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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
-6.85%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$750M
AUM Growth
-$566M
Cap. Flow
-$463M
Cap. Flow %
-61.76%
Top 10 Hldgs %
62.82%
Holding
200
New
53
Increased
41
Reduced
17
Closed
85

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$16.1M
2
VEAC
Vantage Energy Acquisition Corp. Class A
VEAC
+$10.8M
3
KXIN icon
Kaixin Holdings
KXIN
+$8.15M
4
AVCT
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
+$6.57M
5
RPAY icon
Repay Holdings
RPAY
+$5.68M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$217M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$198M
3
ADVM
Adverum Biotechnologies
ADVM
+$60.5M
4
IYR icon
iShares US Real Estate ETF
IYR
+$29.5M
5
CCI icon
Crown Castle
CCI
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 8.46%
2 Consumer Discretionary 5.18%
3 Communication Services 4.83%
4 Healthcare 3.6%
5 Financials 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROKU icon
126
PUT
Roku
ROKU
$21.9B
– –
-40,800
Closed -$18K
SNAP icon
127
CALL
Snap
SNAP
$9.74B
– –
-341,600
Closed -$4K
SNAP icon
128
Snap
SNAP
$9.74B
– –
-341,600
Closed -$2.9M
SNAP icon
129
PUT
Snap
SNAP
$9.74B
– –
-341,600
Closed -$3.69M
SWK icon
130
Stanley Black & Decker
SWK
$14.8B
– –
-17,600
Closed -$2.58M
TDOC icon
131
Teladoc Health
TDOC
$1.21B
– –
-15,800
Closed -$1.36M
UNP icon
132
Union Pacific
UNP
$173B
– –
-56,000
Closed -$9.12M
WMB icon
133
Williams Companies
WMB
$86.1B
– –
-50,069
Closed -$1.36M
ZUO
134
DELISTED
Zuora, Inc.
ZUO
– –
-40,100
Closed -$927K
ZUO
135
PUT
DELISTED
Zuora, Inc.
ZUO
– –
-40,100
Closed -$604K
ASXC
136
DELISTED
Asensus Surgical, Inc.
ASXC
– –
-13,315
Closed -$1M
ASXC
137
PUT
DELISTED
Asensus Surgical, Inc.
ASXC
– –
-13,315
Closed -$157K
AFT
138
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
– –
-30,000
Closed -$479K
SPLK
139
DELISTED
Splunk Inc
SPLK
– –
-40,100
Closed -$4.85M
MDRX
140
DELISTED
Veradigm Inc. Common Stock
MDRX
– –
-68,076
Closed -$970K
ICPT
141
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-4,750
Closed -$600K
USWS
142
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
– –
-4,771
Closed -$1.01M
CXP
143
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
– –
-50,000
Closed -$1.18M
WPX
144
DELISTED
WPX Energy, Inc.
WPX
– –
-30,068
Closed -$605K
TRQ
145
DELISTED
Turquoise Hill Resources Ltd
TRQ
– –
-25,000
Closed -$530K
TIBRW
146
DELISTED
Tiberius Acquisition Corporation Warrant
TIBRW
– –
-54,900
Closed -$32K
NRCG
147
DELISTED
NRC Group Holdings Corp.
NRCG
– –
-347,294
Closed -$3.46M
DM
148
DELISTED
Dominion Energy Midstream Ptr LP
DM
– –
-55,668
Closed -$996K
WINR
149
DELISTED
Simplicity Esports and Gaming Company Common Stock
WINR
– –
-450,124
Closed -$4.58M
TSRO
150
DELISTED
TESARO, Inc.
TSRO
– –
-66,300
Closed -$2.59M
3 4 5
6
7

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WIA
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NP
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LBA
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EIP
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ACM
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AWA
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CA
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Mizuho Securities USA's Q4 2018 Portfolio in Review

As of Q4 2018, Mizuho Securities USA held 200 positions worth $750M, down 43% from $1.32B the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Mizuho Securities USA withdrew a net $463M in Q4 2018, closing 85 positions and reducing 17 holdings. Its most notable exit was Adverum Biotechnologies, an estimated $60.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 3.3% a quarter earlier, followed by Consumer Discretionary and Communication Services.

Against the trend, Mizuho Securities USA opened a new position in Alphabet (Google) Class A worth $15.6M.

  • Mizuho Securities USA's largest Q4 2018 buy was Alphabet (Google) Class A: 298,000 shares worth $15.6M.
  • Mizuho Securities USA added most to Kaixin Holdings in Q4 2018, an estimated $8.15M increase.
  • Mizuho Securities USA's biggest Q4 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $217M.
  • Mizuho Securities USA fully exited Adverum Biotechnologies in Q4 2018, selling an estimated $60.5M.
  • Mizuho Securities USA's ten largest holdings make up 63% of its $750M portfolio in Q4 2018.
  • Mizuho Securities USA opened 53 new positions and closed 85 in Q4 2018.
  • Mizuho Securities USA's portfolio value fell 43% quarter-over-quarter to $750M.

Based on Mizuho Securities USA's 13F filing for Q4 2018, filed 4 Feb 2019.