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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+1.08%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$1.68B
AUM Growth
-$471M
Cap. Flow
+$556M
Cap. Flow %
33%
Top 10 Hldgs %
78.53%
Holding
208
New
71
Increased
39
Reduced
26
Closed
72

Top Buys

Rank Stock Value
1
MRK icon
Merck
MRK
+$18.4M
2
HPK icon
HighPeak Energy
HPK
+$17M
3
DMS
Digital Media Solutions, Inc.
DMS
+$11.2M
4
LGHL
Lion Group Holding
LGHL
+$8.68M
5
CHR icon
Cheer Holding
CHR
+$8.32M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$405M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$122M
3
MMDM
Modern Media Acquisition Corp. Common Stock
MMDM
+$18.3M
4
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$11.2M
5
GOEV
Canoo Inc. Class A Common Stock
GOEV
+$9.35M

Sector Composition

Rank Sector Weight
1 Financials 3.54%
2 Healthcare 2.75%
3 Energy 2.69%
4 Communication Services 2.36%
5 Technology 2.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TIBRW
151
DELISTED
Tiberius Acquisition Corporation Warrant
TIBRW
– –
-10,000
Closed -$4K
MDCO
152
DELISTED
Medicines Co
MDCO
– –
-23,255
Closed -$848K
BPL
153
DELISTED
Buckeye Partners, L.P.
BPL
– –
-15,000
Closed -$616K
MMDM
154
DELISTED
Modern Media Acquisition Corp. Common Stock
MMDM
– –
-1,742,677
Closed -$18.3M
APC
155
DELISTED
Anadarko Petroleum
APC
– –
-20,000
Closed -$1.41M
SXCP
156
DELISTED
SunCoke Energy Partners, L.P.
SXCP
– –
-79,765
Closed -$990K
HZNP
157
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-16,700
Closed -$402K
HR
158
DELISTED
Healthcare Realty Trust Incorporated
HR
– –
-10,000
Closed -$313K
3 4 5 6
7

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Mizuho Securities USA's Q3 2019 Portfolio in Review

As of Q3 2019, Mizuho Securities USA held 208 positions worth $1.68B, down 22% from $2.16B the previous quarter. Its ten largest holdings account for 79% of the portfolio.

Mizuho Securities USA deployed $556M of net new capital in Q3 2019, opening 71 new positions and adding to 39 existing holdings. Its largest new stake was Merck: 230,036 shares worth $18.5M.

By sector, the portfolio is most concentrated in Financials at 3.5% of assets, up from 1.5% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $405M trimmed.

  • Mizuho Securities USA's largest Q3 2019 buy was Merck: 230,036 shares worth $18.5M.
  • Mizuho Securities USA added most to HighPeak Energy in Q3 2019, an estimated $17M increase.
  • Mizuho Securities USA's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $405M.
  • Mizuho Securities USA fully exited Modern Media Acquisition Corp. Common Stock in Q3 2019, selling an estimated $18.3M.
  • Mizuho Securities USA's ten largest holdings make up 79% of its $1.68B portfolio in Q3 2019.
  • Mizuho Securities USA opened 71 new positions and closed 72 in Q3 2019.
  • Mizuho Securities USA's portfolio value fell 22% quarter-over-quarter to $1.68B.

Based on Mizuho Securities USA's 13F filing for Q3 2019, filed 31 Oct 2019.