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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+4.85%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$1.94B
AUM Growth
-$20.6M
Cap. Flow
-$245M
Cap. Flow %
-12.65%
Top 10 Hldgs %
83.66%
Holding
279
New
109
Increased
26
Reduced
50
Closed
78

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$256M
2
PRXL
Parexel International Corp
PRXL
+$17.5M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$17.3M
4
NFLX icon
Netflix
NFLX
+$9.42M
5
WELL.PRI
Welltower Inc.
WELL.PRI
+$7.51M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$247M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$127M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$37.5M
4
FXE icon
Invesco CurrencyShares Euro Currency Trust
FXE
+$16.1M
5
PFE icon
Pfizer
PFE
+$11.4M

Sector Composition

Rank Sector Weight
1 Technology 2.15%
2 Industrials 1.85%
3 Financials 1.51%
4 Healthcare 1.48%
5 Communication Services 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UA icon
176
CALL
Under Armour Class C
UA
$2.85B
$7K ﹤0.01%
+108,900
New +$1.83M
CYHHZ
177
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$5K ﹤0.01%
400,000
+100,000
+33% +$1.43K
CBI
178
CALL
DELISTED
Chicago Bridge & Iron Nv
CBI
$5K ﹤0.01%
+15,700
New +$240K
WW
179
PUT
DELISTED
WW International
WW
$2K ﹤0.01%
32,600
-49,700
-60% -$2.06M
ELF icon
180
CALL
e.l.f. Beauty
ELF
$4.85B
$1K ﹤0.01%
+33,100
New +$764K
AAOI icon
181
Applied Optoelectronics
AAOI
$7.23B
– –
-51,000
Closed -$3.15M
AAOI icon
182
PUT
Applied Optoelectronics
AAOI
$7.23B
– –
-51,000
Closed -$742K
APD icon
183
Air Products & Chemicals
APD
$66.8B
– –
-54,500
Closed -$7.8M
BANC icon
184
Banc of California
BANC
$2.98B
– –
-16,900
Closed -$363K
BANC icon
185
PUT
Banc of California
BANC
$2.98B
– –
-16,900
Closed -$4K
BTI icon
186
CALL
British American Tobacco
BTI
$133B
– –
-19,100
Closed -$1K
BTI icon
187
British American Tobacco
BTI
$133B
– –
-19,100
Closed -$1.31M
BTI icon
188
PUT
British American Tobacco
BTI
$133B
– –
-19,100
Closed -$294K
CHRD icon
189
Chord Energy
CHRD
$7.78B
– –
-53,500
Closed -$431K
EXC icon
190
Exelon
EXC
$46.6B
– –
-195,719
Closed -$5.04M
FXI icon
191
iShares China Large-Cap ETF
FXI
$4.37B
– –
-11,500
Closed -$457K
FXI icon
192
PUT
iShares China Large-Cap ETF
FXI
$4.37B
– –
-11,500
Closed -$12K
GLD icon
193
SPDR Gold Trust
GLD
$133B
– –
-7,900
Closed -$932K
GOOGL icon
194
Alphabet (Google) Class A
GOOGL
$4.08T
– –
-196,000
Closed -$9.11M
INFY icon
195
Infosys
INFY
$48.4B
– –
-31,200
Closed -$234K
KMI icon
196
Kinder Morgan
KMI
$70.5B
– –
-45,000
Closed -$862K
LEN icon
197
Lennar Class A
LEN
$20.2B
– –
-10,506
Closed -$533K
MTCH icon
198
Match Group
MTCH
$9.17B
– –
-10,500
Closed -$182K
MTCH icon
199
PUT
Match Group
MTCH
$9.17B
– –
-10,500
Closed -$86K
SBS icon
200
Sabesp
SBS
$19.2B
– –
-239,263
Closed -$442K
6 7
8
9 10

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B
Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return
WIA
World Investment Advisors Santa Barbara, California $6.2B AUM 19.68% 1-Year Est. Return
NP
NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return
LBA
Letko, Brosseau & Associates Montreal, Quebec, Canada $6.2B AUM 38.92% 1-Year Est. Return
EIP
Energy Income Partners Westport, Connecticut $6.22B AUM 18.97% 1-Year Est. Return
ACM
AKRE Capital Management Middleburg, Virginia $6.13B AUM 15.27% 1-Year Est. Return
AWA
Arkadios Wealth Advisors Atlanta, Georgia $6.13B AUM 23.41% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.27B AUM 14.78% 1-Year Est. Return

Mizuho Securities USA's Q3 2017 Portfolio in Review

As of Q3 2017, Mizuho Securities USA held 279 positions worth $1.94B, down 1.1% from $1.96B the previous quarter. Its ten largest holdings account for 84% of the portfolio.

Mizuho Securities USA withdrew a net $245M in Q3 2017, closing 78 positions and reducing 50 holdings. Its most notable exit was iShares 20+ Year Treasury Bond ETF, an estimated $37.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.2% of assets, up from 1.8% a quarter earlier, followed by Industrials and Financials.

Against the trend, Mizuho Securities USA opened a new position in Parexel International Corp worth $17.6M.

  • Mizuho Securities USA's largest Q3 2017 buy was Parexel International Corp: 200,000 shares worth $17.6M.
  • Mizuho Securities USA added most to State Street SPDR Dow Jones Industrial Average ETF Trust in Q3 2017, an estimated $256M increase.
  • Mizuho Securities USA's biggest Q3 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $247M.
  • Mizuho Securities USA fully exited iShares 20+ Year Treasury Bond ETF in Q3 2017, selling an estimated $37.5M.
  • Mizuho Securities USA's ten largest holdings make up 84% of its $1.94B portfolio in Q3 2017.
  • Mizuho Securities USA opened 109 new positions and closed 78 in Q3 2017.
  • Mizuho Securities USA's portfolio value fell 1.1% quarter-over-quarter to $1.94B.

Based on Mizuho Securities USA's 13F filing for Q3 2017, filed 23 Oct 2017.