -$145K
CERN
218
DELISTED
Cerner Corp
CERN
– –
-70,500
Closed -$4.13M
SDRL
219
DELISTED
Seadrill Limited Common Stock
SDRL
– –
-45
Closed -$39K
SDRL
220
PUT
DELISTED
Seadrill Limited Common Stock
SDRL
– –
-45
Closed -$471K
DYNC
221
DELISTED
Vistra Energy Corp.
DYNC
– –
-5,000
Closed -$539K
INSY
222
DELISTED
Insys Therapeutics, Inc.
INSY
– –
-9,000
Closed -$116K
INSY
223
PUT
DELISTED
Insys Therapeutics, Inc.
INSY
– –
-9,000
Closed -$165K
KERX
224
DELISTED
Keryx Biopharmaceuticals Inc
KERX
– –
-31,700
Closed -$210K
KERX
225
PUT
DELISTED
Keryx Biopharmaceuticals Inc
KERX
– –
-31,700
Closed -$159K
6 7 8
9
10

Similar funds

B
Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return
WIA
World Investment Advisors Santa Barbara, California $6.2B AUM 19.68% 1-Year Est. Return
NP
NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return
LBA
Letko, Brosseau & Associates Montreal, Quebec, Canada $6.2B AUM 38.92% 1-Year Est. Return
EIP
Energy Income Partners Westport, Connecticut $6.22B AUM 18.97% 1-Year Est. Return
ACM
AKRE Capital Management Middleburg, Virginia $6.13B AUM 15.27% 1-Year Est. Return
AWA
Arkadios Wealth Advisors Atlanta, Georgia $6.13B AUM 23.41% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.27B AUM 14.78% 1-Year Est. Return

Mizuho Securities USA's Q3 2016 Portfolio in Review

As of Q3 2016, Mizuho Securities USA held 276 positions worth $1.2B, up 91% from $631M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Mizuho Securities USA deployed $1.67B of net new capital in Q3 2016, opening 81 new positions and adding to 75 existing holdings. Its largest new stake was Amazon: 2,500,000 shares worth $105M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 13% of assets, up from 4% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was Apple, an estimated $34.7M trimmed.

  • Mizuho Securities USA's largest Q3 2016 buy was Amazon: 2,500,000 shares worth $105M.
  • Mizuho Securities USA added most to iShares 20+ Year Treasury Bond ETF in Q3 2016, an estimated $153M increase.
  • Mizuho Securities USA's biggest Q3 2016 reduction was Apple, cutting an estimated $34.7M.
  • Mizuho Securities USA fully exited State Street Health Care Select Sector SPDR ETF in Q3 2016, selling an estimated $24.9M.
  • Mizuho Securities USA's ten largest holdings make up 62% of its $1.2B portfolio in Q3 2016.
  • Mizuho Securities USA opened 81 new positions and closed 81 in Q3 2016.
  • Mizuho Securities USA's portfolio value rose 91% quarter-over-quarter to $1.2B.

Based on Mizuho Securities USA's 13F filing for Q3 2016, filed 21 Oct 2016.