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Mizuho Securities USA’s Axos Financial AX Stock Holding History

Mizuho Securities USA’s Portfolio AX Stock Details AX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q4 		– Sell
-28,300
Closed -$51K – 181
2017
Q3 		$51K Hold
28,300
– – ﹤0.01% 189
2017
Q2 		$196K Buy
+28,300
New +$670K 0.01% 140

Other funds holding AX

BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
DAM
Davis Asset Management Sausalito, California $3.46B AUM 9.77% 1-Year Est. Return
BCM
Basswood Capital Management New York $2.12B AUM 19.53% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
VOAM
Vertex One Asset Management Vancouver, British Columbia, Canada $434M AUM 37.82% 1-Year Est. Return
PM
Pembroke Management Montreal, Quebec, Canada $691M AUM 27.96% 1-Year Est. Return

Mizuho Securities USA's AX Position: Q4 2017 in Review

Mizuho Securities USA sold out of Axos Financial (AX) in Q4 2017, closing a stake of 28,300 shares — an estimated $806K sold.

Mizuho Securities USA first reported a position in AX in Q2 2017 and held it in 2 quarters. The position peaked at $806K in Q3 2017. 237 funds tracked by Wall St. Rank hold AX as of Q4 2017.

  • Mizuho Securities USA reported no remaining Axos Financial position as of Q4 2017 after selling out during the quarter.
  • Mizuho Securities USA sold 28,300 Axos Financial shares in Q4 2017, an estimated $806K.
  • Mizuho Securities USA first reported a position in Axos Financial in Q2 2017 and held it in 2 quarters.
  • Mizuho Securities USA's Axos Financial position peaked at $806K in Q3 2017.
  • 237 funds tracked by Wall St. Rank held Axos Financial as of Q4 2017.

Based on Mizuho Securities USA's 13F filing for Q4 2017, filed 24 Jan 2018.