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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+3.22%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$448M
AUM Growth
-$359M
Cap. Flow
-$356M
Cap. Flow %
-79.51%
Top 10 Hldgs %
74.64%
Holding
209
New
68
Increased
19
Reduced
31
Closed
91

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$97.9M
2
BAC icon
Bank of America
BAC
+$13.5M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$11.1M
4
PEG icon
Public Service Enterprise Group
PEG
+$7.25M
5
FXY icon
Invesco CurrencyShares Japanese Yen Trust
FXY
+$5.05M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$108M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$91M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$38.4M
4
JNJ icon
Johnson & Johnson
JNJ
+$31.2M
5
AAPL icon
Apple
AAPL
+$28.2M

Sector Composition

Rank Sector Weight
1 Technology 6.11%
2 Financials 3.21%
3 Energy 3.14%
4 Utilities 2.4%
5 Healthcare 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPRT
151
Westport Fuel Systems
WPRT
$33.4M
– –
-9,780
Closed -$197K
WPRT
152
PUT
Westport Fuel Systems
WPRT
$33.4M
– –
-9,780
Closed -$1.28M
WRLD icon
153
World Acceptance Corp
WRLD
$877M
– –
-55,500
Closed -$2.06M
WRLD icon
154
PUT
World Acceptance Corp
WRLD
$877M
– –
-55,500
Closed -$1.42M
WW
155
CALL
DELISTED
WW International
WW
– –
-72,500
Closed -$4K
XEL icon
156
Xcel Energy
XEL
$48.5B
– –
-151,000
Closed -$5.42M
XLK icon
157
State Street Technology Select Sector SPDR ETF
XLK
$117B
– –
-1,000,000
Closed -$21.4M
XLU icon
158
State Street Utilities Select Sector SPDR ETF
XLU
$22.9B
– –
-597,000
Closed -$12.9M
XRX icon
159
Xerox
XRX
$411M
– –
-48,159
Closed -$1.35M
VIVS
160
VivoSim Labs
VIVS
$1.17M
– –
-276
Closed -$165K
VIVS
161
PUT
VivoSim Labs
VIVS
$1.17M
– –
-276
Closed -$444K
SPWR
162
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-77,877
Closed -$1.53M
LL
163
DELISTED
LL Flooring Holdings, Inc.
LL
– –
-56,800
Closed -$986K
LL
164
PUT
DELISTED
LL Flooring Holdings, Inc.
LL
– –
-56,800
Closed -$309K
PXD
165
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-40,800
Closed -$5.12M
PBCT
166
DELISTED
People's United Financial Inc
PBCT
– –
-148,600
Closed -$2.4M
FIT
167
CALL
DELISTED
Fitbit, Inc. Class A common stock
FIT
– –
-67,900
Closed -$29K
AREX
168
DELISTED
Approach Resources Inc.
AREX
– –
-84,400
Closed -$155K
AREX
169
PUT
DELISTED
Approach Resources Inc.
AREX
– –
-84,400
Closed -$741K
UPL
170
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
– –
-127,500
Closed -$319K
UPL
171
PUT
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
– –
-127,500
Closed -$1.33M
NEE.PRQ
172
DELISTED
NextEra Energy, Inc.
NEE.PRQ
– –
-42,930
Closed -$2.25M
STRP
173
DELISTED
Straight Path Communications Inc.
STRP
– –
-15,900
Closed -$273K
STRP
174
PUT
DELISTED
Straight Path Communications Inc.
STRP
– –
-15,900
Closed -$807K
POT
175
DELISTED
Potash Corp Of Saskatchewan
POT
– –
-100,000
Closed -$1.71M
4 5 6
7
8

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NP
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LBA
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EIP
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ACM
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AWA
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CA
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Mizuho Securities USA's Q1 2016 Portfolio in Review

As of Q1 2016, Mizuho Securities USA held 209 positions worth $448M, down 44% from $806M the previous quarter. Its ten largest holdings account for 75% of the portfolio.

Mizuho Securities USA withdrew a net $356M in Q1 2016, closing 91 positions and reducing 31 holdings. Its most notable exit was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $108M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, down from 9.2% a quarter earlier, followed by Financials and Energy.

Against the trend, Mizuho Securities USA opened a new position in State Street SPDR S&P 500 ETF Trust worth $103M.

  • Mizuho Securities USA's largest Q1 2016 buy was State Street SPDR S&P 500 ETF Trust: 501,728 shares worth $103M.
  • Mizuho Securities USA added most to iShares Core US Aggregate Bond ETF in Q1 2016, an estimated $11.1M increase.
  • Mizuho Securities USA's biggest Q1 2016 reduction was Invesco QQQ Trust, cutting an estimated $91M.
  • Mizuho Securities USA fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2016, selling an estimated $108M.
  • Mizuho Securities USA's ten largest holdings make up 75% of its $448M portfolio in Q1 2016.
  • Mizuho Securities USA opened 68 new positions and closed 91 in Q1 2016.
  • Mizuho Securities USA's portfolio value fell 44% quarter-over-quarter to $448M.

Based on Mizuho Securities USA's 13F filing for Q1 2016, filed 21 Apr 2016.