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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+4.85%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$1.94B
AUM Growth
-$20.6M
Cap. Flow
-$245M
Cap. Flow %
-12.65%
Top 10 Hldgs %
83.66%
Holding
279
New
109
Increased
26
Reduced
50
Closed
78

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$256M
2
PRXL
Parexel International Corp
PRXL
+$17.5M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$17.3M
4
NFLX icon
Netflix
NFLX
+$9.42M
5
WELL.PRI
Welltower Inc.
WELL.PRI
+$7.51M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$247M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$127M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$37.5M
4
FXE icon
Invesco CurrencyShares Euro Currency Trust
FXE
+$16.1M
5
PFE icon
Pfizer
PFE
+$11.4M

Sector Composition

Rank Sector Weight
1 Technology 2.15%
2 Industrials 1.85%
3 Financials 1.51%
4 Healthcare 1.48%
5 Communication Services 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCR
151
DELISTED
Hi-Crush Inc. Common Stock
HCR
$228K 0.01%
+24,000
New +$211K
CMCM
152
PUT
Cheetah Mobile
CMCM
$88.5M
$222K 0.01%
7,100
-5,500
-44% -$281K
NTNX icon
153
PUT
Nutanix
NTNX
$16B
$211K 0.01%
65,600
– –
UI icon
154
PUT
Ubiquiti
UI
$32.3B
$176K 0.01%
20,500
-71,300
-78% -$4.1M
SA
155
PUT
Seabridge Gold
SA
$2.89B
$161K 0.01%
31,100
-7,200
-19% -$83.4K
DYN
156
DELISTED
Dynegy, Inc.
DYN
$152K 0.01%
+15,500
New +$138K
IAMXU
157
DELISTED
I-AM Capital Acquisition Company Unit
IAMXU
$123K 0.01%
+12,041
New +$122K
WW
158
CALL
DELISTED
WW International
WW
$113K 0.01%
32,600
-49,700
-60% -$2.06M
SNAP icon
159
CALL
Snap
SNAP
$7.89B
$109K 0.01%
380,800
+305,800
+408% +$4.43M
RH icon
160
CALL
RH
RH
$3.15B
$94K ﹤0.01%
+37,000
New +$2.32M
GNC
161
DELISTED
GNC Holdings, Inc.
GNC
$88K ﹤0.01%
10,000
-8,700
-47% -$78.3K
CBI
162
PUT
DELISTED
Chicago Bridge & Iron Nv
CBI
$79K ﹤0.01%
+15,700
New +$240K
PRKS icon
163
United Parks & Resorts
PRKS
$2.15B
$71K ﹤0.01%
+5,500
New +$75.3K
BHC icon
164
PUT
Bausch Health
BHC
$2.25B
$68K ﹤0.01%
118,700
-47,500
-29% -$718K
FXE icon
165
PUT
Invesco CurrencyShares Euro Currency Trust
FXE
$346M
$68K ﹤0.01%
183,200
-141,900
-44% -$16.1M
GNC
166
PUT
DELISTED
GNC Holdings, Inc.
GNC
$65K ﹤0.01%
10,000
-8,700
-47% -$78.3K
AN icon
167
PUT
AutoNation
AN
$7.18B
$62K ﹤0.01%
+65,800
New +$2.85M
LSCC icon
168
Lattice Semiconductor
LSCC
$17.7B
$52K ﹤0.01%
+10,000
New +$60.9K
AX icon
169
PUT
Axos Financial
AX
$5.6B
$51K ﹤0.01%
28,300
– –
TWLO icon
170
CALL
Twilio
TWLO
$29B
$48K ﹤0.01%
56,500
-500
-0.9% -$15K
DO
171
CALL
DELISTED
Diamond Offshore Drilling
DO
$42K ﹤0.01%
+43,900
New +$528K
GOOS
172
PUT
Canada Goose Holdings
GOOS
$904M
$33K ﹤0.01%
24,500
– –
GPRO icon
173
CALL
GoPro
GPRO
$124M
$30K ﹤0.01%
+133,200
New +$1.25M
PRKS icon
174
PUT
United Parks & Resorts
PRKS
$2.15B
$23K ﹤0.01%
+5,500
New +$75.3K
THC icon
175
CALL
Tenet Healthcare
THC
$21.8B
$13K ﹤0.01%
+83,500
New +$1.42M
5 6
7
8 9

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WIA
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NP
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LBA
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EIP
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ACM
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AWA
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CA
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Mizuho Securities USA's Q3 2017 Portfolio in Review

As of Q3 2017, Mizuho Securities USA held 279 positions worth $1.94B, down 1.1% from $1.96B the previous quarter. Its ten largest holdings account for 84% of the portfolio.

Mizuho Securities USA withdrew a net $245M in Q3 2017, closing 78 positions and reducing 50 holdings. Its most notable exit was iShares 20+ Year Treasury Bond ETF, an estimated $37.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.2% of assets, up from 1.8% a quarter earlier, followed by Industrials and Financials.

Against the trend, Mizuho Securities USA opened a new position in Parexel International Corp worth $17.6M.

  • Mizuho Securities USA's largest Q3 2017 buy was Parexel International Corp: 200,000 shares worth $17.6M.
  • Mizuho Securities USA added most to State Street SPDR Dow Jones Industrial Average ETF Trust in Q3 2017, an estimated $256M increase.
  • Mizuho Securities USA's biggest Q3 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $247M.
  • Mizuho Securities USA fully exited iShares 20+ Year Treasury Bond ETF in Q3 2017, selling an estimated $37.5M.
  • Mizuho Securities USA's ten largest holdings make up 84% of its $1.94B portfolio in Q3 2017.
  • Mizuho Securities USA opened 109 new positions and closed 78 in Q3 2017.
  • Mizuho Securities USA's portfolio value fell 1.1% quarter-over-quarter to $1.94B.

Based on Mizuho Securities USA's 13F filing for Q3 2017, filed 23 Oct 2017.