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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
-4.97%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.02%
5 Year Est. Return
+126.16%
10 Year Est. Return
+434.63%
AUM
$675M
AUM Growth
-$1.35B
Cap. Flow
-$2.38B
Cap. Flow %
-353.08%
Top 10 Hldgs %
47.82%
Holding
203
New
41
Increased
37
Reduced
34
Closed
89

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$62.4M
2
PFE icon
Pfizer
PFE
+$18.3M
3
MRK icon
Merck
MRK
+$17.1M
4
HPK icon
HighPeak Energy
HPK
+$13.5M
5
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
+$12.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.18B
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$70.9M
3
DMS
Digital Media Solutions, Inc.
DMS
+$12.2M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.7M
5
VVNT
Vivint Smart Home, Inc. Class A Common Stock
VVNT
+$10.2M

Sector Composition

Rank Sector Weight
1 Financials 9.63%
2 Healthcare 8.83%
3 Industrials 5.5%
4 Energy 5.27%
5 Consumer Discretionary 5.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFPT
151
DELISTED
Proofpoint, Inc.
PFPT
– –
-12,900
Closed -$1.48M
JIH.U
152
DELISTED
Juniper Industrial Holdings, Inc. Units, each consisting of one share of Class A common stock, $0.00
JIH.U
– –
-148,179
Closed -$1.51M
LGC.WS
153
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
– –
-30,785
Closed -$17K
NBL
154
DELISTED
Noble Energy, Inc.
NBL
– –
-12,472
Closed -$310K
CCH.U
155
DELISTED
Collier Creek Holdings Units, each consisting of one Class A ordinary share, $0.0001 par value, and
CCH.U
– –
-20,000
Closed -$215K
PACQW
156
DELISTED
Pure Acquisition Corp. Warrant
PACQW
– –
-1,151,345
Closed -$1.14M
DDMX
157
DELISTED
DD3 Acquisition Corp. S A de CV
DDMX
– –
-302,500
Closed -$3.09M
FLLCU
158
DELISTED
Fellazo Inc. Unit
FLLCU
– –
-46,311
Closed -$468K
3 4 5 6
7

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Mizuho Securities USA's Q1 2020 Portfolio in Review

As of Q1 2020, Mizuho Securities USA held 203 positions worth $675M, down 67% from $2.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Mizuho Securities USA withdrew a net $2.38B in Q1 2020, closing 89 positions and reducing 34 holdings. Its most notable exit was Vivint Smart Home, Inc. Class A Common Stock, an estimated $10.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 9.6% of assets, up from 3% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Mizuho Securities USA opened a new position in QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock worth $12.3M.

  • Mizuho Securities USA's largest Q1 2020 buy was QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock: 95,078 shares worth $12.3M.
  • Mizuho Securities USA added most to Invesco QQQ Trust in Q1 2020, an estimated $62.4M increase.
  • Mizuho Securities USA's biggest Q1 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.18B.
  • Mizuho Securities USA fully exited Vivint Smart Home, Inc. Class A Common Stock in Q1 2020, selling an estimated $10.2M.
  • Mizuho Securities USA's ten largest holdings make up 48% of its $675M portfolio in Q1 2020.
  • Mizuho Securities USA opened 41 new positions and closed 89 in Q1 2020.
  • Mizuho Securities USA's portfolio value fell 67% quarter-over-quarter to $675M.

Based on Mizuho Securities USA's 13F filing for Q1 2020, filed 1 May 2020.