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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+1.08%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$1.68B
AUM Growth
-$471M
Cap. Flow
+$556M
Cap. Flow %
33%
Top 10 Hldgs %
78.53%
Holding
208
New
71
Increased
39
Reduced
26
Closed
72

Top Buys

Rank Stock Value
1
MRK icon
Merck
MRK
+$18.4M
2
HPK icon
HighPeak Energy
HPK
+$17M
3
DMS
Digital Media Solutions, Inc.
DMS
+$11.2M
4
LGHL
Lion Group Holding
LGHL
+$8.68M
5
CHR icon
Cheer Holding
CHR
+$8.32M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$405M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$122M
3
MMDM
Modern Media Acquisition Corp. Common Stock
MMDM
+$18.3M
4
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$11.2M
5
GOEV
Canoo Inc. Class A Common Stock
GOEV
+$9.35M

Sector Composition

Rank Sector Weight
1 Financials 3.54%
2 Healthcare 2.75%
3 Energy 2.69%
4 Communication Services 2.36%
5 Technology 2.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KIM icon
126
Kimco Realty
KIM
$16.7B
– –
-50,000
Closed -$924K
LAZR
127
DELISTED
Luminar Technologies
LAZR
– –
-1,667
Closed -$252K
LYB icon
128
LyondellBasell Industries
LYB
$19.3B
– –
-18,000
Closed -$1.55M
PCRX icon
129
Pacira BioSciences
PCRX
$972M
– –
-6,000
Closed -$261K
HTT
130
High Templar Tech Ltd
HTT
$394M
– –
-10,000
Closed -$75K
SSRM icon
131
SSR Mining
SSRM
$6.03B
– –
-50,000
Closed -$684K
VICI icon
132
VICI Properties
VICI
$28.9B
– –
-25,000
Closed -$551K
VIV icon
133
Telefônica Brasil
VIV
$19.5B
– –
-60,300
Closed -$785K
VNO icon
134
Vornado Realty Trust
VNO
$7.55B
– –
-12,009
Closed -$770K
W icon
135
Wayfair
W
$14.4B
– –
-10,600
Closed -$1.55M
WIX icon
136
WIX.com
WIX
$2.79B
– –
-10,000
Closed -$1.42M
DMTK
137
DELISTED
DermTech, Inc. Common Stock
DMTK
– –
-10,472
Closed -$218K
SPLK
138
DELISTED
Splunk Inc
SPLK
– –
-4,100
Closed -$516K
GOEV
139
DELISTED
Canoo Inc. Class A Common Stock
GOEV
– –
-2,050
Closed -$9.35M
SRC
140
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
– –
-15,027
Closed -$641K
LVOX
141
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
– –
-200,000
Closed -$1.95M
TTCF
142
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
– –
-297,700
Closed -$3M
ATCX
143
DELISTED
Atlas Technical Consultants, Inc. Class A Common Stock
ATCX
– –
-56,625
Closed -$558K
VLDR
144
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
– –
-245,692
Closed -$2.44M
AVCT
145
DELISTED
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
– –
-58,469
Closed -$9.16M
NFH
146
DELISTED
New Frontier Health Corporation Ordinary Shares
NFH
– –
-298,644
Closed -$3.01M
CCX.U
147
DELISTED
Churchill Capital Corp II
CCX.U
– –
-50,000
Closed -$508K
SRE.PRA
148
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
– –
-100,000
Closed -$11.2M
CCI.PRA
149
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
– –
-3,738
Closed -$4.47M
EDTXU
150
DELISTED
EdtechX Holdings Acquisition Corp. Unit
EDTXU
– –
-97,252
Closed -$994K
3 4 5
6
7

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NP
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LBA
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EIP
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AWA
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CA
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Mizuho Securities USA's Q3 2019 Portfolio in Review

As of Q3 2019, Mizuho Securities USA held 208 positions worth $1.68B, down 22% from $2.16B the previous quarter. Its ten largest holdings account for 79% of the portfolio.

Mizuho Securities USA deployed $556M of net new capital in Q3 2019, opening 71 new positions and adding to 39 existing holdings. Its largest new stake was Merck: 230,036 shares worth $18.5M.

By sector, the portfolio is most concentrated in Financials at 3.5% of assets, up from 1.5% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $405M trimmed.

  • Mizuho Securities USA's largest Q3 2019 buy was Merck: 230,036 shares worth $18.5M.
  • Mizuho Securities USA added most to HighPeak Energy in Q3 2019, an estimated $17M increase.
  • Mizuho Securities USA's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $405M.
  • Mizuho Securities USA fully exited Modern Media Acquisition Corp. Common Stock in Q3 2019, selling an estimated $18.3M.
  • Mizuho Securities USA's ten largest holdings make up 79% of its $1.68B portfolio in Q3 2019.
  • Mizuho Securities USA opened 71 new positions and closed 72 in Q3 2019.
  • Mizuho Securities USA's portfolio value fell 22% quarter-over-quarter to $1.68B.

Based on Mizuho Securities USA's 13F filing for Q3 2019, filed 31 Oct 2019.