Mizuho Securities USA’s Banc of California BANC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-16,900	Closed	-$363K	–	161
2017 Q2	$363K	Sell	16,900 -2,500	-13%	-$53.7K	0.02%	112
2017 Q1	$377K	Buy	+19,400	New	+$377K	0.02%	104